EMEA Regulatory Risk and Oversight Director

3 weeks ago

London, Greater London, United Kingdom Northern Trust Corporation Full time

About Northern Trust:

As a company, Northern Trust is committed to providing innovative financial services and guidance to the world's most successful individuals, families, and institutions by staying true to its enduring principles of service, expertise, and integrity.

With more than 130 years of financial experience and over 22,000 partners, Northern Trust serves the world's most sophisticated clients using leading technology and exceptional service.

The Regulatory Risk & Oversight Office is a newly established department in Asset Servicing. It oversees the management of regulatory risk across Asset Servicing, providing governance and oversight of the frameworks that enable understanding of regulatory obligations, mitigation of regulatory risks, and compliance with regulations applicable to Asset Servicing.

The department focuses on four key pillars: i) Regulatory Framework & Governance, ii) Regulatory Change Oversight, iii) Regulatory Risk Management, and iv) Regulatory Strategy & Sustainability.

The EMEA Regulatory Risk Program & Portfolio Manager is primarily responsible for the oversight of the portfolio of regulatory risk remediation projects arising from regulatory and compliance risk "hot spot" areas in the production environment, as well as the management of selected remediation projects.

The role reports to the Global Head of Regulatory Risk & Oversight. Additional responsibilities include collaborating with stakeholders across all lines of defense, multiple business units, and operational leaders to identify and create effective and sustainable solutions for resolving regulatory risk issues. The ideal candidate should have a fair amount of previous experience with matrix and remote management, knowledge of the financial services industry, and project management skills.

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