EMEA Regulatory Risk and Oversight Director

1 month ago

London, Greater London, United Kingdom Northern Trust Corporation Full time
About Northern Trust

Northern Trust is a globally recognized, award-winning financial institution with over 130 years of experience. We provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.

Job Summary

The EMEA Regulatory Risk Program & Portfolio Manager will oversee the portfolio of regulatory risk remediation projects arising from regulatory and compliance risk "hot spot" areas in the production environment, as well as manage selected remediation projects. This role reports to the Global Head of Regulatory Risk & Oversight.

Key Responsibilities
  • Collaborate with stakeholders across all lines of defense, multiple business units, and operational leaders to quickly identify and create effective and sustainable solutions for resolving regulatory risk issues.
  • Act as advisor to "regulatory delivery" partners, providing coaching and enabling alignment with regulatory risk principles and Regulatory Risk & Oversight strategy.
  • Support complex initiatives involving multiple disciplines and/or ambiguous issues.
  • Identify opportunities for improvement and the prioritization of change impacting the department.
  • Support the review of issues/trend analysis with escalation to the COO and Head of Regulatory Risk & Oversight.
  • Develop and/or maintain a suite of data-driven metrics based on various information sources to classify, manage, and report on remediation projects.
  • Lead Steering Group meetings to support remediation and maintain efficient and appropriate governance to enable successful remediation outcomes.
Requirements
  • Previous experience with matrix and remote management across global teams supporting and delivering on regulatory, compliance, and risk-related matters.
  • Knowledge of the financial services industry, especially asset servicing, wealth management, and banking, and the regulatory environment in which they operate.
  • Knowledge of regulatory themes, both existing and emerging within industry.
  • Project management professional with extensive business experience in Regulatory Change and Regulatory Risk Management, with a focus on program management for projects and initiatives within the group.
  • Good understanding of tools such as Clarity PPM.
  • Knowledge of business strategy development and key business change and Regulatory frameworks such as regulatory change and risk management principles.
  • Proven leadership and organizational skills.
  • Excellent communication skills; verbal, non-verbal, and written.
  • Demonstrated ability to manage third parties such as consultants and track financial expenses and performance against budget.
  • Results-oriented with strong collaboration, influencing, and data analysis skills.
  • College or University degree.
  • Extensive experience in financial services, with a solid understanding of regulatory obligations and regulatory risk management.
  • Demonstrated experience in remediation and transformation strategy and execution.

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