Regulatory Oversight Professional

We are seeking a Regulatory Oversight Professional to join our esteemed client's team, bringing exceptional expertise in compliance management.Key Accountabilities:Collaborate closely with stakeholders to develop and implement effective compliance strategies.Foster strong relationships within the organization.Ensure that all investment products and processes...

Reed Professional Services is seeking a highly skilled Regulatory Oversight Specialist to play a pivotal role in the maintenance of public confidence in the protection of animals used in scientific procedures. This critical position ensures compliance with the Animals (Scientific Procedures) Act (ASPA) and requires a professional with a veterinary or medical...

Attribution Search, a top-ranking and long-standing multi-billion dollar hedge fund, seeks a Regulatory Oversight Specialist for its expanding business in London.The Global Fund has a significant presence in Europe, the US, and Asia, offering a diverse investment strategy and product suite. As the fund's HQ is based in London, it serves as the hub for all...

About Northern Trust: As a company, Northern Trust is committed to providing innovative financial services and guidance to the world's most successful individuals, families, and institutions by staying true to its enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners,...

About the RoleAt Quilter, we're seeking a skilled Regulatory Oversight Specialist to deliver regulatory oversight to appointed representative firms. As a key component in establishing an effective control function, you'll identify and resolve customer, regulatory, reputational, and operational risks.The ideal candidate will work with AR Principals to achieve...

Job Title: Compliance Specialist - Regulatory OversightThe role supports the development of the Compliance oversight model of the Corporate Compliance Team. You will work with team members and colleagues to ensure efficient, effective, and consistent Compliance support and challenge is provided to Corporate Functions.Key Responsibilities:Provide advisory...

About Northern TrustNorthern Trust is a globally recognized, award-winning financial institution with over 130 years of experience. We provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.Job SummaryThe EMEA Regulatory Risk Program & Portfolio Manager will oversee the portfolio of...

Regulatory Reporting Oversight RoleAs a key member of the Prudential Risk team at Metro Bank, you will be responsible for overseeing the preparation and submission of regulatory reports to various financial authorities. This involves reviewing internal processes, controls, and interpretations that are leveraged for regulatory reporting purposes.Key...

About the RoleLevel: 3Department: Supervision & OversightLocation: United Kingdom (Hybrid) or Homebased, United KingdomContract type: Permanent, Full-TimeAs a Regulatory Oversight Specialist in Quilter, your role is to deliver effective control functions to appointed representative firms. You will work with AR Principals to help them achieve effective...

About the RoleWe are seeking a highly skilled CASS Specialist, Regulatory Oversight Management to join our Global Asset Safety team in London, United Kingdom. This role will work in a hybrid schedule and will be responsible for providing oversight and management of a range of UK CASS regulatory and governance deliverables.Key ResponsibilitiesProvide...

Regulatory Oversight Management DirectorAt THE BANK OF NEW YORK MELLON CORPORATION, we empower our employees to grow and succeed in a dynamic and inclusive work environment. As a leading global financial services company, we touch nearly every aspect of the world's financial system. Our team of talented professionals brings their unique perspectives to...

Job DescriptionWe are seeking a highly skilled Financial Risk Oversight Professional to join our EMEA team. As a key member of the team, you will be responsible for ensuring the company's EMEA entities comply with regulatory requirements and internal policies. Your expertise in designing and implementing risk management policies, practices, and processes...

About Northern Trust:Northern Trust is a leading global financial institution with a rich history dating back to 1889. We provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by upholding our core values of service, expertise, and integrity.We are proud to offer a dynamic and collaborative...

Job Title: Inspector in Animal ScienceWe are seeking an experienced and skilled individual to join our team at Reed Professional Services. As a Regulatory Compliance Specialist, you will play a pivotal role in ensuring compliance with the Animals (Scientific Procedures) Act (ASPA) and contribute to the ethical oversight of scientific research.Key...

About the Role:As a key member of the TD Bank Group's Compliance team, the Compliance Oversight Officer will play a critical role in ensuring the effective implementation and management of our global compliance program. This will involve working closely with stakeholders across the organization to identify, assess, and mitigate compliance risks, and to...

Company OverviewStarling Bank is a leading UK bank with a culture of innovation and disruption. Our mission is to radically reshape banking for the better, and we're seeking a skilled Regulatory Compliance Specialist to join our Conduct Oversight team.About the RoleWe are looking for an experienced Regulatory Compliance Specialist to provide second-line...

Regulatory Oversight Management SpecialistAt BNY, we foster a culture of excellence, empowering our employees to grow and succeed. As a leading global financial services company, we touch nearly 75% of the world's investible assets. Our diverse team of over 50,000 employees brings innovative ideas and perspectives to the table, creating solutions that...

Company OverviewMason Blake is a well-established and growing asset management house, seeking an experienced professional to join their team as Operational Oversight Manager. This role offers an exciting opportunity for candidates with strong investment oversight experience within buy-side operations.About the RoleThe successful candidate will be responsible...

About this roleRegulatory Veterinarian Advisor required for a pivotal role in the maintenance of public confidence in the protection of animals used in scientific procedures.This is a home-based position with travel requirements, offering a chance to apply regulatory, leadership, and strategic expertise in a dynamic setting.Key ResponsibilitiesPrioritise and...

Alexander Barnes is seeking a Senior Compliance Officer to lead a European Payments FinTech search.This role is responsible for ensuring regulatory adherence and managing compliance risks as the company continues its growth trajectory.The Compliance Conduct Lead will play a key role in the oversight of policies, frameworks, and risk management processes,...