Regulatory Oversight Management Director

3 weeks ago

London, Greater London, United Kingdom THE BANK OF NEW YORK MELLON CORPORATION Full time

Regulatory Oversight Management Director

At THE BANK OF NEW YORK MELLON CORPORATION, we empower our employees to grow and succeed in a dynamic and inclusive work environment. As a leading global financial services company, we touch nearly every aspect of the world's financial system. Our team of talented professionals brings their unique perspectives to create innovative solutions that benefit businesses, communities, and individuals worldwide.

We continue to be a leader in the industry, recognized for our commitment to innovation and diversity. Through our collaborative approach and shared values, we strive to make a positive impact on the world. This is what drives us at THE BANK OF NEW YORK MELLON CORPORATION.

We're seeking a highly skilled professional to join our Markets team as a Regulatory Oversight Management Director. This role is located in London.

In this role, you'll have the opportunity to make a significant impact in the following areas:

  • CASS Applicability: Responsible for assessing and understanding the CASS applicability of Markets products and services.
  • CASS Risk Management: Ensure that CASS risks are identified, assessed, and mitigated through an effective control environment.
  • Oversight of CASS controls: Responsible for Markets CASS control testing program to ensure that controls that mitigate CASS risk are effective.
  • Change Management: Ensure that product and program/process change is assessed and compliant with the CASS and CAP rules and GAS policy.
  • Alignment with Corporate Risk Framework (RCSAs): Collaborate with Embedded Control function to ensure appropriate alignment of CMF and RCSA controls.
  • Resolution Pack: Responsible for maintenance of complete and accurate Markets resolution pack.
  • CASS Governance and escalation: Lead and ensure an effective Markets CASS Governance council through sufficient MI.
  • Performance Management and succession: Set appropriate client asset objectives for the dedicated Markets client asset Office and business functional staff with a significant CASS responsibility.
  • CMAR: Responsible for complete and accurate AUC reporting specific to in scope Markets products.

To be successful in this role, we're seeking professionals with the following skills:

  • Detailed understanding of FCA CASS rules and client asset objectives.
  • Product/operational knowledge of Markets products.
  • Ability to apply a legal entity view with respect to application of the CASS rules.
  • Familiarity with corporate risk framework from an RCSA/CMF perspective.
  • Ability to review and challenge internal controls, and make recommendations for improvements.
  • Excellent leadership skills required to lead the team and drive through improvements in the CASS control framework.

At THE BANK OF NEW YORK MELLON CORPORATION, we offer a comprehensive compensation and benefits package, including flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team. We provide generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

THE BANK OF NEW YORK MELLON CORPORATION is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

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