EMEA Oversight Manager

2 weeks ago

London, Greater London, United Kingdom Northern Trust Full time
About Northern Trust:

Northern Trust is a globally recognized financial institution with a rich history dating back to 1889. We provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity.

The Role/Department

The EMEA Asset Servicing COO Oversight Manager will be responsible for the governance, oversight, and adherence to frameworks for EMEA Asset Servicing COO, with specific focus on the requirements of the UK Senior Management Regime (SMR). The main responsibility of the incumbent will be the proactive support of the EMEA Asset Servicing COO SMF 24 (under SMR) in the execution of the oversight responsibilities for Custody Operations in the region, with a particular focus on Risk & Operational Resiliency.

This role is a varied role encompassing the ongoing assessment of the end-to-end operating and resiliency environment, oversight of key initiatives and projects, working with the wider leadership team to identify, communicate, and implement business priorities. The incumbent will be expected to contribute to Asset Servicing and EMEA leadership forums and also to act as a delegate for the UK SMF 24 as required.

Key Responsibilities:

  • Ensure that governance structures remain appropriate for the oversight of Custody Operations and the respective SMR obligations for UK legal entities.
  • Ensure that the Senior Management oversight process remains tightly aligned to the established, formal governance processes.
  • Provide adequate oversight and support to the accountable SMF 24 for Custody Operations.
  • Oversee and challenge the plans and actions designed to test and improve the Operational Resiliency of applicable Important Business Services.
  • Prepare and deliver clear, concise, and actionable reporting to senior leadership and governance committees.
  • Oversight of management information and reporting, ensuring relevance to the business environment and governance including changing regulatory requirements.
  • Liaise closely with individuals with similar roles in EMEA to share best practice and maintain consistency.
  • Interact and maintain effective relationships with appropriate regulatory bodies, especially the PRA/FCA as required.
  • Maintain a good level of knowledge of risk and regulatory environment applicable to the business, collaborating with Risk and Compliance with a view to ensuring adequate systems and controls are in place such that all relevant functions comply with all legal and statutory requirements applicable.
  • Work closely with senior leadership across the enterprise, in all three lines of defence, to support the continued maturation of the control environment.
  • Oversee and sponsor key initiatives including business and regulatory change.
  • Maintain oversight of projects and initiatives relevant to the Important Business Services.
  • Participate in the development of strategic plans, goals, and priorities based on the direction set for the business.

Requirements:

  • Detailed experience in financial services industry, including regulatory experience.
  • Proven success building and implementing control frameworks.
  • Exceptional data visualization skills.
  • Excellent critical and creative thinking, decision-making, and innovative problem-solving skills.

About Northern Trust:

Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at hrservicecenter@northerntrust.com.

Reasonable Accommodation

Northern Trust is an equal opportunity employer and welcomes applications from diverse candidates. We are committed to creating an inclusive work environment that values diversity, equity, and inclusion. If you have any questions or concerns about the application process, please do not hesitate to contact us.

  • EMEA Asset Servicing COO Oversight Manager

    1 month ago

    London, Greater London, United Kingdom Northern Trust Full time

    About Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial services and guidance.The RoleThe EMEA Asset Servicing COO Oversight Manager will play a...

  • EMEA Asset Servicing COO Oversight Manager

    1 month ago

    London, Greater London, United Kingdom Northern Trust Full time

    About Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial services and guidance.The RoleThe EMEA Asset Servicing COO Oversight Manager will play a...

  • EMEA Asset Servicing COO Oversight Manager

    1 month ago

    London, Greater London, United Kingdom Northern Trust Full time

    About Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial services and guidance.The RoleWe are seeking a highly skilled EMEA Asset Servicing COO...

  • EMEA Asset Servicing COO Oversight Manager

    1 month ago

    London, Greater London, United Kingdom Northern Trust Full time

    About Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial services and guidance.The RoleWe are seeking a highly skilled EMEA Asset Servicing COO...

  • EMEA Asset Servicing COO Oversight Manager

    2 weeks ago

    London, Greater London, United Kingdom Northern Trust Full time

    About Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial services and guidance.The RoleThe EMEA Asset Servicing COO Oversight Manager will play a...

  • EMEA Asset Servicing COO Oversight Manager

    2 weeks ago

    London, Greater London, United Kingdom Northern Trust Full time

    About Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial services and guidance.The RoleThe EMEA Asset Servicing COO Oversight Manager will play a...

  • EMEA Regulatory Risk and Oversight Director

    2 days ago

    London, Greater London, United Kingdom Northern Trust Corporation Full time

    About Northern Trust: As a company, Northern Trust is committed to providing innovative financial services and guidance to the world's most successful individuals, families, and institutions by staying true to its enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners,...

  • EMEA Regulatory Risk and Oversight Manager

    1 month ago

    London, Greater London, United Kingdom Northern Trust Corporation Full time

    About Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial solutions.Job SummaryWe are seeking an experienced EMEA Regulatory Risk and Oversight...

  • EMEA Regulatory Risk and Oversight Manager

    1 month ago

    London, Greater London, United Kingdom Northern Trust Corporation Full time

    About Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial solutions.Job SummaryWe are seeking an experienced EMEA Regulatory Risk and Oversight...

  • EMEA Regulatory Risk and Oversight Manager

    3 weeks ago

    London, Greater London, United Kingdom Northern Trust Corporation Full time

    About Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial solutions.Job SummaryWe are seeking an experienced EMEA Regulatory Risk and Oversight...

  • EMEA Regulatory Risk and Oversight Manager

    3 weeks ago

    London, Greater London, United Kingdom Northern Trust Corporation Full time

    About Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial solutions.Job SummaryWe are seeking an experienced EMEA Regulatory Risk and Oversight...

  • EMEA Regulatory Risk and Oversight Manager

    3 weeks ago

    London, Greater London, United Kingdom Northern Trust Corporation Full time

    About Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial solutions.Job SummaryWe are seeking an experienced EMEA Regulatory Risk and Oversight...

  • EMEA Regulatory Risk and Oversight Manager

    2 weeks ago

    London, Greater London, United Kingdom Northern Trust Corporation Full time

    About Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial solutions.Job SummaryWe are seeking an experienced EMEA Regulatory Risk and Oversight...

  • EMEA Regulatory Risk and Oversight Manager

    2 weeks ago

    London, Greater London, United Kingdom Northern Trust Corporation Full time

    About Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial solutions.Job SummaryWe are seeking an experienced EMEA Regulatory Risk and Oversight...

  • EMEA Regulatory Risk and Oversight Manager

    4 weeks ago

    London, Greater London, United Kingdom Northern Trust Corporation Full time

    About Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial solutions.Job SummaryWe are seeking an experienced EMEA Regulatory Risk and Oversight...

  • EMEA Regulatory Risk and Oversight Manager

    4 weeks ago

    London, Greater London, United Kingdom Northern Trust Corporation Full time

    About Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial solutions.Job SummaryWe are seeking an experienced EMEA Regulatory Risk and Oversight...

  • EMEA Regulatory Risk and Oversight Manager

    2 weeks ago

    London, Greater London, United Kingdom Northern Trust Corporation Full time

    About Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial solutions.Job SummaryWe are seeking an experienced EMEA Regulatory Risk and Oversight...

  • EMEA Regulatory Risk and Oversight Manager

    2 weeks ago

    London, Greater London, United Kingdom Northern Trust Corporation Full time

    About Northern Trust:Northern Trust is a leading financial institution with a rich history dating back to 1889. As a Fortune 500 company, we provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.We are proud to offer a collaborative and inclusive work environment where our employees can grow...

  • EMEA Regulatory Risk and Oversight Director

    1 week ago

    London, Greater London, United Kingdom Northern Trust Corporation Full time

    About Northern Trust:Northern Trust is a globally recognized financial institution with a rich history dating back to 1889. We are committed to providing innovative financial services and guidance to the world's most successful individuals, families, and institutions.Our Asset Servicing division is a key area of focus, and we are seeking a highly skilled...

  • EMEA Regulatory Risk and Oversight Manager

    3 weeks ago

    London, Greater London, United Kingdom Northern Trust Corporation Full time

    About Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial solutions.Job SummaryWe are seeking an experienced EMEA Regulatory Risk and Oversight...