Senior Regulatory Oversight Specialist

Attribution Search, a top-ranking and long-standing multi-billion dollar hedge fund, seeks a Regulatory Oversight Specialist for its expanding business in London.The Global Fund has a significant presence in Europe, the US, and Asia, offering a diverse investment strategy and product suite. As the fund's HQ is based in London, it serves as the hub for all...

The FCA is seeking a Regulatory Oversight Professional to join its Risk and Compliance team. In this role, you will work closely with senior management and colleagues across the organization to ensure effective regulatory oversight and risk management.Job RequirementsAs a Regulatory Oversight Professional, you will:Develop and implement risk management...

About the RoleAt Quilter, we're seeking a skilled Regulatory Oversight Specialist to deliver regulatory oversight to appointed representative firms. As a key component in establishing an effective control function, you'll identify and resolve customer, regulatory, reputational, and operational risks.The ideal candidate will work with AR Principals to achieve...

Company OverviewStarling Bank is a leading UK bank with a culture of innovation and disruption. Our mission is to radically reshape banking for the better, and we're seeking a skilled Regulatory Compliance Specialist to join our Conduct Oversight team.About the RoleWe are looking for an experienced Regulatory Compliance Specialist to provide second-line...

Career OpportunityWe're seeking a highly skilled Regulatory Oversight Professional to join our team. As a key member of our risk assurance function, you'll be responsible for overseeing systems and controls across our organization, ensuring compliance with regulatory requirements and industry best practices.You'll have a strong knowledge of UK financial...

Job SummaryWe are seeking a Senior Compliance Oversight Specialist to lead our compliance monitoring team in delivering a consistent and effective compliance monitoring programme. This strategic role involves developing and implementing comprehensive compliance monitoring plans, identifying and assessing potential compliance risks, and conducting regular...

Regulatory Reporting Oversight RoleAs a key member of the Prudential Risk team at Metro Bank, you will be responsible for overseeing the preparation and submission of regulatory reports to various financial authorities. This involves reviewing internal processes, controls, and interpretations that are leveraged for regulatory reporting purposes.Key...

About the RoleWe are seeking a highly skilled and experienced Senior Oversight Strategist to join our team at Swift Software. As a critical service provider to the global financial system, we are overseen by the G-10 central banks, with the National Bank of Belgium (NBB) acting as the lead overseer.The objective of Swift oversight is to ensure effective...

Reed Professional Services is seeking a highly skilled Regulatory Oversight Specialist to play a pivotal role in the maintenance of public confidence in the protection of animals used in scientific procedures. This critical position ensures compliance with the Animals (Scientific Procedures) Act (ASPA) and requires a professional with a veterinary or medical...

About the Role:As a key member of the TD Bank Group's Compliance team, the Compliance Oversight Officer will play a critical role in ensuring the effective implementation and management of our global compliance program. This will involve working closely with stakeholders across the organization to identify, assess, and mitigate compliance risks, and to...

Alexander Barnes is seeking a Senior Compliance Officer to lead a European Payments FinTech search.This role is responsible for ensuring regulatory adherence and managing compliance risks as the company continues its growth trajectory.The Compliance Conduct Lead will play a key role in the oversight of policies, frameworks, and risk management processes,...

About the RoleFirm Governance Assessor in Quilter is an exciting opportunity to join a team of compliance professionals who deliver regulatory oversight to appointed representative firms. This role requires identifying and resolving customer, regulatory, reputational, and operational risks to establish an effective control function.Key ResponsibilitiesWork...

**Job Title:** Senior Catastrophe Risk Oversight Specialist**About the Role:** We are working with a reinsurance company who are looking for a Senior Catastrophe Risk Oversight Specialist.**Key Responsibilities:** Reporting into the VP of Risk Oversight Analytics, you will be supporting them in undertaking risk oversight reviews and communicating these...

We are seeking a Regulatory Oversight Professional to join our esteemed client's team, bringing exceptional expertise in compliance management.Key Accountabilities:Collaborate closely with stakeholders to develop and implement effective compliance strategies.Foster strong relationships within the organization.Ensure that all investment products and processes...

Role OverviewThe Senior Regulatory Compliance Specialist will play a crucial role in ensuring the bank's compliance with regulatory requirements, particularly in relation to swap dealer and securities financing transactions. This position will be based in the UK and will work closely with the Wholesale Market Integrity Division in...

Job DescriptionAs a Regulatory Affairs Specialist at VRS Regulatory, you will have the opportunity to develop and implement regulatory strategies for plant protection products in specific geographical territories. Your key responsibilities will include managing a portfolio of plant protection products, developing regulatory submissions, and working with the...

**About the Role:**This full-time, permanent position involves working remotely from home as a Compliance Oversight Specialist. Your primary responsibility will be to oversee and maintain competence with regulatory requirements governing mortgage lending activities. You will work closely with our advisers to ensure they achieve and maintain Competent Adviser...

Job Title: Senior Regulatory Controls SpecialistThe Goodman Masson team is seeking an experienced Ops professional with a Sales Support or Regulatory background to join their client, an investment banking firm, on a 9-month contract. The role involves enhancing the Regulatory Control process and Sales Support functions by identifying areas for improvement...

Job Title: Compliance Oversight SpecialistEstimated Salary Range: £80,000 - £110,000 per annumCompany Overview:SilverRock Bank is a pioneering financial institution dedicated to delivering fairer financial outcomes. Our mission is to empower lenders and enable savers to prosper through innovative data-driven solutions.Job Description:We are seeking a...

About Northern TrustNorthern Trust Corporation is a leading financial institution with over 130 years of experience, providing innovative financial services to the world's most successful individuals, families, and institutions.Capital Markets Regulatory Risk and Oversight Manager Role SummaryThis senior role reports to the Capital Markets CAO and leads a...