Director of Compliance Oversight

Senior Leadership OpportunityWe are seeking a Regulatory Oversight Director to join our team at Compliance Professionals. This role will suit an individual with experience in Public Markets based in London.About the PositionThis is a senior leadership position that requires the successful candidate to oversee compliance with beneficial ownership and trade...

Job Summary">We are seeking an experienced Compliance professional to join our team as a Global Head of Compliance. The successful candidate will be responsible for leading the management of global regulatory relationships, providing advisory coverage for all business desks worldwide, and overseeing global regulatory developments.">Key...

**Company Overview**Compliance Professionals is a leading electronic brokerage firm based in the City.Job Description:We are looking for a skilled Risk Oversight Coordinator to join our team based in London. As a Risk Oversight Coordinator, you will be responsible for assisting the Compliance department with its advisory role in the business by conducting...

About the OpportunityWe are seeking an experienced Executive Director of Compliance Oversight to join our team at Goldman Sachs. In this critical role, you will be responsible for overseeing our compliance programs and ensuring that they are effective in mitigating compliance risk.The ideal candidate will have a minimum of 6 years of experience as a...

Company Overview:Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This role will be responsible for ensuring that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring activity adequately support the mandatory requirements...

About Us:We are a world-leading specialist broker, providing expert advice and support to clients across various sectors. Our team is dedicated to delivering exceptional service and building long-term relationships with our clients.Job Description:The Global Head of Compliance will play a critical role in leading our compliance function, ensuring we meet...

Job OverviewWe are seeking a seasoned Compliance Director to join our team at Compliance Professionals.The ideal candidate will have extensive experience in senior-level compliance roles within the derivatives brokerage industry.About the RoleThis is an exceptional opportunity to oversee a small team and play a pivotal role in developing our compliance...

Transaction Oversight Director Job DescriptionWe are seeking a highly experienced Transaction Oversight Director to lead our payroll function at Metropolitan Thames Valley Housing. The successful candidate will have a proven track record in payroll management, including regulatory compliance, team leadership, and process improvement.Key...

Job DescriptionWe are seeking a highly skilled Compliance Director to lead our global operations and ensure we maintain the highest standards of regulatory compliance.About the RoleDevelop and implement effective global compliance strategies, ensuring alignment with relevant regulations and industry best practices.Manage and oversee our global regulatory...

Salary Range:We offer a highly competitive salary package, estimated to be around £120,000 - £180,000 per annum, depending on experience. Additionally, you will benefit from a range of perks and benefits, including opportunities for career growth and professional development.The ideal candidate will have at least 6 years' experience in in-house Compliance...

Company OverviewThe UK Privacy, Risk and Compliance team at Equifax plays a pivotal role in ensuring the company adheres to regulatory requirements and industry standards. This team is responsible for providing expert guidance and support to various business units within Equifax.The Senior Compliance Monitoring Manager reports directly to the Compliance...

The Compliance Professionals is seeking a seasoned Compliance Director to oversee regulatory affairs and ensure the firm's policies and procedures remain effective.Responsibilities:Maintain knowledge of FCA regulations and guidelines pertaining to FX/CFD trading and financial services.Serve as the primary point of contact for regulatory inquiries and...

Mason Blake is recruiting for a Risk Oversight Director to join our team. As a Risk Oversight Director, you will be responsible for pro-actively identifying and remedying control gaps, ensuring that controls are designed and operating effectively, and owning and overseeing the team's Risk Event and breach function. You will also record and investigate Risk...

Job DescriptionWe are seeking a highly skilled Compliance Specialist Lead to join our team at Compliance Professionals. This is a permanent position based in St Albans.About the Role:Ensure the Compliance function has appropriate regulatory engagement, procedures and monitoring activity adequately support the mandatory requirements.Provide Compliance and AML...

About Vantage:We are an award-winning, multi-asset broker with a global footprint. Our platform provides a seamless trading experience and serves as a hub for learning and networking.Our diverse range of over 1,000 CFD products includes forex, indices, commodities, shares, ETFs, bonds, and cryptocurrencies. We offer comprehensive tools and dedicated support...

COREcruitment is seeking a skilled Non-Executive Director to join their client's board, overseeing the retail and e-commerce business. The ideal candidate will have expertise in leading or advising on digital transformation initiatives, e-commerce platform development, and leveraging technology for business growth.The successful candidate will ensure the...

Job Title: Senior Compliance DirectorSalary Range: £100,000 - £130,000 per annumAbout the Role:This is an outstanding opportunity for an experienced Senior Compliance Director to join a leading Global Payments business in a key role at an exciting time of their growth and expansion.Key Responsibilities:Leading the Compliance monitoring programme and...

As a Compliance Leader at Compliance Professionals, you will oversee global regulatory relationships and advisory coverage of all business desks globally. You will be responsible for oversight of global regulatory developments, driving their implementation, and ensuring Regulatory and Exchange queries, audits, and investigations are completed in an...

Key ResponsibilitiesAs a Compliance Governance Manager, you will be responsible for managing product governance regulatory requirements, including providing regulatory compliance advice in periodic reviews and regulatory change impact assessments.You will also monitor changes to the business and areas of regulatory change, working with colleagues to assess...

We are seeking a highly experienced Regulatory Affairs Director to join our team at Compliance Professionals. As a key member of our leadership team, you will be responsible for driving the development and implementation of our global compliance strategy.About the RoleThis is a challenging and rewarding role that requires a strong understanding of regulatory...