Regulatory Affairs Director

2 days ago


London, Greater London, United Kingdom Compliance Professionals Full time

We are seeking a highly experienced Regulatory Affairs Director to join our team at Compliance Professionals. As a key member of our leadership team, you will be responsible for driving the development and implementation of our global compliance strategy.

About the Role

This is a challenging and rewarding role that requires a strong understanding of regulatory requirements and industry best practices. You will work closely with our business teams to ensure effective management of global regulatory risk.

The ideal candidate will have expertise in managing global regulatory relationships, providing advisory coverage of all business desks globally, and overseeing global regulatory developments. You will also be responsible for overseeing Financial Crime risk globally and the global Compliance Monitoring Programme.

You will work closely with senior management to assess regulatory developments and lead implementation as required. Additionally, you will be responsible for oversight and submission (where applicable) of global regulatory returns.

About the Company

Compliance Professionals is a world-leading specialist broker based in the City. We offer a competitive salary range of £120,000 - £180,000 per annum, depending on experience.



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