Investment Management Compliance Expert

Job SummaryPacific Investment Management Co. is seeking a highly skilled Compliance Expert to join our EMEA Regulatory Compliance team in London. The ideal candidate will have extensive knowledge of EMEA regulatory frameworks, particularly in relation to Client Facing Activities, Marketing, and Environmental, Social, and Governance (ESG) considerations.Key...

JCR Talent is delighted to be partnering with a leading Investments firm as they seek an experienced Compliance Manager.Key Responsibilities:Provide expert guidance to the business on regulatory matters, ensuring that investing products meet customer needs and comply with relevant requirements.Establish and maintain strong relationships throughout the...

JCR Talent, your expert partner for CASS and compliance recruitment, presents an exciting opportunity for an Investment Compliance Specialist.About the Role:To provide comprehensive regulatory expertise to our client, helping them build innovative investing products that deliver great customer outcomes.Develop and maintain effective relationships across the...

Investment Compliance Role OverviewIDEX Consulting Ltd is seeking a skilled Compliance Analyst to join our team as an Investment Compliance Expert.This role requires producing high-quality Compliance reports, managing risks associated with investments, and collaborating with investment management businesses.We provide ongoing study support for professional...

Job Summary We are seeking a highly skilled Compliance Senior Manager to join our team at AXA Investment Managers. As a key member of our Compliance Department, you will be responsible for managing the compliance advisory team and providing expert advice on regulatory matters to our investment management business. Key Responsibilities Manage a team of...

{"Job Title": "Compliance Manager", "Job Overview": "We are seeking a Compliance Manager to join our team at AXA Investment Managers. This is a critical role that will involve managing compliance advisory teams and providing senior compliance advice to our UK entities.", "Key Responsibilities": "Manage a team of 5 direct reports, providing guidance and...

Established in 2009, Gresham Hunt is a specialist recruitment agency partnered with a leading global investment management firm. This role offers the opportunity to work closely with their Compliance team, providing timely and accurate advice on regulations.We are looking for a highly experienced Senior Compliance Officer to join their team in London. As a...

As a Data Architecture Expert at USS Investment Management Limited, you will play a critical role in designing and implementing the data architecture blueprint for investment management.About the RoleYou will be responsible for overseeing the roadmap for advancing data capabilities across multiple projects, aligning data architecture to drive business...

We are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...

Job DescriptionWe are looking for a seasoned Investments Compliance Professional to join our Risk & Compliance function.This is a fantastic opportunity for someone to utilise their expertise in investment products and regulatory compliance to drive business growth and deliver good customer outcomes.The successful candidate will be responsible for:Providing...

About the RoleOur client, a leading international investment bank based in the City, is seeking an experienced Compliance Officer to join their Business. The ideal candidate will have a specialization in Financial Crime and a proven track record in ensuring strict compliance with regulations.

Job Summary:Compliance Professionals seek a skilled Compliance Advisory Expert to join their team. The successful candidate will provide expert advice and guidance on financial crime matters, ensuring the company remains compliant with regulatory requirements. This is an excellent opportunity to work with a reputable company and advance your career in...

MFS Investment Management is seeking a skilled Structured Products Research Analyst to join our global research team. The successful candidate will develop investment recommendations for fixed income portfolios managed by MFS, leveraging their expertise in European securitized markets.The RoleConduct in-depth research to generate investment recommendations...

About the RoleWe are looking for a skilled Compliance Specialist to join our team, responsible for ensuring regulatory excellence and overseeing the Enterprise Risk Management framework.The ideal candidate will have extensive experience in risk, compliance, and governance within regulated wealth management or retail financial services, with strong knowledge...

At Goldman Sachs Bank AG, we are seeking a highly skilled Compliance Expert to join our Investment Banking team in London. As a key member of the IB Financing Group Compliance Team, you will provide critical advice and guidance on regulatory matters, ensuring compliance with applicable laws and regulations.We estimate the annual salary for this role to be...

About the Opportunity253 FIL Investment Management Ltd is seeking a highly skilled Investment Risk Manager to join its Global Risk team in London.Job Type: PermanentSalary: £120,000 - £150,000 per annum (dependent on experience)The DepartmentThe Global Risk team covers the management oversight of Fidelity's risk profile, including key risk frameworks,...

We are seeking a skilled Regulatory Compliance Expert to provide technical guidance on Investment Management solutions. As a key member of our team, you will be responsible for leading on Financial Promotion sign off, Conflict of interest management, and Compliance project management.Job OverviewBarclay Simpson is a trusted partner for investment managers...

About This OpportunityBlackRock, Inc. is a leading global investment management company seeking an experienced Compliance Professional to join its EMEA Investment & Trading Compliance team.Role Overview:This is an exciting opportunity for a seasoned Compliance expert to provide critical support to our business units, ensuring adherence to regulatory...

About the RoleWe are seeking a Compliance Expert to join our Risk & Compliance team. As a key member of this function, you will play a crucial role in advising on new investment product development and monitoring products and services to ensure customer outcomes.Key responsibilities include:Advising on new investment product developmentMonitoring products...

Job OverviewWillow Resourcing Limited is seeking a skilled Compliance Expert to join their team in London. This is an excellent opportunity for a motivated individual to work with a leading FinTech company and contribute to the growth of their Risk & Compliance function.In this role, you will be responsible for advising on new investment product development...