Financial Services Regulatory Compliance Expert

Job OverviewMeraki Talent Ltd is seeking a Financial Services Regulatory Expert to join their team in Edinburgh on a permanent basis. The ideal candidate will have experience working in a compliance role within Financial Services, with strong exposure to completing compliance monitoring reviews.

Job DescriptionAs a Technical Specialist - Regulatory, you will play a pivotal role in developing and implementing a data-led approach to the authorisation and early years supervision of new financial services businesses.You will be responsible for:Developing, implementing, and supporting a data-driven strategy for early and high growth oversight supervision...

Job DescriptionPinsent Masons is seeking a highly skilled Regulatory and Compliance Expert to join our RIF team. As a key member of the team, you will be responsible for providing expert advice on insurance law, regulation, and policy wordings/product T&Cs, and working closely with partners and legal directors to develop and implement strategic knowledge...

Hobson Prior is currently looking for an experienced Compliance and Regulatory Expert to contribute to its Regulatory Affairs team.About the RoleThe selected candidate will play a key role in preparing and compiling regulatory documents, coordinating regulatory submissions, and ensuring ongoing compliance with relevant regulations and industry standards.Main...

Regulatory Advisory ExpertWe are seeking an experienced Regulatory Advisory Expert to join our team at Broadgate.The ideal candidate will have direct experience within Financial Services, ideally Wealth Management, and an understanding of FCA regulations that relate to outsourcing (SYSC/COBS/COLL).As a Primary Compliance Advisor, you will be responsible for...

Job Description: Financial Services Compliance ManagerMeraki Talent Ltd's Financial Services client is seeking a seasoned Financial Services Compliance Manager to lead their compliance monitoring efforts in Edinburgh. This is a fantastic opportunity to utilize your expertise in compliance monitoring and risk assessment to drive business improvement.Key...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Broadgate.This is a critical position within the business, offering the chance to shape compliance strategy and ensure the business operates within all regulatory standards.About the RoleAs a Primary Compliance Advisor, you will provide expert guidance on FCA...

Financial Services Compliance LeadMaintain and enhance our Financial Services client's compliance culture by providing strategic guidance on regulatory requirements.About the Job:This is an exciting opportunity for a highly skilled Compliance Lead to drive compliance excellence in our Financial Services client's operations.Main Responsibilities:Develop and...

Regulatory Law Specialist OpportunityWe are seeking an experienced and skilled Solicitor to join our team as a Senior Legal Counsel in Edinburgh, London, or Macclesfield. This role will provide strategic legal advice, guidance, and support across the Royal London Group.As a Senior Legal Counsel, you will be responsible for providing expert legal advice and...

About the RoleWe are seeking a highly motivated and experienced Regulatory and Compliance Lawyer to join our Pinsent Masons RIF team. As a key member of our team, you will work closely with our clients to provide expert advice on regulatory matters related to insurance, financial services, and related sectors.Your main responsibilities will include providing...

We are seeking a Regulatory Compliance Strategist to join our team at Broadgate in Edinburgh. As a key member of the Regulatory Advisory department, you will play a critical role in shaping our compliance strategy and ensuring the business operates within regulatory standards.The successful candidate will have direct experience within Financial Services,...

ENGINEERINGUK is seeking a highly skilled Financial Services Compliance Manager to join our team. In this exciting role, you will be responsible for overseeing the development and implementation of compliance policies and procedures across our Financial Services division.Job DescriptionYou will be working closely with senior stakeholders to identify and...

Company OverviewG2 Legal Limited is a top-tier law firm specializing in Risk, Government & Compliance. Our team advises clients on compliance, regulatory issues, and public law, ranking Band 1 by UK legal directories.

Job DescriptionWe are seeking a Risk and Compliance Expert to support our risk management programmes. The successful candidate will be responsible for maintaining accurate regulatory records, drafting and updating policies and procedures, and assisting with monitoring internal compliance.The ideal candidate will have strong analytical skills, attention to...

Role OverviewThe Financial Conduct Authority (FCA) is seeking a skilled professional to join its Authorisations Division within the Banking, Insurance, and Early & High Growth Oversight Department.This exciting opportunity focuses on supporting the development and implementation of strategies for early and high-growth oversight supervision and banking and...

We are seeking a highly skilled Regulatory Law Expert to join our team at the Royal London Group, UK's largest mutual life, pensions and investment company.About the RoleThis is a unique opportunity to work in a leading financial services organisation, helping to evolve the strategic direction and growth of our business. As a Regulatory Law Expert, you will...

Role Description:We are seeking a highly skilled Financial Services Compliance Officer to join our team at Eden Scott. As a key member of our compliance team, you will be responsible for ensuring that our client's compliance policies, procedures, and records are up-to-date and compliant with regulatory requirements.Main Responsibilities:Maintaining and...

Job DescriptionWe're seeking a highly skilled Financial Services Compliance Lead to join our team in Edinburgh on a permanent basis.As a key member of our team, you'll be responsible for providing strategic guidance on compliance monitoring, risk management, and regulatory requirements.With your extensive experience working in a compliance role within...

Financial Services Compliance Lead Position:Hays Technology is seeking a highly skilled Financial Services Compliance Lead to join our team. This role involves working with a modern financial institution to maintain, enhance, and assure IT General Controls and IT Application Controls (ITGC and ITAC).Key Responsibilities:Leading the development and...

Broadgate are supporting a renowned market-leading provider of tech services in the wealth management sector.The Compliance Business Partner will play a critical role in shaping compliance strategy and ensuring the business operates within regulatory standards.The successful candidate will have direct experience within Financial Services, ideally Wealth...