Financial Services Compliance Lead

Financial Services Compliance LeadMaintain and enhance our Financial Services client's compliance culture by providing strategic guidance on regulatory requirements.About the Job:This is an exciting opportunity for a highly skilled Compliance Lead to drive compliance excellence in our Financial Services client's operations.Main Responsibilities:Develop and...

About the RoleAs a Financial Services Compliance Lead, you will play a critical role in ensuring that our client's Financial Services client maintains a robust compliance framework.You will be responsible for providing oversight of first-line activities, driving actions to improve, and designing the annual compliance monitoring plan.The estimated salary for...

Financial Services Compliance Lead Position:Hays Technology is seeking a highly skilled Financial Services Compliance Lead to join our team. This role involves working with a modern financial institution to maintain, enhance, and assure IT General Controls and IT Application Controls (ITGC and ITAC).Key Responsibilities:Leading the development and...

Job Description: Financial Services Compliance ManagerMeraki Talent Ltd's Financial Services client is seeking a seasoned Financial Services Compliance Manager to lead their compliance monitoring efforts in Edinburgh. This is a fantastic opportunity to utilize your expertise in compliance monitoring and risk assessment to drive business improvement.Key...

Broadgate are supporting a renowned market-leading provider of tech services in the wealth management sector.The Compliance Business Partner will play a critical role in shaping compliance strategy and ensuring the business operates within regulatory standards.The successful candidate will have direct experience within Financial Services, ideally Wealth...

ENGINEERINGUK is seeking a highly skilled Financial Services Compliance Manager to join our team. In this exciting role, you will be responsible for overseeing the development and implementation of compliance policies and procedures across our Financial Services division.Job DescriptionYou will be working closely with senior stakeholders to identify and...

Financial Services Compliance ManagerWe are recruiting for a skilled Financial Services Compliance Manager to join our team at Broadgate.The successful candidate will have direct experience within Financial Services, ideally Wealth Management, and an understanding of FCA regulations that relate to outsourcing (SYSC/COBS/COLL).As a Primary Compliance Advisor,...

Dentons is a leading global law firm looking for a talented Compliance Officer to support our financial services team in Europe. In this role, you will run checks of varying levels of complexity and across diverse sectors, practices, and geographies to ensure compliance with applicable Legal Profession Rules/Codes of Conduct.You will work closely with...

About the RoleWe are looking for an experienced and skilled Accounts Assistant Manager to lead our financial services team. The successful candidate will be responsible for managing financial data, ensuring accuracy and compliance, and providing expert advice to clients.The ideal candidate will have excellent communication skills, be able to work effectively...

Role Description:We are seeking a highly skilled Financial Services Compliance Officer to join our team at Eden Scott. As a key member of our compliance team, you will be responsible for ensuring that our client's compliance policies, procedures, and records are up-to-date and compliant with regulatory requirements.Main Responsibilities:Maintaining and...

Job Title: Accountancy and Compliance LeadChangeworks, a leading environmental charity, is seeking an experienced Accountancy and Compliance Lead to join our team. This role is responsible for the effective management of our finance function, ensuring accurate and timely financial information is provided to support executive decision-making.The successful...

We are looking for a skilled professional to oversee the Client Onboarding, Due Diligence, KYC, and AML processes at Eden Scott.About the RoleThis is an exciting opportunity for a Senior Manager to lead a team of 6 professionals in performing due diligence, KYC checks, and AML screenings.Main ResponsibilitiesDevelop and execute a strategic plan for the...

Key Responsibilities:As a Financial Crime Prevention Lead, you will identify, assess, monitor, and mitigate the risk of NatWest Boxed involvement in financial crimes such as Tax Evasion, Bribery Corruption, Money Laundering, Terrorist Financing, Fraud, Sanctions, and facilitation.Work closely with NatWest Boxed teams to provide specialist input to new...

Job SummaryA leading financial services firm in Edinburgh, Scotland is seeking an experienced Compliance/Paraplanner to join their team. In this dynamic role, you will be responsible for supporting the firm's objectives by splitting time between compliance and paraplanning duties. The ideal candidate will have experience in compliance and paraplanning, with...

We are recruiting for a skilled individual to support the Head of Wrap Proposition and Products in designing and delivering our proposition roadmap. The purpose of this role is to work closely with cross-functional teams, including operational, technology, and distribution teams, to ensure that developments meet customer needs and contribute to business...

**Job Overview**The Financial Conduct Authority (FCA) is seeking an experienced Business Services Strategic Lead to join its team. This role will be responsible for developing and maintaining category strategies to enable the procurement team to engage strategically with key stakeholders.The successful candidate will have a strong background in end-to-end...

Lorien is a leading provider of life and pensions services.Job Title: Financial Services Project LeadLocation: EdinburghSalary: £45,000 - £65,000 per annum.We are seeking a Financial Services Project Lead to support our exciting project for an initial 6 months. The successful candidate will be responsible for financial tracking, financial services...

Job Title: Financial Planning ConsultantAbout the Company: Quilter Financial Planning is a leading provider of financial services, committed to delivering exceptional advice and support to our clients. Our team is dedicated to helping individuals achieve their financial goals and secure their future.Salary: £45,000 - £60,000 per annum, depending on...

About the CompanyCareer opportunities await at CV Library, a leading job search platform dedicated to connecting talented professionals with exciting new roles.This position is part of our commitment to providing exceptional support services within the financial sector. We value innovation, teamwork, and customer satisfaction.Job OverviewWe are currently...

About This OpportunityThis is an exciting opportunity for an experienced Financial Adviser to join our company and provide high-quality financial advice to clients. As a key member of our team, you will be responsible for cultivating client relationships and supporting investment professionals.