Financial Services Compliance Manager

3 days ago


Edinburgh, Edinburgh, United Kingdom Broadgate Full time

Financial Services Compliance Manager

We are recruiting for a skilled Financial Services Compliance Manager to join our team at Broadgate.

The successful candidate will have direct experience within Financial Services, ideally Wealth Management, and an understanding of FCA regulations that relate to outsourcing (SYSC/COBS/COLL).

As a Primary Compliance Advisor, you will be responsible for implementing Compliance Frameworks (e.g. SYSC) and developing/maintaining Company Policies & Procedures.

The role requires strong stakeholder engagement skills and the ability to manage effective relationships with Internal and External Stakeholders.

Key Responsibilities:

  • Implement Compliance Frameworks (e.g. SYSC)
  • Developing and/or maintaining Company Policies & Procedures
  • Stakeholder and Client/Customer Engagement

Requirements:

  • Demonstrate direct experience within Financial Services, ideally Wealth Management
  • An understanding of FCA regulations that relate to outsourcing (SYSC/COBS/COLL)
  • Ability to manage effective relationships with Internal and External Stakeholders

Benefits: Salary: £60,000 - £80,000 per annum, Apply here for more details

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