Financial Services Compliance Manager
3 days ago
Financial Services Compliance Manager
We are recruiting for a skilled Financial Services Compliance Manager to join our team at Broadgate.
The successful candidate will have direct experience within Financial Services, ideally Wealth Management, and an understanding of FCA regulations that relate to outsourcing (SYSC/COBS/COLL).
As a Primary Compliance Advisor, you will be responsible for implementing Compliance Frameworks (e.g. SYSC) and developing/maintaining Company Policies & Procedures.
The role requires strong stakeholder engagement skills and the ability to manage effective relationships with Internal and External Stakeholders.
Key Responsibilities:
- Implement Compliance Frameworks (e.g. SYSC)
- Developing and/or maintaining Company Policies & Procedures
- Stakeholder and Client/Customer Engagement
Requirements:
- Demonstrate direct experience within Financial Services, ideally Wealth Management
- An understanding of FCA regulations that relate to outsourcing (SYSC/COBS/COLL)
- Ability to manage effective relationships with Internal and External Stakeholders
Benefits: Salary: £60,000 - £80,000 per annum, Apply here for more details
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