Financial Services Compliance Manager
1 month ago
ENGINEERINGUK is seeking a highly skilled Financial Services Compliance Manager to join our team. In this exciting role, you will be responsible for overseeing the development and implementation of compliance policies and procedures across our Financial Services division.
Job DescriptionYou will be working closely with senior stakeholders to identify and mitigate risks associated with regulatory compliance, ensuring that our operations align with industry standards and best practices. Your expertise in financial services regulation and compliance will enable you to provide guidance and support to colleagues across the organization.
As a seasoned compliance professional, you will be expected to possess a deep understanding of financial services regulations, including MiFID II and the General Data Protection Regulation (GDPR). Your strong communication and interpersonal skills will also be essential in building relationships with internal stakeholders and external regulators.
Key responsibilities will include:
- Developing and implementing compliance policies and procedures
- Conducting risk assessments and recommending mitigating actions
- Providing guidance and support to colleagues on regulatory matters
- Maintaining accurate records of compliance-related activities
- Participating in audit and inspection processes
$130,000 - $160,000 per annum, depending on experience. Benefits include a comprehensive pension scheme, life assurance, and access to employee networks.
-
Financial Services Compliance Manager
2 weeks ago
Edinburgh, Edinburgh, United Kingdom Meraki Talent Ltd Full timeJob Description: Financial Services Compliance ManagerMeraki Talent Ltd's Financial Services client is seeking a seasoned Financial Services Compliance Manager to lead their compliance monitoring efforts in Edinburgh. This is a fantastic opportunity to utilize your expertise in compliance monitoring and risk assessment to drive business improvement.Key...
-
Financial Services Compliance Manager
2 weeks ago
Edinburgh, Edinburgh, United Kingdom Broadgate Full timeFinancial Services Compliance ManagerWe are recruiting for a skilled Financial Services Compliance Manager to join our team at Broadgate.The successful candidate will have direct experience within Financial Services, ideally Wealth Management, and an understanding of FCA regulations that relate to outsourcing (SYSC/COBS/COLL).As a Primary Compliance Advisor,...
-
Financial Services Compliance Lead
1 week ago
Edinburgh, Edinburgh, United Kingdom Meraki Talent Ltd Full timeFinancial Services Compliance LeadMaintain and enhance our Financial Services client's compliance culture by providing strategic guidance on regulatory requirements.About the Job:This is an exciting opportunity for a highly skilled Compliance Lead to drive compliance excellence in our Financial Services client's operations.Main Responsibilities:Develop and...
-
Financial Services Compliance Lead
1 week ago
Edinburgh, Edinburgh, United Kingdom Meraki Talent Ltd Full timeJob DescriptionWe're seeking a highly skilled Financial Services Compliance Lead to join our team in Edinburgh on a permanent basis.As a key member of our team, you'll be responsible for providing strategic guidance on compliance monitoring, risk management, and regulatory requirements.With your extensive experience working in a compliance role within...
-
Financial Services Compliance Specialist
1 week ago
Edinburgh, Edinburgh, United Kingdom Broadgate Full timeBroadgate are supporting a renowned market-leading provider of tech services in the wealth management sector.The Compliance Business Partner will play a critical role in shaping compliance strategy and ensuring the business operates within regulatory standards.The successful candidate will have direct experience within Financial Services, ideally Wealth...
-
Financial Services Compliance Lead
2 weeks ago
Edinburgh, Edinburgh, United Kingdom Meraki Talent Ltd Full timeAbout the RoleAs a Financial Services Compliance Lead, you will play a critical role in ensuring that our client's Financial Services client maintains a robust compliance framework.You will be responsible for providing oversight of first-line activities, driving actions to improve, and designing the annual compliance monitoring plan.The estimated salary for...
-
Financial Services Compliance Lead
2 weeks ago
Edinburgh, Edinburgh, United Kingdom Hays Technology Full timeFinancial Services Compliance Lead Position:Hays Technology is seeking a highly skilled Financial Services Compliance Lead to join our team. This role involves working with a modern financial institution to maintain, enhance, and assure IT General Controls and IT Application Controls (ITGC and ITAC).Key Responsibilities:Leading the development and...
-
Compliance Officer
2 weeks ago
Edinburgh, Edinburgh, United Kingdom Dentons Full timeDentons is a leading global law firm looking for a talented Compliance Officer to support our financial services team in Europe. In this role, you will run checks of varying levels of complexity and across diverse sectors, practices, and geographies to ensure compliance with applicable Legal Profession Rules/Codes of Conduct.You will work closely with...
-
Financial Services Compliance Officer
1 month ago
Edinburgh, Edinburgh, United Kingdom Eden Scott Full timeRole Description:We are seeking a highly skilled Financial Services Compliance Officer to join our team at Eden Scott. As a key member of our compliance team, you will be responsible for ensuring that our client's compliance policies, procedures, and records are up-to-date and compliant with regulatory requirements.Main Responsibilities:Maintaining and...
-
Financial Services Partnership Manager
2 weeks ago
Edinburgh, Edinburgh, United Kingdom NatWest Group Full timeJob Title: Financial Services Partnership ManagerWe are looking for a skilled Financial Services Partnership Manager to join our team at NatWest Group. In this role, you will work closely with executive and senior management across Finance and the wider bank, providing financial support, guidance, challenge, and insight.About the RoleAs a Financial Services...
-
Financial Services Product Specialist
1 month ago
Edinburgh, Edinburgh, United Kingdom Nucleus Financial Full timeWe are recruiting for a skilled individual to support the Head of Wrap Proposition and Products in designing and delivering our proposition roadmap. The purpose of this role is to work closely with cross-functional teams, including operational, technology, and distribution teams, to ensure that developments meet customer needs and contribute to business...
-
Compliance Risk Manager
2 weeks ago
Edinburgh, Edinburgh, United Kingdom Meraki Talent Ltd Full timeCompliance Risk ManagerWe are seeking a skilled Compliance Risk Manager to join our Financial Services client in Edinburgh on a permanent basis.About the Role:The successful candidate will provide oversight of first line activities from a second line perspective by carrying out monitoring activities and driving actions to make improvements.Key...
-
Financial Services Manager
4 days ago
Edinburgh, Edinburgh, United Kingdom ABLE BRIDGE RECRUITMENT LIMITED Full timeJob DescriptionAble Bridge Recruitment Limited is seeking a Head of Financial Operations to lead our finance team. This is a permanent position based in central Edinburgh, with an estimated annual salary of £55,000 - £65,000, depending on experience. As a key member of the management team, you will be responsible for overseeing all financial activities,...
-
Financial Services Assistant Manager
2 weeks ago
Edinburgh, Edinburgh, United Kingdom Klarent Hospitality Full timeJob SummaryKlarent Hospitality Group is seeking an experienced Financial Services Assistant Manager to oversee our financial operations.This role offers a salary range of £45,000 - £65,000 per annum, depending on experience, and provides opportunities for career advancement within our hospitality group.The ideal candidate will possess strong leadership...
-
Monitoring and Compliance Manager
1 week ago
Edinburgh, Edinburgh, United Kingdom Meraki Talent Ltd Full timeAbout the RoleWe are seeking a Monitoring and Compliance Manager to join our team in Edinburgh. As a key member of our Financial Services client's team, you will be responsible for providing oversight of first-line activities and designing the annual compliance monitoring plan.The ideal candidate will have:At least 3 years' experience working in a compliance...
-
Financial Ombudsman Investigator
2 days ago
Edinburgh, Edinburgh, United Kingdom Financial Ombudsman Full timeThe Financial Ombudsman Service is an independent, not-for-profit organisation that plays a vital role in UK financial services. We help resolve disputes between consumers, or small businesses, and their financial service providers.We're seeking a skilled Investigator (Hybrid) to join our team. As part of this role, you will investigate complaints about...
-
Financial Services Manager
1 day ago
Edinburgh, Edinburgh, United Kingdom Pro-Recruitment Full timeAbout This RoleWe're seeking an experienced Audit Manager to lead and direct a portfolio of corporate audit clients, verifying the accuracy of financial statements and mentoring team members.Key ResponsibilitiesVerify the accuracy of clients' financial statements for stakeholders, including shareholders, governments, tax authorities, banks, and...
-
Risk and Compliance Manager for Financial Crime
2 weeks ago
Edinburgh, Edinburgh, United Kingdom NatWest Full timeKey ResponsibilitiesAs a Risk and Compliance Manager for Financial Crime at NatWest, you will work closely with internal and external stakeholders to support the delivery of an effective policy framework and ensure full understanding and awareness of relevant upstream risk and regulatory changes.You will engage with stakeholders to provide specialist input...
-
Certified Financial Services Specialist
2 weeks ago
Edinburgh, Edinburgh, United Kingdom Quilter Financial Planning Full timeAbout This OpportunityThis is an exciting opportunity for an experienced Financial Adviser to join our company and provide high-quality financial advice to clients. As a key member of our team, you will be responsible for cultivating client relationships and supporting investment professionals.
-
Financial Compliance Officer
6 days ago
Edinburgh, Edinburgh, United Kingdom LendingCrowd Full timeLendingCrowd is a dynamic and fast-paced fintech business that is shaping the way SMEs borrow money. We are seeking an experienced Compliance Expertise Lead to join our team and help us achieve our goals.The RoleThis role will involve directing the execution of the company's Governance Framework, inputting to Board and Committee papers on matters relating to...