Financial Services Compliance Officer
1 month ago
We are seeking a highly skilled Financial Services Compliance Officer to join our team at Eden Scott. As a key member of our compliance team, you will be responsible for ensuring that our client's compliance policies, procedures, and records are up-to-date and compliant with regulatory requirements.
Main Responsibilities:- Maintaining and updating compliance policies, procedures, and records.
- Conducting thorough compliance checks on documentation, transactions, and client accounts.
- Supporting the preparation of internal and external compliance audits and inspections.
- Monitoring and reporting on changes in regulatory requirements.
- Assisting in creating compliance-related training materials and delivering sessions to staff.
- Providing excellent customer service to internal teams.
- A competitive salary of £40,000 - £50,000 per annum (dependent on experience).
- Flexible working arrangements to support a healthy work-life balance.
- Opportunities for professional development and career progression.
- A modern office environment in the heart of Edinburgh.
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Compliance Officer
2 weeks ago
Edinburgh, Edinburgh, United Kingdom Dentons Full timeDentons is a leading global law firm looking for a talented Compliance Officer to support our financial services team in Europe. In this role, you will run checks of varying levels of complexity and across diverse sectors, practices, and geographies to ensure compliance with applicable Legal Profession Rules/Codes of Conduct.You will work closely with...
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Financial Services Compliance Manager
2 weeks ago
Edinburgh, Edinburgh, United Kingdom Meraki Talent Ltd Full timeJob Description: Financial Services Compliance ManagerMeraki Talent Ltd's Financial Services client is seeking a seasoned Financial Services Compliance Manager to lead their compliance monitoring efforts in Edinburgh. This is a fantastic opportunity to utilize your expertise in compliance monitoring and risk assessment to drive business improvement.Key...
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Financial Services Compliance Lead
1 week ago
Edinburgh, Edinburgh, United Kingdom Meraki Talent Ltd Full timeFinancial Services Compliance LeadMaintain and enhance our Financial Services client's compliance culture by providing strategic guidance on regulatory requirements.About the Job:This is an exciting opportunity for a highly skilled Compliance Lead to drive compliance excellence in our Financial Services client's operations.Main Responsibilities:Develop and...
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Financial Services Compliance Manager
1 month ago
Edinburgh, Edinburgh, United Kingdom ENGINEERINGUK Full timeENGINEERINGUK is seeking a highly skilled Financial Services Compliance Manager to join our team. In this exciting role, you will be responsible for overseeing the development and implementation of compliance policies and procedures across our Financial Services division.Job DescriptionYou will be working closely with senior stakeholders to identify and...
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Financial Services Compliance Manager
2 weeks ago
Edinburgh, Edinburgh, United Kingdom Broadgate Full timeFinancial Services Compliance ManagerWe are recruiting for a skilled Financial Services Compliance Manager to join our team at Broadgate.The successful candidate will have direct experience within Financial Services, ideally Wealth Management, and an understanding of FCA regulations that relate to outsourcing (SYSC/COBS/COLL).As a Primary Compliance Advisor,...
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Financial Services Compliance Lead
2 weeks ago
Edinburgh, Edinburgh, United Kingdom Meraki Talent Ltd Full timeAbout the RoleAs a Financial Services Compliance Lead, you will play a critical role in ensuring that our client's Financial Services client maintains a robust compliance framework.You will be responsible for providing oversight of first-line activities, driving actions to improve, and designing the annual compliance monitoring plan.The estimated salary for...
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Compliance Monitoring Officer
1 week ago
Edinburgh, Edinburgh, United Kingdom Meraki Talent Ltd Full timeJob OverviewMeraki Talent Ltd is seeking a skilled Compliance Monitoring Officer to join their team in Edinburgh on a permanent basis. This role involves providing oversight of first line activities from a second line perspective, driving actions to improve compliance monitoring.In this role, you will design the annual compliance monitoring plan, oversee...
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Compliance Officer
2 weeks ago
Edinburgh, Edinburgh, United Kingdom BayWa r.e. AG Full timeJob Title: Compliance OfficerAbout the RoleWe are seeking a skilled and experienced Compliance Officer to join our team at BayWa r.e. AG. As a key member of our Operational Services department, you will play a vital role in supporting our business in all aspects of day-to-day Operational and Project Site compliance.The ideal candidate will have a strong...
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Financial Services Compliance Lead
1 week ago
Edinburgh, Edinburgh, United Kingdom Meraki Talent Ltd Full timeJob DescriptionWe're seeking a highly skilled Financial Services Compliance Lead to join our team in Edinburgh on a permanent basis.As a key member of our team, you'll be responsible for providing strategic guidance on compliance monitoring, risk management, and regulatory requirements.With your extensive experience working in a compliance role within...
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Financial Services Compliance Lead
2 weeks ago
Edinburgh, Edinburgh, United Kingdom Hays Technology Full timeFinancial Services Compliance Lead Position:Hays Technology is seeking a highly skilled Financial Services Compliance Lead to join our team. This role involves working with a modern financial institution to maintain, enhance, and assure IT General Controls and IT Application Controls (ITGC and ITAC).Key Responsibilities:Leading the development and...
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Financial Services Compliance Specialist
1 week ago
Edinburgh, Edinburgh, United Kingdom Broadgate Full timeBroadgate are supporting a renowned market-leading provider of tech services in the wealth management sector.The Compliance Business Partner will play a critical role in shaping compliance strategy and ensuring the business operates within regulatory standards.The successful candidate will have direct experience within Financial Services, ideally Wealth...
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Compliance Officer
2 weeks ago
Edinburgh, Edinburgh, United Kingdom NatWest Group Full timeKey Responsibilities:As a Financial Crime Prevention Lead, you will identify, assess, monitor, and mitigate the risk of NatWest Boxed involvement in financial crimes such as Tax Evasion, Bribery Corruption, Money Laundering, Terrorist Financing, Fraud, Sanctions, and facilitation.Work closely with NatWest Boxed teams to provide specialist input to new...
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Financial Compliance Officer
5 days ago
Edinburgh, Edinburgh, United Kingdom LendingCrowd Full timeLendingCrowd is a dynamic and fast-paced fintech business that is shaping the way SMEs borrow money. We are seeking an experienced Compliance Expertise Lead to join our team and help us achieve our goals.The RoleThis role will involve directing the execution of the company's Governance Framework, inputting to Board and Committee papers on matters relating to...
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Financial Services Officer
2 weeks ago
Edinburgh, Edinburgh, United Kingdom Capital Credit Union Full timeJob OverviewCapital Credit Union is seeking a highly skilled Financial Services Officer to join our team. This full-time position offers a competitive salary of £25,000 per annum.As a Financial Services Officer, you will play a critical role in delivering quality services to our members. Your primary responsibilities will include processing member...
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Edinburgh, Edinburgh, United Kingdom NatWest Full timeJoin us as a Global Financial Manager and Regulatory Compliance Officer. You will lead teams to ensure accurate and timely delivery of financial reports, statutory, regulatory, and management reporting within agreed timescales.Work ArrangementWe offer a hybrid way of working where you'll be based in our Edinburgh office two days per week, with the rest of...
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Senior Compliance Officer
2 weeks ago
Edinburgh, Edinburgh, United Kingdom Eden Scott Full timeJob OverviewWe are seeking a Senior Compliance Officer to join our team at Eden Scott, a leading recruitment agency specializing in financial services. This is an excellent opportunity for a highly skilled professional to take on a challenging role and make a significant impact on our organization.The ideal candidate will have extensive experience in client...
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Financial Ombudsman Investigator
2 days ago
Edinburgh, Edinburgh, United Kingdom Financial Ombudsman Full timeThe Financial Ombudsman Service is an independent, not-for-profit organisation that plays a vital role in UK financial services. We help resolve disputes between consumers, or small businesses, and their financial service providers.We're seeking a skilled Investigator (Hybrid) to join our team. As part of this role, you will investigate complaints about...
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Financial Planning Consultant
4 weeks ago
Edinburgh, Edinburgh, United Kingdom Quilter Financial Planning Full timeJob Title: Financial Planning ConsultantAbout the Company: Quilter Financial Planning is a leading provider of financial services, committed to delivering exceptional advice and support to our clients. Our team is dedicated to helping individuals achieve their financial goals and secure their future.Salary: £45,000 - £60,000 per annum, depending on...
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Financial Services Product Specialist
1 month ago
Edinburgh, Edinburgh, United Kingdom Nucleus Financial Full timeWe are recruiting for a skilled individual to support the Head of Wrap Proposition and Products in designing and delivering our proposition roadmap. The purpose of this role is to work closely with cross-functional teams, including operational, technology, and distribution teams, to ensure that developments meet customer needs and contribute to business...
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Financial Planning Expert
2 weeks ago
Edinburgh, Edinburgh, United Kingdom Quilter Financial Planning Full timeQuilter Financial Planning is a reputable firm seeking an experienced Financial Adviser to join their team.About the RoleThis employed position offers a competitive salary and bonus package, including back-office support.As a Financial Adviser, you will provide fully holistic financial advice to clients and support investment professionals in cultivating...