Regulatory Compliance Analyst

AJ Fox Compliance seeks a highly skilled Regulatory Compliance Specialist to join their team in London. As a key member of the compliance department, you will be responsible for managing the firm's legal and regulatory obligations, including risks related to new clients/matters.The ideal candidate will have previous experience working as an AML & conflicts...

Job Title: Regulatory Compliance AnalystSalary: £42,000 - £52,000 per annumAbout the CompanyNational Care Group is committed to building a diverse, inclusive, and authentic workplace where our employees can thrive. We are seeking a highly skilled Regulatory Compliance Analyst to join our team and support our mission.Key ResponsibilitiesAnalyse internal...

Job Title:Compliance AnalystAbout the Job:This is an exciting opportunity to join our team as a Compliance Analyst. In this role, you will play a critical part in ensuring the integrity of our operations by identifying and mitigating potential compliance risks. You will work closely with other teams to develop and implement new compliance initiatives and...

About the Role:We are seeking a skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Job Description:Review and Approve Financial Promotions: You will review and approve...

Job DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...

Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

Job Title: Junior Risk and Compliance AnalystAbout the RoleWe are seeking a highly motivated and enthusiastic individual to join our team as a Junior Risk and Compliance Analyst at AJ FOX Compliance in London.Key ResponsibilitiesSupport fee earners and various business functions in anti-money laundering, sanctions, general conflicts, and risk and compliance...

Job Title: Regulatory Compliance SpecialistEstimated Salary: £55,000 - £70,000 per annum.About the Role:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our business operations comply with relevant regulatory...

Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals.About the RoleThis is an excellent opportunity for a seasoned compliance professional to take on a key role in ensuring that our marketing and distribution activities are compliant with regulatory requirements.Key ResponsibilitiesReview and approve...

About the RoleWe are seeking an experienced Regulatory Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to take their career to the next level.Job DescriptionIn this role, you will play a crucial part in ensuring that our company adheres to regulatory requirements. You will provide...

Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

Job OverviewWe are seeking a seasoned Regulatory Compliance Specialist to join our team at Compliance Professionals. As an expert in regulatory compliance, you will be responsible for driving oversight through testing and monitoring programs. This includes identifying areas for enhancements of systems and controls operated by the firm, and supporting the...

About Our TeamWe are a boutique wholesale bank dedicated to delivering exceptional services to our clients. As a Junior Compliance Officer, you will play a vital role in ensuring our compliance with regulatory requirements and internal policies.The RoleYou will be responsible for:Supporting Compliance Efforts: Working closely with the team to monitor and...

Job OverviewAs a Compliance & Money Laundering Reporting Officer at Compliance Professionals, you will be responsible for overseeing and maintaining the company's compliance framework. This includes developing and implementing policies and procedures to prevent money laundering and other financial crimes.The ideal candidate will have extensive knowledge of...

Job DescriptionAs a Regulatory Compliance Analyst, you will play a crucial role in ensuring regulatory compliance during client onboarding. You will oversee the onboarding process for new clients, analyse client data and documentation, and complete complex cases.The ideal candidate will have strong knowledge of KYC, Suitability and AML/Source of Wealth, as...

Job OverviewWe are seeking a seasoned Regulatory Compliance Analyst to join our team at Coopman Search and Selection | B Corp™. As a key member of our compliance department, you will be responsible for ensuring that our client's trading operations adhere to all relevant financial regulations.The ideal candidate will have a strong background in regulatory...

Job Title: Regulatory Compliance AnalystAbout the RoleWe are seeking an experienced Regulatory Compliance Analyst to join our team on a contract basis. The role involves supporting the bank's control functions within a regulated environment, managing audit processes, and enhancing risk management frameworks across their IT infrastructure.This is a...

Job Description: About Vixio Regulatory IntelligenceWe are a leading provider of regulatory intelligence, offering trusted insights and analysis to clients in an ever-changing landscape.We combine world-class content with advanced technology to help our clients make informed strategic decisions, mitigate risks, capitalize on business opportunities, and gain...

Job DescriptionAs a Regulatory Affairs Manager at Prinova Europe, you will oversee regulatory strategy for the organisation, providing leadership and guidance to the business on regulatory matters for food, feed and personal care activity in the UK and other markets where Prinova Europe and Prinova Solutions Europe operates.This role involves ensuring...

Job Title:Regulatory Compliance AttorneyAbout the Role:AJ FOX COMPLIANCE is seeking an experienced Regulatory Compliance Attorney to lead our team in developing and implementing effective compliance policies.This exciting opportunity requires a qualified lawyer with expertise in regulatory risk management, data protection, or data privacy to enhance their...