Regulatory Compliance Analyst

About the Role:We are seeking a skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Job Description:Review and Approve Financial Promotions: You will review and approve...

Job DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...

Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

Job Title: Junior Risk and Compliance AnalystAbout the RoleWe are seeking a highly motivated and enthusiastic individual to join our team as a Junior Risk and Compliance Analyst at AJ FOX Compliance in London.Key ResponsibilitiesSupport fee earners and various business functions in anti-money laundering, sanctions, general conflicts, and risk and compliance...

Role OverviewVixio Regulatory Intelligence is seeking a highly skilled Regulatory Compliance Expert to lead the development of a premium technical compliance solution.The ideal candidate will have experience in compliance roles at regulated gambling operators or technology providers and possess strong communication skills.

Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

About Our TeamWe are a boutique wholesale bank dedicated to delivering exceptional services to our clients. As a Junior Compliance Officer, you will play a vital role in ensuring our compliance with regulatory requirements and internal policies.The RoleYou will be responsible for:Supporting Compliance Efforts: Working closely with the team to monitor and...

Job OverviewWe are seeking a seasoned Regulatory Compliance Analyst to join our team at Coopman Search and Selection | B Corp™. As a key member of our compliance department, you will be responsible for ensuring that our client's trading operations adhere to all relevant financial regulations.The ideal candidate will have a strong background in regulatory...

Job DescriptionAs a Regulatory Affairs Manager at Prinova Europe, you will oversee regulatory strategy for the organisation, providing leadership and guidance to the business on regulatory matters for food, feed and personal care activity in the UK and other markets where Prinova Europe and Prinova Solutions Europe operates.This role involves ensuring...

Compliance ProfessionalsOur client is a leading broker and market maker in the financial services industry, specializing in futures, options, and other derivatives.We are looking for a highly skilled Regulatory Compliance Specialist to join our team.Job ResponsibilitiesPrepare and maintain accurate and up-to-date legal corporate documentation.Develop and...

Job Title: Compliance Technical ExpertVixio Regulatory Intelligence is seeking a Compliance Technical Expert to oversee the development of a forthcoming Vixio technical compliance solution. As part of this expansion, the successful candidate will collaborate with internal and external stakeholders to design, develop, and launch a premium technical compliance...

Job Title: Pension Technical Compliance ExpertVixio Regulatory Intelligence is seeking a skilled Pension Technical Compliance Expert to join our team. As a key member of our regulatory intelligence team, you will be responsible for overseeing the development of a technical compliance solution for online gambling operators and suppliers.Main...

Established in the heart of the financial district, Compliance Professionals is a renowned company seeking a highly skilled Compliance Monitoring Analyst to join their team on a permanent basis. The ideal candidate will have a deep understanding of regulatory frameworks and excellent analytical skills.Job OverviewThe Compliance Monitoring Analyst will be...

Rare opportunity to join Robert Walters UK as an Investment Regulatory Compliance Analyst and contribute to a high-profile regulatory change initiative in Investment Management. This role requires strong analytical skills to capture and align business requirements with regulatory needs.The successful candidate will have:Demonstrated experience in regulatory...

About the RoleWe are seeking a highly experienced Compliance Manager to join our team at Compliance Professionals.The successful candidate will have extensive experience of working in a financial services industry Compliance Department covering private banking/wealth management activities.Key responsibilities will include:Assisting with ensuring compliance...

About Us:Zenith Bank (UK) Limited, a subsidiary of Zenith Bank PLC, is a leading bank in Nigeria with a strong presence in the UK. Our company values innovation, resilience, and market dominance.We are seeking an experienced Senior Regulatory Risk Analyst to join our team in London. The ideal candidate will possess a strong background in banking regulations,...

Regulatory Compliance and Business Analysis OpportunityCoopman Search and Selection, a Certified B Corporation, is delighted to partner with a top-tier global hedge fund to hire a Compliance Business Analyst. This role forms part of the compliance team and requires a detail-oriented professional who thrives in a fast-paced environment.Key...

Job OverviewWe are seeking a seasoned Compliance Director to join our team at Compliance Professionals.The ideal candidate will have extensive experience in senior-level compliance roles within the derivatives brokerage industry.About the RoleThis is an exceptional opportunity to oversee a small team and play a pivotal role in developing our compliance...

Commodity Market Abuse Specialist Role OverviewWe are seeking a skilled Regulatory Compliance Analyst to join our team. As a Commodity Market Abuse Specialist, you will play a crucial role in reviewing allegations of market abuse in Commodities, conducting pre-Enforcement referral investigation and analysis.About the RoleConducting thorough investigations...