Investment Regulatory Compliance Analyst

About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

We are seeking a skilled Coding Compliance Analyst to join our team in London. The successful candidate will be responsible for reviewing and coding investment guidelines for our clients.You will work closely with Fund Managers and Client Directors to ensure accurate coding interpretation and sign-off within agreed timeframes.The ideal candidate will have...

Job SummaryWe are seeking a highly skilled and experienced Compliance Director, Regulatory Affairs to join our team at AXA Investment Managers. The successful candidate will have a strong background in regulatory compliance, with experience working in the financial services industry.About the RoleThis is an exciting opportunity for a senior compliance...

Government of Singapore Investment Corporation (GIC) is seeking a skilled Associate/Assistant Vice President to enhance our Regulatory Reporting & Investment Compliance (RRIC) capabilities in our London office.The RRIC team specializes in researching, managing, and implementing responses to all regulatory provisions that affect the firm's investments with...

Company OverviewWe are a global banking group, offering Corporate/Private Banking and Asset Management services in the UK market.About the RoleThis is an exciting opportunity to join our team as a Regulatory Affairs Specialist in the Compliance Monitoring department. As a key member of our team, you will play a vital role in ensuring adherence to regulatory...

Job Title: Regulatory Compliance AnalystSalary: £42,000 - £52,000 per annumAbout the CompanyNational Care Group is committed to building a diverse, inclusive, and authentic workplace where our employees can thrive. We are seeking a highly skilled Regulatory Compliance Analyst to join our team and support our mission.Key ResponsibilitiesAnalyse internal...

About the Role:We are seeking a skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Job Description:Review and Approve Financial Promotions: You will review and approve...

Job DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...

Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

About the RoleWe are seeking a highly skilled Compliance Analyst to join our Regulatory Hosting team, focusing on Appointed Representative services. As a key member of our team, you will administer AR services for clients in illiquid asset classes, including real estate and private equity. Your role will involve client relationship management, ongoing...

Role OverviewVixio Regulatory Intelligence is seeking a highly skilled Regulatory Compliance Expert to lead the development of a premium technical compliance solution.The ideal candidate will have experience in compliance roles at regulated gambling operators or technology providers and possess strong communication skills.

Job Title: Junior Risk and Compliance AnalystAbout the RoleWe are seeking a highly motivated and enthusiastic individual to join our team as a Junior Risk and Compliance Analyst at AJ FOX Compliance in London.Key ResponsibilitiesSupport fee earners and various business functions in anti-money laundering, sanctions, general conflicts, and risk and compliance...

Job SummaryWe are seeking a highly experienced Senior/Lead Business Analyst to join our Business Change team at PSD Group. The ideal candidate will have a proven track record of working on regulatory initiatives within the Asset Management sector and will be responsible for driving large programs from feasibility analysis to delivery.The successful candidate...

Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

About Our TeamWe are a boutique wholesale bank dedicated to delivering exceptional services to our clients. As a Junior Compliance Officer, you will play a vital role in ensuring our compliance with regulatory requirements and internal policies.The RoleYou will be responsible for:Supporting Compliance Efforts: Working closely with the team to monitor and...

Job Overview: Miryco Consultants Ltd is a leading consulting firm that provides expert advice on regulatory and compliance matters. We are currently seeking an Investment Risk Analyst to join our team.Job Description:We are looking for a highly skilled Investment Risk Analyst to assist with the development and implementation of risk management strategies...

Job OverviewWe are seeking a seasoned Regulatory Compliance Analyst to join our team at Coopman Search and Selection | B Corp™. As a key member of our compliance department, you will be responsible for ensuring that our client's trading operations adhere to all relevant financial regulations.The ideal candidate will have a strong background in regulatory...

Job DescriptionAs a Regulatory Affairs Manager at Prinova Europe, you will oversee regulatory strategy for the organisation, providing leadership and guidance to the business on regulatory matters for food, feed and personal care activity in the UK and other markets where Prinova Europe and Prinova Solutions Europe operates.This role involves ensuring...

Compliance ProfessionalsOur client is a leading broker and market maker in the financial services industry, specializing in futures, options, and other derivatives.We are looking for a highly skilled Regulatory Compliance Specialist to join our team.Job ResponsibilitiesPrepare and maintain accurate and up-to-date legal corporate documentation.Develop and...

JCR Talent, your expert partner for CASS and compliance recruitment, presents an exciting opportunity for an Investment Compliance Specialist.About the Role:To provide comprehensive regulatory expertise to our client, helping them build innovative investing products that deliver great customer outcomes.Develop and maintain effective relationships across the...