Coding Compliance Analyst

14 hours ago


London, Greater London, United Kingdom Insight Investment Full time

We are seeking a skilled Coding Compliance Analyst to join our team in London. The successful candidate will be responsible for reviewing and coding investment guidelines for our clients.

You will work closely with Fund Managers and Client Directors to ensure accurate coding interpretation and sign-off within agreed timeframes.

The ideal candidate will have strong analytical skills, attention to detail, and excellent communication skills to effectively collaborate with internal teams.

Key Responsibilities

  • Review and code pre- and post-trade investment restrictions into thinkFolio and other systems with high accuracy.
  • Work collaboratively with Fund Managers and Client Directors to ensure accurate coding interpretation and sign-off.
  • Manage coding cases via our workflow tool and escalate where necessary.
  • Answer queries from across the business in a timely and accurate manner.
  • Manage the team mailbox and attend daily team calls to allocate work among the team.
  • Understand regulatory, house, and Fund Manager coding requirements and implement rules as requested.
  • Owning Guideline Management projects such as coding recertifications and process automation initiatives.
  • Maintain team procedures, policies, and reference documents.
  • Report non-automated investment restrictions to relevant parties and aim to reduce them over time.
  • Build solid working relationships with internal parties including Fund Managers, Legal, Risk, Client Directors, Dealers, etc.
  • Escalate incidents/system issues to senior management and other relevant teams.

Salary Range: £55,000 - £75,000 per annum, depending on experience.

About Us

Insight Investment is a leading asset manager with a collaborative approach. Our team delivers investment performance and grows assets under management.

Learn more about Insight Investment at www.insightinvestment.com.



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