Risk and Compliance Manager
9 hours ago
- Conduct thorough AML checks and ensure compliance with our firm's policies by reviewing documentation and performing risk assessments for new and reopened clients.
- Guide fee earners on AML requirements and assist in maintaining ongoing monitoring for higher-risk clients.
- Review conflict checks and manage queries from the Compliance team inbox, ensuring timely and accurate responses.
- Monitor compliance with engagement letters and maintain client and matter records.
- Supervise and train junior analysts, acting as the first point of escalation for their queries and concerns.
- Advise staff on compliance policies and best practices, conducting training sessions for new joiners and maintaining compliance registers.
We offer a competitive salary package, benefits, and opportunities for professional growth. Apply now to become a key member of our AJ Fox Compliance team and contribute to shaping the future of our firm.
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Compliance Risk Manager
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking an experienced Compliance Risk Manager to lead our new risk and compliance team at AJ FOX COMPLIANCE. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.As the Compliance Risk Manager, you will be responsible for overseeing the client onboarding...
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Compliance Risk Manager
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAt AJ FOX COMPLIANCE, we are seeking an experienced Compliance Risk Manager to lead our risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.As the Compliance & Risk Manager, you'll be responsible for overseeing the client onboarding...
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Compliance Risk Manager
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAt AJ FOX COMPLIANCE, we are seeking an experienced Compliance Risk Manager to lead our new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.As the Compliance & Risk Manager, you'll be responsible for overseeing the client onboarding...
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Compliance Risk Management Expert
7 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...
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Risk Management and Compliance Expert
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Risk and Compliance Officer
4 weeks ago
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Fire Risk Consultant
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Compliance Risk Management Specialist
4 weeks ago
London, Greater London, United Kingdom AJ Fox Compliance Full timeJob OverviewWe are seeking a highly skilled Compliance Risk Management Specialist to join our team at AJ Fox Compliance. This role offers a unique opportunity to develop expertise in compliance and risk management while contributing to key projects across the business.Prior experience within a legal risk and compliance environment is highly valued, along...
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Compliance Risk Management Specialist
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking a Compliance Risk Management Specialist to join AJ FOX COMPLIANCE, a prestigious Global Law Firm. This role offers a great opportunity to develop skills in compliance and risk management while contributing to key projects across the business.Prior experience within a legal risk and compliance environment is ideal, along with a good...
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Compliance Risk Management Specialist
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking a Compliance Risk Management Specialist to contribute to our team at AJ FOX COMPLIANCE. This role offers a great opportunity to develop skills in compliance and risk management while contributing to key projects across the business.Prior experience within a legal risk and compliance environment is ideal, along with a good understanding of...
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Compliance Risk Management Specialist
1 week ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAbout the RoleWe are seeking a skilled Compliance Risk Management Specialist to join our AJ FOX COMPLIANCE team in London. This is an exciting opportunity for someone looking to take on a wider role with broader responsibilities and greater exposure to various regulatory functions.Key Responsibilities:Act as a key point of contact for compliance queries,...
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Compliance Risk Management Specialist
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe're seeking a Compliance Risk Management Specialist to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you'll play a vital role in ensuring our firm's operations align with regulatory requirements.Key Responsibilities:Act as a primary point of contact for compliance queries, ensuring all regulatory requirements are met across...
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Compliance Risk Manager
4 days ago
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Compliance Risk Specialist
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeCompliance Risk SpecialistWe are seeking a highly skilled Compliance Risk Specialist to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will be responsible for identifying and mitigating compliance risks across the firm.Key Responsibilities:Act as a key point of contact for compliance queries, ensuring all regulatory...
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Risk and Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking a skilled Compliance and Risk Management Professional to join AJ FOX COMPLIANCE as a Risk and Compliance Analyst. This role offers a great opportunity to develop skills in compliance and risk management while contributing to key projects across the business.Prior experience within a legal risk and compliance environment is ideal, along with a...
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Compliance and Risk Management Specialist
1 month ago
London, Greater London, United Kingdom AJ Fox Compliance Full timeExciting Opportunity for a Risk Contracts LawyerWe are seeking a highly skilled and experienced Risk Contracts Lawyer to join our team at AJ Fox Compliance in London. As a key member of our global law firm, you will play a crucial role in maintaining our legal and regulatory compliance, while mitigating emerging risks associated with procurement.Key...
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AML/Compliance Risk Manager
8 hours ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSalary: £60,000 - £80,000 per annum, depending on experience.About the JobWe are seeking a Senior Compliance Monitoring Specialist to join our team at Compliance Recruitment Solutions. The ideal candidate will have a strong background in compliance monitoring, with a minimum of 2 years' experience in a Wealth Management or Retail Financial Advice firm.Key...
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Risk and Compliance Professional
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob DescriptionWe are seeking a Risk and Compliance Professional to support our team at AJ FOX COMPLIANCE. This role involves working closely with the Risk and Compliance Manager to ensure compliance with relevant regulations.The successful candidate will have 1 year of experience working in professional services, including at least 6 months of experience in...
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Compliance Risk Specialist
2 weeks ago
London, Greater London, United Kingdom AJ Fox Compliance Full timeJob DescriptionAt AJ Fox Compliance, we are seeking a highly skilled Compliance Risk Specialist to join our legal team in London. This role will support the Compliance team in their legal and regulatory duties.Key Responsibilities:Conduct Customer Due Diligence (CDD) for various clients, including individuals, companies, and trusts.Perform risk assessments...
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Compliance Risk Specialist
1 month ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeCompliance Role OverviewAJ FOX COMPLIANCE is seeking a skilled Compliance Risk Specialist to support the Compliance team in their London office. The ideal candidate will have experience in law firm risk and compliance, a solid understanding of AML and counter-terrorist financing, and familiarity with using AML databases.Key ResponsibilitiesPerform risk...