Risk and Compliance Manager
4 weeks ago
- Conduct thorough AML checks and ensure compliance with our firm's policies by reviewing documentation and performing risk assessments for new and reopened clients.
- Guide fee earners on AML requirements and assist in maintaining ongoing monitoring for higher-risk clients.
- Review conflict checks and manage queries from the Compliance team inbox, ensuring timely and accurate responses.
- Monitor compliance with engagement letters and maintain client and matter records.
- Supervise and train junior analysts, acting as the first point of escalation for their queries and concerns.
- Advise staff on compliance policies and best practices, conducting training sessions for new joiners and maintaining compliance registers.
We offer a competitive salary package, benefits, and opportunities for professional growth. Apply now to become a key member of our AJ Fox Compliance team and contribute to shaping the future of our firm.
-
Risk Governance
4 weeks ago
London, Greater London, United Kingdom Risk & Compliance Platform Full timeAbout the CompanyRisk & Compliance Platform is a leading provider of risk and compliance solutions to businesses across various industries. We pride ourselves on delivering high-quality services that meet the needs of our clients.About the RoleWe are currently seeking a highly skilled Risk Governance & Compliance Specialist to join our team. The successful...
-
Compliance Risk Manager
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Compliance Risk ManagerEstimated Salary: £60,000 - £80,000 per annum.About the Role:We are seeking a seasoned Compliance Risk Manager to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for managing compliance risks associated with our business operations.The ideal candidate will...
-
Compliance Risk Manager
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeCompliance Risk Manager RoleAJ FOX COMPLIANCE seeks a seasoned Compliance Risk Manager to lead our risk management endeavors. This position involves collaborating with senior leadership to embed a strong compliance culture, providing expert guidance on regulatory and risk issues, and overseeing policy updates.Key ResponsibilitiesCollaborate with senior...
-
Compliance Risk Manager
7 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeThe Company Overview">">Our client is a specialist broker based in the City, providing leading solutions globally.">They are seeking an experienced Compliance professional to lead their global compliance efforts.">">Job Description">">Lead the management of global regulatory relationships and provide advisory coverage for all business desks...
-
Compliance Risk Manager
3 hours ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeLooking for a challenging role where you can apply your expertise in risk and compliance? AJ FOX COMPLIANCE is seeking a senior professional to join their team as a Compliance Risk Manager.About the RoleWe are an innovative law firm that values our employees' skills and experience. As a Compliance Risk Manager, you will work closely with our Head of Risk and...
-
Compliance Risk Manager
2 days ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeA leading Audit firm is looking for an experienced Compliance Risk Manager to join their Risk team in London. As a key member of the team, you will play a critical role in ensuring the firm's compliance with regulatory requirements.The successful candidate will have 2-4 years of experience in risk, compliance, control, or audit functions and 1+ year of...
-
Compliance and Risk Manager
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeKey ResponsibilitiesThe Compliance and Risk Manager will be responsible for managing a portfolio of work to complete all required due diligence checks in a timely and efficient manner. This includes conducting CDD checks on clients and counterparties transactions in compliance with HMRC AML guidance for the Estate Agency Businesses.The ideal candidate will...
-
Compliance Risk Manager
4 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Compliance Risk ManagerWe are seeking an experienced Compliance Risk Manager to lead our risk and compliance team in London.This is a great opportunity for a compliance professional with expertise in financial crime prevention, client onboarding, and team leadership.Manage CDD checks across various clientsLead conflict-checking processes and...
-
Compliance Risk Manager
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAt AJ FOX COMPLIANCE, we're seeking a seasoned compliance professional to drive our risk management initiatives forward. As our Senior Governance Advisor, you'll collaborate closely with our leadership team to embed a strong compliance culture, providing expert guidance on regulatory and risk issues. Your expertise will be invaluable in ensuring our firm...
-
Compliance Risk Manager
3 hours ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking a Compliance Risk Manager to join our team at AJ FOX COMPLIANCE. As a key member of our risk management function, you will be responsible for collaborating with senior leadership and various departments to ensure the firm complies with all relevant legal, regulatory, and professional standards.The successful candidate will have a proven track...
-
Compliance Risk Management Expert
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...
-
Compliance and Risk Manager
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a seasoned Compliance and Risk Manager to join our team at Compliance Professionals. In this critical role, you will be responsible for supporting the business and compliance colleagues on all regulatory matters.Key Responsibilities:Support the development and implementation of our financial crime program, ensuring alignment with regulatory...
-
Compliance Risk Manager
2 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAbout the Role:The AJ FOX COMPLIANCE team invites applications from experienced professionals for the position of Senior Financial Crime Manager. This challenging role offers an unparalleled opportunity to shape best practices within a leading international law firm.Responsibilities:Provide expert advice on financial crime and AML issues to ensure seamless...
-
Compliance Risk Manager
6 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeCompliance ManagerWe are seeking a seasoned Compliance Manager to lead our risk and compliance team at AJ Fox Compliance. This is an exceptional opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.The Compliance & Risk Manager will be responsible for overseeing the client onboarding...
-
Compliance Risk Manager
2 hours ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Compliance Risk ManagerOverview:AJ FOX COMPLIANCE is seeking a highly skilled Compliance Risk Manager to join our team. As a key member of the compliance department, you will be responsible for ensuring that the firm's operations are in line with relevant laws, regulations, and industry standards.The ideal candidate will have expertise in...
-
Risk and Compliance Manager
1 hour ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeWe are seeking a highly skilled IT Risk & Controls Manager to join our team in Scotland.This exciting opportunity involves developing and implementing IT risk management and control frameworks, ensuring robust internal controls, and maintaining compliance with regulatory requirements.The successful candidate will have a minimum of 5 years of experience in IT...
-
Compliance Risk Director
2 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Description: Compliance Risk DirectorWe are seeking an experienced Compliance Risk Director to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to lead our global compliance efforts and drive regulatory excellence.About the Role:Lead our global regulatory relationships and ensure compliance with all...
-
Risk and Compliance Manager
4 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAbout UsAJ FOX COMPLIANCE is a leading provider of risk and compliance services. We are committed to delivering exceptional results and providing a supportive environment for our employees.We are currently seeking an experienced Risk and Compliance Manager to join our team.Key ResponsibilitiesOversee the quality control of compliance processes, including...
-
Compliance Risk Manager
1 day ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE seeks a Contract Review Specialist to work within their London-based risk & compliance team. As part of this role, you will be responsible for managing the risks associated with client terms processes and contract review.Your primary focus will be on the launch of a new client term platform, ensuring it meets its specified requirements and...
-
Compliance Risk Manager
3 hours ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob DescriptionA Global Law Firm in London seeks a skilled AML Analyst to contribute to its compliance team.The successful candidate will assist in managing the firm's legal and regulatory obligations, including risk assessments and conflict searches. Additionally, they will support the implementation of effective anti-money laundering policies and...