Risk and Compliance Manager

4 weeks ago


London, Greater London, United Kingdom AJ Fox Compliance Full time
Key Responsibilities
  • Conduct thorough AML checks and ensure compliance with our firm's policies by reviewing documentation and performing risk assessments for new and reopened clients.
  • Guide fee earners on AML requirements and assist in maintaining ongoing monitoring for higher-risk clients.
  • Review conflict checks and manage queries from the Compliance team inbox, ensuring timely and accurate responses.
  • Monitor compliance with engagement letters and maintain client and matter records.
  • Supervise and train junior analysts, acting as the first point of escalation for their queries and concerns.
  • Advise staff on compliance policies and best practices, conducting training sessions for new joiners and maintaining compliance registers.

We offer a competitive salary package, benefits, and opportunities for professional growth. Apply now to become a key member of our AJ Fox Compliance team and contribute to shaping the future of our firm.


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