Regulatory Compliance Analyst
3 days ago
As a Regulatory Compliance Analyst, you will play a crucial role in ensuring regulatory compliance during client onboarding. You will oversee the onboarding process for new clients, analyse client data and documentation, and complete complex cases.
The ideal candidate will have strong knowledge of KYC, Suitability and AML/Source of Wealth, as well as extensive experience in QC and KYC Onboarding across Financial Services. A sound knowledge of UK Regulatory Requirements is also essential.
Duties and Responsibilities- Oversee the onboarding process for new clients and ensure regulatory compliance during client onboarding.
- Analyse client data and documentation stored in KYC Files.
- Complete complex cases on entity structures such as Trusts, Charities, SPVs, and other complex ownership structures (including entities domiciled in tax-havens or major sanctioned countries).
- Strong knowledge of KYC, Suitability and AML/Source of Wealth.
- Extensive QC experience.
- Experience in KYC Onboarding across Financial Services.
- Sound knowledge of UK Regulatory Requirements.
This is a temp to perm opportunity with a competitive daily rate of circa £225/day to £250/day. We offer a hybrid working model and full-time hours.
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