Regulatory Competence Lead

Quilter plc, a leading UK wealth management firm, is seeking a Risk Management and Competency Lead to oversee the management of adviser activity and ensure compliance with regulatory requirements. In this challenging yet rewarding role, you will lead a team in identifying trends where policy and processes could be improved to mitigate risks and drive...

About the JobWe are seeking a Training and Competency Lead to oversee the delivery of our firm's Training and Competency scheme.This role will involve working closely with our financial planning team to ensure that they have the necessary skills and competencies to provide high-quality advice to clients.The ideal candidate will have strong communication and...

Drive Impact and InnovationWe are looking for a highly motivated Regulatory Investigation Manager to join our team. As a Regulatory Investigation Manager, you will be responsible for leading investigations into compliance and regulatory matters, drafting high-quality documents, and liaising with members of the public.This is a challenging and rewarding role...

Crimson, a leading Microsoft solutions consultancy, is committed to investing in the growth and development of its employees.We are seeking an experienced Talent Manager to lead our talent management and competency development initiatives.The successful candidate will have a strong background in talent management, people development, and IT skills matrix...

Regulatory Compliance ExpertiseCompetence Manager PositionThis exciting role requires a highly skilled individual with expertise in regulatory matters, including financial promotions, Consumer Duty initiatives, and compliance policies.ResponsibilitiesAs a key member of our team, you will be responsible for managing the end-to-end process of training and...

About the RoleThe Association of Regulatory & Disciplinary Lawyers seeks an experienced Investigation Team Lead to drive impact and innovation in the built environment. This is a unique opportunity to leverage your expertise and contribute to shaping the built and natural environments.As an Investigation Team Lead, you will be responsible for leading...

Job DescriptionJob Title: RIMS System StrategistLocation: UK (remote work options available)Salary: £60,000 - £80,000 per annum (dependent on experience)Key ResponsibilitiesCreate and implement a strategic plan for regulatory systems to meet functional needs.Oversight of the RIM system, including routine maintenance, validation, and updates working with...

Job OpportunityWe are seeking a Regulatory Oversight Specialist to join our team at IDEX Consulting Ltd.Role OverviewAs a key member of our Financial Planning team, you will be responsible for providing regulatory supervision over the financial planning population and ensuring adherence to our Training and Competency scheme and control environment. Your...

Company Overview:Pertemps Network Group is a well-respected financial services firm that values excellence in compliance and training. Our team is dedicated to providing exceptional service and ensuring that we meet all FCA requirements.About the Job:We are currently recruiting for an experienced and dedicated Regulatory Framework Manager who can ensure the...

Job OpportunityAn experienced Regulatory Partner is required to join a leading commercial law firm in Birmingham. The successful candidate will have expertise in health and safety regulations, environmental matters, and data protection issues.About the RoleThe Regulatory Partner will provide advice on various regulatory matters to a diverse client base. This...

About the RoleIn this challenging yet rewarding role, you will be responsible for providing supervisory support to Financial Planners at Quilter Cheviot Financial Planning. Your primary objective will be to ensure that all Financial Planners operate within regulatory guidelines and maintain the highest standards of competence.Key Performance...

We are looking for a highly motivated Regulatory Compliance Officer to join our team in Birmingham. This is an exciting opportunity to take your career to the next level and contribute to the growth and success of our wealth management business.As a Regulatory Compliance Officer, you will be responsible for developing and implementing training programmes to...

As a Regulatory Technical Lead - PED/PESR, you will be responsible for managing accreditations relating to pressure equipment for UK and Netherlands accreditations.This involves leading EC and UKCA regulatory activities relating to pressure equipment, actively participating in relevant pressure committees to ensure the business can anticipate and plan for...

About the RoleWe are looking for an experienced Regulatory Affairs Specialist to join our team at Ernest Gordon Recruitment Limited. In this role, you will provide training and ensure competency from new starters through to financial advisors on up-to-date regulations and compliance standards.The ideal candidate will have experience in the wealth industry...

Estimated Salary: £60,000 - £80,000 per annumPremier Jobs UK offers a competitive salary package to attract top talent in the field of regulatory compliance. As a T&C Manager, you will play a crucial role in maintaining our reputation as a trusted provider of financial services.

Job BriefWe are seeking a highly experienced Head of Compliance and AML to join our team at Willow Resourcing Limited.Key Objectives:To develop and implement effective Compliance strategies to mitigate risks.To provide expert advice to the Board on Compliance-related matters.Responsibilities:Lead the Compliance team in developing and implementing Compliance...

Key ResponsibilitiesWe are seeking an experienced Enforcement Team Lead to join our Office for Product Safety and Standards team in Birmingham or Teddington. As a Senior Regulatory Expert, you will be responsible for leading a team of specialists in enforcing product safety regulations and guidelines.

Job SummaryWe are seeking a skilled Regulatory Compliance Specialist to join our team as an Advisor Oversight expert. In this role, you will work closely with line managers to create shared goals and objectives for the management of performance and risk.The successful candidate will be responsible for developing strong relationships with key stakeholders at...

About the Opportunity:We are excited to offer an opportunity for an experienced Head of Regulatory Affairs to join our General Counsel team at Gowling WLG. In this role, you will be responsible for leading the development and implementation of effective regulatory affairs strategies, ensuring that the firm meets all its legal, regulatory, and professional...

**Job Description:**We are seeking a highly motivated Director Operations Regulatory to join our client based in Birmingham. As a key member of the Executive team, you will be responsible for overseeing the delivery of regulatory operations and investigative functions.**Responsibilities:**Leadership: Foster a positive and productive working environment....