Regulatory Affairs Specialist

3 days ago


Birmingham, Birmingham, United Kingdom Pertemps Network Group Full time
Regulatory Compliance Expertise

Competence Manager Position

This exciting role requires a highly skilled individual with expertise in regulatory matters, including financial promotions, Consumer Duty initiatives, and compliance policies.

Responsibilities
  • As a key member of our team, you will be responsible for managing the end-to-end process of training and competency for all employees, ensuring compliance and regulatory excellence.
  • Developing and implementing a tailored T&C scheme with robust processes for assessing and maintaining competency is critical to success in this role.
  • This includes conducting regular audits, file reviews, and performance monitoring to identify training needs and mitigate risks.
  • The ideal candidate will have a strong understanding of FCA regulations and training and competence frameworks, with a proven track record in a similar role.

This role comes with a competitive salary range of approximately £40,000, dependent on experience.



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