Head of Regulatory Affairs
19 hours ago
Regulatory Affairs Expert Needed
We are seeking a highly experienced Regulatory Affairs Expert to lead our Compliance function.
The successful candidate will provide day-to-day Compliance advice to the Board and oversee the management and ongoing development of the Compliance Monitoring plan.
They will also undertake horizon scanning, ensuring the business adapts to regulatory changes accordingly.
In this capacity, they will review the adequacy of EDD, CDD, KYC and KYB other related processes as well as the overall AML/CTF framework and provide ongoing assessment of Financial Crime risks facing the business.
A strong background in investment management and compliance, combined with excellent stakeholder engagement and communication skills, are essential for success in this role.
The estimated salary for this position is approximately £120k + benefits.
Responsibilities:
- Day-to-day Compliance advice to the Board
- Compliance Monitoring plan oversight
- Horizon scanning and adaptation to regulatory changes
- EDD, CDD, KYC and KYB process review
- Financial Crime risk assessment
-
Head of Regulatory Affairs
1 day ago
Birmingham, Birmingham, United Kingdom Gowling WLG Full timeAbout the Opportunity:We are excited to offer an opportunity for an experienced Head of Regulatory Affairs to join our General Counsel team at Gowling WLG. In this role, you will be responsible for leading the development and implementation of effective regulatory affairs strategies, ensuring that the firm meets all its legal, regulatory, and professional...
-
Head of Regulatory Affairs
1 day ago
Birmingham, Birmingham, United Kingdom Venn Group Full timeAbout Venn Group:We are currently working with a Midlands-based local authority who are recruiting for a skilled and experienced Head of Regulatory Affairs to join the council on an interim basis.Job Overview:The successful candidate will be responsible for leading the council's building safety and compliance efforts, ensuring that all properties meet...
-
Regulatory Affairs Specialist
1 day ago
Birmingham, Birmingham, United Kingdom Willow Resourcing Limited Full timeKey ResponsibilitiesWe are looking for a highly skilled Regulatory Affairs Specialist to join our team and provide expertise on all aspects of regulatory compliance.Your key responsibilities will include providing day-to-day Compliance advice to the Board, reviewing the adequacy of EDD, CDD, KYC, and KYB processes, and undertaking horizon scanning to...
-
Regulatory Affairs Expert
1 week ago
Birmingham, Birmingham, United Kingdom Brandon James Full timeRole Description: Regulatory Affairs ExpertWe're seeking a seasoned Regulatory Affairs Expert to join our team at Brandon James. In this critical role, you'll ensure that all building projects comply with the latest regulations and safety standards. With your expert knowledge of building codes and standards, you'll work closely with clients, design teams,...
-
Regulatory Affairs Specialist
1 week ago
Birmingham, Birmingham, United Kingdom Omega Resource Group Careers Full timeJob Title: Regulatory Affairs SpecialistCompany Overview: Omega Resource Group Careers is a market-leading fleet management company with a presence in the UK. We are currently seeking a highly skilled Regulatory Affairs Specialist to join our team in Birmingham.Salary: £32,000 - £37,000 per annum depending on experience.About the Role:The Regulatory...
-
Birmingham, Birmingham, United Kingdom Russell Taylor Group Ltd Full timeRegulatory Affairs Officer RoleRussell Taylor Group Ltd is a leading chemical manufacturing company seeking an experienced Regulatory Affairs Officer to join our global team.Competitive Salary: £60,000 - £80,000 per annum (dependent on experience)Job OverviewThe successful candidate will play a key role in ensuring compliance with national regulations...
-
Regulatory Affairs Specialist
1 day ago
Birmingham, Birmingham, United Kingdom European Tech Recruit Full timeAbout the RoleThis exciting opportunity has arisen for a Regulatory Affairs Specialist to work with our UK-based team.The ideal candidate will possess a solid understanding of automotive regulations globally and have experience in regulation trend analysis and vehicle homologation processes.As part of our team, you will provide expert guidance on regulatory...
-
Regulatory Affairs Specialist
2 weeks ago
Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is looking for an experienced Regulatory Affairs Specialist to lead their risk and compliance efforts in Birmingham. This senior role comes with a competitive salary package of £55,000 - £65,000 per annum.Key ResponsibilitiesThis position requires a proactive professional who can:Evaluate systems to guarantee compliance with industry...
-
Regulatory Affairs Specialist
3 weeks ago
Birmingham, Birmingham, United Kingdom CV-Library Full timeWe are seeking an experienced Compliance Manager to join our corporate client in Birmingham City Centre. The ideal candidate will have a strong background in regulatory affairs and a keen eye for detail.The estimated salary for this role is £60,000-£70,000 per annum, reflecting the complexity of the position and the need for a skilled...
-
Regulatory Affairs Manager
4 days ago
Birmingham, Birmingham, United Kingdom CV-Library Full timeWe are seeking a Regulatory Affairs Manager to join our team at CV-Library. As a key contact and advisor for the firm, you will be responsible for ensuring the firm's risk management and compliance meets with all necessary standards and regulations.The ideal candidate will have a strong understanding of relevant laws, regulations, and codes of conduct...
-
Regulatory Investigation Manager
2 weeks ago
Birmingham, Birmingham, United Kingdom Association of Regulatory & Disciplinary Lawyers Full timeDrive Impact and InnovationWe are looking for a highly motivated Regulatory Investigation Manager to join our team. As a Regulatory Investigation Manager, you will be responsible for leading investigations into compliance and regulatory matters, drafting high-quality documents, and liaising with members of the public.This is a challenging and rewarding role...
-
Regulatory Affairs Specialist II
4 weeks ago
Birmingham, Birmingham, United Kingdom Thermo Fisher Scientific Full timeThe Regulatory Affairs Specialist II plays a critical role in the Global RA team at Thermo Fisher Scientific. This individual is responsible for ensuring the registration of PDx products in global markets, including EMEA, USA, LATAM, and AsiaPac.A Day in the Life:Develop and submit registration documentation to align with regional regulations.Maintain...
-
Regulatory Affairs Supervisor
1 day ago
Birmingham, Birmingham, United Kingdom CV-Library Full timeJob Description:We are seeking an experienced Training and Compliance Manager from the wealth industry who can provide training and ensure competency among new starters and financial advisors on up-to-date regulations and compliance standards. The ideal candidate will own, manage, and deliver the training while reporting to the Head of Compliance.
-
Legal Counselor for Regulatory Affairs
1 day ago
Birmingham, Birmingham, United Kingdom GENERAL DENTAL COUNCIL Full timeAbout Us:The General Dental Council (GDC) plays a vital role in protecting patient safety and promoting high-quality dental care.We are responsible for registering qualified professionals, setting standards, investigating complaints, and ensuring quality education.Job Summary:This role involves working as a legal professional to support our regulatory...
-
Compliance Director
2 days ago
Birmingham, Birmingham, United Kingdom Willow Resourcing Limited Full timeJob OverviewWe are seeking an experienced Compliance Director to lead our regulatory affairs function and provide day-to-day Compliance advice to the Board.In this role, you will oversee the management and ongoing development of the Compliance Monitoring plan, undertake horizon scanning to ensure the business adapts to regulatory changes, and review the...
-
Regulatory Governance Manager
1 day ago
Birmingham, Birmingham, United Kingdom CV-Library Full timeCompliance Advisory Position AvailableWe are seeking a skilled Compliance Advisory Manager to cover a 12-month fixed-term contract at our client's bank in Birmingham City Centre. This role involves reporting directly to the Head of Compliance and supervising a small team.The key responsibilities of this position include:Supporting the Head of Compliance to...
-
Regulatory Advisory Manager
1 day ago
Birmingham, Birmingham, United Kingdom CV Library Full timeCV Library is seeking a Regulatory Advisory Manager to support the Head of Compliance in ensuring the business meets its regulatory obligations. This is a 12-month fixed-term contract due to a pending maternity leave.About the JobWork with business areas to ensure that products and services are compliant with FCA regulatory requirements, company policies,...
-
Investigation Team Lead
2 weeks ago
Birmingham, Birmingham, United Kingdom Association of Regulatory & Disciplinary Lawyers Full timeAbout the RoleThe Association of Regulatory & Disciplinary Lawyers seeks an experienced Investigation Team Lead to drive impact and innovation in the built environment. This is a unique opportunity to leverage your expertise and contribute to shaping the built and natural environments.As an Investigation Team Lead, you will be responsible for leading...
-
Academy and Regulatory Expert
3 weeks ago
Birmingham, Birmingham, United Kingdom VWV Full timeVWV is seeking an Academy and Regulatory Expert to join our thriving regulatory compliance practice. As an exceptional education lawyer, you'll advise and represent education providers on complex matters, including regulatory compliance, parent and student issues, and safeguarding. With your expertise in compliance with regulatory frameworks and experience...
-
Regulatory Compliance Officer
1 day ago
Birmingham, Birmingham, United Kingdom Ernest Gordon Recruitment Limited Full timeWe are looking for a highly motivated Regulatory Compliance Officer to join our team in Birmingham. This is an exciting opportunity to take your career to the next level and contribute to the growth and success of our wealth management business.As a Regulatory Compliance Officer, you will be responsible for developing and implementing training programmes to...