Head of Regulatory Affairs

19 hours ago


Birmingham, Birmingham, United Kingdom Willow Resourcing Limited Full time

Regulatory Affairs Expert Needed

We are seeking a highly experienced Regulatory Affairs Expert to lead our Compliance function.

The successful candidate will provide day-to-day Compliance advice to the Board and oversee the management and ongoing development of the Compliance Monitoring plan.

They will also undertake horizon scanning, ensuring the business adapts to regulatory changes accordingly.

In this capacity, they will review the adequacy of EDD, CDD, KYC and KYB other related processes as well as the overall AML/CTF framework and provide ongoing assessment of Financial Crime risks facing the business.

A strong background in investment management and compliance, combined with excellent stakeholder engagement and communication skills, are essential for success in this role.

The estimated salary for this position is approximately £120k + benefits.

Responsibilities:

  • Day-to-day Compliance advice to the Board
  • Compliance Monitoring plan oversight
  • Horizon scanning and adaptation to regulatory changes
  • EDD, CDD, KYC and KYB process review
  • Financial Crime risk assessment


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