Regulatory Compliance Officer

21 hours ago


Birmingham, Birmingham, United Kingdom Ernest Gordon Recruitment Limited Full time

We are looking for a highly motivated Regulatory Compliance Officer to join our team in Birmingham. This is an exciting opportunity to take your career to the next level and contribute to the growth and success of our wealth management business.

As a Regulatory Compliance Officer, you will be responsible for developing and implementing training programmes to ensure our staff's competency in up-to-date regulations and compliance standards. Your expertise will be invaluable in helping us stay ahead of the curve in the wealth industry.

The role offers a competitive salary package, including a base salary range of £35,000 - £45,000 DOE, plus bonus, hybrid working arrangements, private medical insurance, pension scheme, and generous holiday entitlement.

Your Key Responsibilities:

  • Provide comprehensive training on financial regulations to all staff
  • Contribute to the development of a bespoke T&C scheme aligned with our business objectives
  • Maintain accurate knowledge of regulatory updates and apply this to our training programmes
  • Collaborate with the Head of Compliance to drive compliance excellence across the business


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