Regulatory Governance Manager

2 days ago


Birmingham, Birmingham, United Kingdom CV-Library Full time
Compliance Advisory Position Available

We are seeking a skilled Compliance Advisory Manager to cover a 12-month fixed-term contract at our client's bank in Birmingham City Centre. This role involves reporting directly to the Head of Compliance and supervising a small team.

The key responsibilities of this position include:

  • Supporting the Head of Compliance to ensure the business meets its regulatory obligations
  • Providing regulatory guidance and advice to enable business areas to meet their FCA regulatory obligations
  • Collaborating with business areas to ensure that the bank's products and services are compliant with FCA regulatory requirements, company policies, and the Consumer Duty standards
  • Conducting horizon scanning to identify relevant regulatory changes
  • Responding to FCA consultation and discussion papers on behalf of the bank
  • Developing and maintaining compliance policies and procedures
  • Preparing regulatory and governance papers on behalf of the Head of Conduct and Compliance
  • Reviewing and approving the bank's financial promotions

A minimum of several years' experience in Compliance Policy/Advisory within the Banking/Mortgage sector is required for this role. Our client offers a competitive salary and benefits package, as well as the opportunity to work in a hybrid capacity (2 days office, 3 days remote). The estimated salary range for this position is £60,000 - £80,000 per annum.

Job Details

Job Title: Compliance Advisory Manager - 12 month FTC

Location: Birmingham, West Midlands

Estimated Salary: £60,000 - £80,000 per annum



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