Head of Advice Standards and Governance

1 day ago


Birmingham, Birmingham, United Kingdom IDEX Consulting Ltd Full time

Job Overview

IDEX Consulting Ltd is a leading firm in the field of wealth management, and we are currently seeking a highly skilled Head of Advice Standards and Governance to join our team.

The successful candidate will be responsible for ensuring that our advice standards and governance practices remain aligned with regulatory requirements. This role requires a strong understanding of financial planning products and advice solutions, as well as excellent technical knowledge.

We estimate the salary for this role to be around £95,000 - £115,000 per annum, depending on experience.

About the Role

  • Ensure that our advice standards and governance practices remain aligned with regulatory requirements
  • Work closely with the senior leadership team to identify and mitigate potential risks to the business
  • Collaborate with internal stakeholders to develop and implement process improvements
  • Shape and advise on best practice and process improvements

Requirements

  • Chartered Financial Planner qualification
  • Technical understanding of financial planning products and advice solutions
  • Excellent communication and interpersonal skills

Benefits

  • A competitive salary of £95,000 - £115,000 per annum
  • Ongoing training and development opportunities
  • A collaborative and dynamic work environment
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