Regulatory Oversight Specialist
3 weeks ago
Job Opportunity
We are seeking a Regulatory Oversight Specialist to join our team at IDEX Consulting Ltd.
Role OverviewAs a key member of our Financial Planning team, you will be responsible for providing regulatory supervision over the financial planning population and ensuring adherence to our Training and Competency scheme and control environment. Your primary focus will be on supporting new and existing financial planners in operational activity from competency and advice standards perspectives, managing risk, and ensuring good customer outcomes.
Key Responsibilities- Provide regulatory supervision over financial planning population and adherence to firm's Training and Competency scheme and control environment.
- Support new and existing financial planners in operational activity from competency and advice standards perspective to manage risk and ensure good customer outcomes.
- Deliver key commitments outlined in firm's Training and Competency scheme, including monitoring Financial Planner KRIs, carrying out observations, and holding 1:1 meetings.
- Support initial and annual reassessment of competence and Fit and Proper processes for Financial Planners as required.
- Support Supervision framework, including making relevant risk assessment recommendations.
- Identify areas of improvement or training interventions, including establishment and monitoring of agreed adviser development plans.
- Identify thematic issues and support upskilling of financial planning community where appropriate.
- Help identify trends where policy and processes could be improved to mitigate risks.
- Proven experience of providing supervisory support to regulated individuals within financial services, including carrying out skills observations/assessments.
- In-depth knowledge of financial services and regulatory environment, particularly related to Financial Planning regulations.
- Knowledge of Certification regime.
- Strong coaching and assessment skills.
- Strong communication and stakeholder management skills, with ability to work in matrix environments.
- Ability to display sound judgement when making recommendations.
- Attention to detail.
This role offers a competitive salary of £70,000 plus bonus and benefits, reflecting the importance of this position in shaping the future of our business. As a key member of our team, you will have opportunities to develop your skills and expertise, contribute to our company's growth, and enjoy a dynamic and supportive work environment.
-
Regulatory Oversight Specialist
3 weeks ago
Birmingham, Birmingham, United Kingdom Quilter plc Full timeAbout the RoleIn this challenging yet rewarding role, you will be responsible for providing supervisory support to Financial Planners at Quilter Cheviot Financial Planning. Your primary objective will be to ensure that all Financial Planners operate within regulatory guidelines and maintain the highest standards of competence.Key Performance...
-
Regulatory Affairs Specialist
2 weeks ago
Birmingham, Birmingham, United Kingdom VRS Regulatory Full timeJob DescriptionWe are seeking a highly experienced Chemical Regulatory Professional to join our team at VRS Regulatory. As a Senior Consultant, you will play a key role in delivering high-quality regulatory services to our clients.The successful candidate will have a strong working knowledge of EU REACH and a track record in managing regulatory projects....
-
Senior Regulatory Expert
3 weeks ago
Birmingham, Birmingham, United Kingdom VRS Regulatory Full timeAn exceptional opportunity for a senior regulatory expert to drive growth and success in an ambitious UK-based chemical regulatory compliance consultancy.This role involves undertaking various regulatory activities, including:Study monitoringWriting up study reportsRisk assessmentsDossier preparationDeveloping regulatory strategyConsortia supportOR...
-
Senior Regulatory Specialist
3 weeks ago
Birmingham, Birmingham, United Kingdom VRS Regulatory Full timeAbout the RoleWe are seeking a highly experienced Chemical Compliance Consultant to join our team at VRS Regulatory. This is an exciting opportunity for a regulatory professional to drive our company's growth and success in EU REACH compliance.The ideal candidate will have a strong working knowledge of EU REACH regulations and a proven track record in...
-
Regulatory Affairs Specialist
3 weeks ago
Birmingham, Birmingham, United Kingdom VRS Regulatory Full timeAre you a highly skilled professional looking for a challenging role in the chemical industry? We are seeking an experienced EU REACH expert to join our team at VRS Regulatory.As a Senior Regulatory Consultant, you will be responsible for undertaking a range of regulatory activities including study monitoring, writing up study reports, risk assessments,...
-
Contract Oversight Specialist
3 weeks ago
Birmingham, Birmingham, United Kingdom West Midlands Combined Authority (WMCA) Full timeThe West Midlands Combined Authority (WMCA) is seeking a highly motivated Contract Oversight Specialist to join our team. In this role, you will be responsible for ensuring that our existing contracts are current, fit for purpose, and compliant with regulatory requirements.As a Contract Oversight Specialist, you will work closely with our project teams to...
-
Regulatory Affairs Specialist
2 weeks ago
Birmingham, Birmingham, United Kingdom VRS Regulatory Full timeA key role within our team is available for a chemical compliance professional who can contribute to the development of our regulatory expertise.The successful candidate will have experience in:Managing toxicology or ecotoxicology studies for industrial chemicalsCLP, IUCLID, and other relevant regulationsStudy monitoring, study summaries, risk assessment,...
-
Operational Risk Oversight Specialist
2 weeks ago
Birmingham, Birmingham, United Kingdom InterQuest Group Full timeAbout the RoleWe are seeking a highly skilled Operational Risk Oversight Specialist to join our team at InterQuest Group. As Head of Second Line Defence, you will be responsible for leading the development of a risk monitoring plan and driving engagement on risk awareness across the organisation.The successful candidate will have 5+ years' experience in...
-
Financial Planning Regulatory Specialist
2 weeks ago
Birmingham, Birmingham, United Kingdom IDEX Consulting Ltd Full timeAbout the RoleWe are seeking an experienced Financial Planning Regulatory Specialist to join our Supervision and Competency Oversight team.This role will involve providing regulatory supervision over our financial planning population and their adherence to the firm's Training and Competency scheme and the overarching control environment.The ideal candidate...
-
Clinical Oversight Specialist Wanted
3 weeks ago
Birmingham, Birmingham, United Kingdom Panoramic Associates Full timeAbout the RoleWe are looking for an experienced Clinical Oversight Specialist to join our team at Panoramic Associates.This is an excellent opportunity for someone to showcase their skills and knowledge in clinical oversight, compliance, governance, and leadership.Main Responsibilities:Provide clinical oversight in a purpose-built nursing home in the Home...
-
Housing Development Oversight Specialist
3 weeks ago
Birmingham, Birmingham, United Kingdom Churchill Estates Management Full timeHousing Development Oversight SpecialistWe are seeking a skilled Housing Development Oversight Specialist to join our team at Churchill Estates Management. As a key member of our organization, you will be responsible for overseeing our independent retirement housing developments in Warwickshire and Worcestershire.About the RoleThe Housing Development...
-
Risk Oversight Director
2 weeks ago
Birmingham, Birmingham, United Kingdom Selby Jennings Full timeJob Overview: Selby Jennings is seeking a highly experienced Risk Oversight Director to join their compliance team.About the Role:The successful candidate will be responsible for overseeing the firm's compliance with regulatory obligations as a Principal Distributor in the UK for EMEA fund ranges.Key Responsibilities:Fund Distribution Compliance: Collaborate...
-
Chemical Compliance Professional
2 weeks ago
Birmingham, Birmingham, United Kingdom VRS Regulatory Full timeWe are seeking a skilled regulatory affairs specialist to join our dynamic team at VRS Regulatory.The ideal candidate will have experience in:EU REACH, GB REACH, DUINS, grandfathering, and industrial chemicalsBiocides, product safety, compliance, risk assessment, and regulatory toxicology/ecotoxicologyA competitive salary of £65,000 - £85,000 per annum is...
-
Chemical Compliance Expert
2 weeks ago
Birmingham, Birmingham, United Kingdom VRS Regulatory Full timeAbout the RoleWe are looking for a skilled Regulatory Affairs Specialist to join our team at VRS Regulatory. As a Senior Consultant, you will be responsible for undertaking a range of regulatory activities, including study monitoring, risk assessments, dossier preparation, and developing regulatory strategies.The ideal candidate will have experience in...
-
Chemical Compliance Consultant
3 weeks ago
Birmingham, Birmingham, United Kingdom VRS Regulatory Full timeAbout the JobThis is a challenging and diverse role that requires a high level of expertise in chemical regulatory compliance. As a Senior Regulatory Specialist, you will play a key role in driving our company's success in EU REACH compliance.Your main responsibilities will include:Managing regulatory projects from start to finishDeveloping and implementing...
-
Complex Project Oversight Specialist
4 weeks ago
Birmingham, Birmingham, United Kingdom R S D TECHNOLOGY LIMITED Full timeJob Overview: Complex Project Oversight SpecialistR S D TECHNOLOGY LIMITED is seeking an experienced Complex Project Oversight Specialist to join their dynamic team. The ideal candidate will have a track record in managing multifaceted projects from conception through to completion, ensuring that all objectives are met on time, within scope, and within...
-
Financial Oversight Specialist
3 weeks ago
Birmingham, Birmingham, United Kingdom Midland Mencap Full timeWe are looking for a highly skilled Financial Oversight Specialist to join our board of trustees at Midland Mencap.As a key member of our leadership team, you will be responsible for monitoring the financial performance of the charity, identifying areas for improvement, and implementing strategies to drive growth and sustainability. You will also play a...
-
Regulatory Operations Lead
3 weeks ago
Birmingham, Birmingham, United Kingdom Mundipharma Full timeJob DescriptionJob Title: RIMS System StrategistLocation: UK (remote work options available)Salary: £60,000 - £80,000 per annum (dependent on experience)Key ResponsibilitiesCreate and implement a strategic plan for regulatory systems to meet functional needs.Oversight of the RIM system, including routine maintenance, validation, and updates working with...
-
Project Oversight Specialist
1 month ago
Birmingham, Birmingham, United Kingdom Alexander James Recruiting Ltd. Full timeAbout the Role:We are seeking a skilled Project Oversight Specialist to lead our warehouse automation and racking projects across the UK. The successful candidate will be responsible for creating and implementing project plans, collaborating with cross-functional teams, and ensuring client satisfaction.Responsibilities:This role involves monitoring projects...
-
Financial Services Risk Oversight Specialist
1 month ago
Birmingham, Birmingham, United Kingdom Quilter plc Full timeAt Quilter plc, a leading provider of advice, investment platforms, multi-asset investment solutions and discretionary fund management, we are seeking a Financial Services Risk Oversight Specialist to join our team. This role is part of Quilter Cheviot Financial Planning, which provides highly personalised and comprehensive financial advice for individuals...