Risk Management and Competency Lead
1 month ago
Quilter plc, a leading UK wealth management firm, is seeking a Risk Management and Competency Lead to oversee the management of adviser activity and ensure compliance with regulatory requirements. In this challenging yet rewarding role, you will lead a team in identifying trends where policy and processes could be improved to mitigate risks and drive business growth.
Key Responsibilities:- Define, lead and manage the operation of adviser activity to manage risk and ensure good customer outcomes
- Oversee the management of advisers who are not performing against compliance and conduct expectations
- Lead on risk identification and implement appropriate mitigations or interventions as outlined in the firm's Training and Competency scheme
We are part of Quilter plc, a listed company on the London and Johannesburg stock exchanges, with over £111 billion under management. Our firm offers expert discretionary investment management and financial planning through our sister company, Quilter Cheviot Financial Planning.
Salary and Benefits:The salary for this role is estimated to be around £65,000 - £85,000 per annum, depending on experience. We also offer a range of benefits, including a non-contributory pension scheme, private medical insurance, life assurance, healthcare cash plan and flexible working arrangements.
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Risk Management Specialist
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Regulatory Competence Lead
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Training and Competency Lead
1 week ago
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Risk Management Consultant Lead
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Risk Management Lead
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Risk Management Lead
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Risk Management Lead
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Risk Management Lead
1 month ago
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Risk Management Lead
7 days ago
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IT Risk Management Lead
1 month ago
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