Competency Assurance Expert

1 week ago


Birmingham, Birmingham, United Kingdom IDEX Consulting Ltd Full time

Career Opportunity in Financial Planning Regulation

IDEX Consulting Ltd is seeking a highly skilled Competency Assurance Expert to join its Financial Planning team. The successful candidate will be responsible for providing regulatory supervision over the financial planning population and ensuring adherence to our Training and Competency scheme and control environment.

Key Responsibilities

The primary focus of this role will be on supporting new and existing financial planners in operational activity from competency and advice standards perspectives, managing risk, and ensuring good customer outcomes. This will involve delivering key commitments outlined in our Training and Competency scheme, including monitoring Financial Planner KRIs, carrying out observations, and holding 1:1 meetings.

Requirements
  • Proven experience of providing supervisory support to regulated individuals within financial services, including carrying out skills observations/assessments.
  • In-depth knowledge of financial services and regulatory environment, particularly related to Financial Planning regulations.
  • Knowledge of Certification regime.
  • Strong coaching and assessment skills.
  • Strong communication and stakeholder management skills, with ability to work in matrix environments.
  • Ability to display sound judgement when making recommendations.
  • Attention to detail.
Compensation

This role offers a competitive salary of £70,000 per annum, plus bonus and benefits. As a key member of our team, you will have opportunities to develop your skills and expertise, contribute to our company's growth, and enjoy a dynamic and supportive work environment.



  • Birmingham, Birmingham, United Kingdom Quilter plc Full time

    Quilter plc, a leading UK wealth management firm, is seeking a Risk Management and Competency Lead to oversee the management of adviser activity and ensure compliance with regulatory requirements. In this challenging yet rewarding role, you will lead a team in identifying trends where policy and processes could be improved to mitigate risks and drive...


  • Birmingham, Birmingham, United Kingdom Randstad Cpe London Full time

    Technical Lead OpportunityWe are seeking a highly skilled Asset Design and Assurance Expert to join our team in Birmingham, United Kingdom.About the RoleThis is an exciting opportunity to work on high-speed rail projects, providing technical assurance and expertise on asset design and construction. You will be responsible for ensuring that designs and...


  • Birmingham, Birmingham, United Kingdom BDO UK Full time

    IT Audit and Assurance ExpertWe are seeking an experienced IT Audit and Assurance Expert to join our Technology Risk Assurance team at BDO UK. As a key member of the team, you will be responsible for delivering high-quality audits that meet the evolving needs of our clients. Your expertise in IT general controls, business process control activities, and data...


  • Birmingham, Birmingham, United Kingdom Internetwork Expert Full time

    Company Overview:We are Internetwork Expert, a leading provider of cloud-based solutions for the automotive retail industry. Our cutting-edge product streamlines processes and enhances efficiency.


  • Birmingham, Birmingham, United Kingdom Pertemps Network Group Full time

    Competence ManagerBirmingham (Hybrid), £40,000Pertemps Network Group is seeking a seasoned professional to fill the role of Regulatory Competence Lead in their Birmingham office. This exciting opportunity comes with a competitive salary of £40,000 and the chance to make a significant impact on the company's compliance and training practices.Job...


  • Birmingham, Birmingham, United Kingdom Premier Technical Recruitment Ltd Full time

    Quality Assurance ExpertWe are seeking an experienced and skilled Quality Assurance Expert to join our professional manufacturing team based near Birmingham, UK.The successful candidate will work Monday to Thursday (8am-4:30pm) and Friday (8am-2pm).The key responsibilities of this role include:Developing and implementing audit systems to ensure compliance...

  • Data Assurance Expert

    2 weeks ago


    Birmingham, Birmingham, United Kingdom Intec Select Ltd Full time

    We are looking for a highly skilled Data Assurance Expert to join our team at Intec Select Ltd in Birmingham. The estimated salary for this role is £67,500 per year, including 25 days holiday and 12% pension.In this critical position, you will be responsible for ensuring the accuracy and completeness of digital engineering data, providing leadership to...


  • Birmingham, Birmingham, United Kingdom NHS Full time

    Job DescriptionWe are seeking an IT Systems Assurance Expert to join our team at NHS Blood and Transplant. The successful candidate will work closely with other teams to ensure safe, efficient, and effective delivery of IT systems software and hardware.Key responsibilities include:Supporting users across the country to understand their needs and oversee...


  • Birmingham, Birmingham, United Kingdom Premier Technical Recruitment Full time

    Job OverviewPremier Technical Recruitment is currently looking for a Quality Assurance and Sustainability Expert to join our team. As a key member of the QHSE department, you will be responsible for implementing and maintaining quality systems that meet regulatory requirements.The ideal candidate will have excellent analytical skills, strong attention to...


  • Birmingham, Birmingham, United Kingdom NRL Full time

    We are seeking a Construction Assurance and Quality Expert to join our team in Birmingham. As a key member of our infrastructure delivery team, you will be responsible for ensuring that all construction activities meet the required quality standards and comply with industry regulations.Key responsibilities will include:Assuring compliance with technical and...


  • Birmingham, Birmingham, United Kingdom 4PS UK Full time

    Job Title: Business Central Quality Assurance Expert We are seeking a highly skilled Business Central Quality Assurance Expert to join our team at 4PS UK. As an expert in quality assurance, you will play a crucial role in ensuring the quality and stability of our software solutions. Key Responsibilities:Developing and executing quality assurance...


  • Birmingham, Birmingham, United Kingdom Compass Associates Full time

    As a Quality Assurance Expert with Compass Recruitment Solutions, you will play a crucial role in delivering tailored recruitment solutions for permanent assignments in the Health and Social Care sector. We are working with a values-based care home provider across the Midlands, committed to providing outstanding care to residents.Key ResponsibilitiesDetailed...


  • Birmingham, Birmingham, United Kingdom Brook Street UK Full time

    Key ResponsibilitiesThe successful Quality Assurance Expert will be responsible for providing quality assurance and practical moderation support, maintaining effective working relationships, and planning and monitoring quality assurance activities to meet qualification requirements.You will also deliver accurate and constructive feedback to learners,...


  • Birmingham, Birmingham, United Kingdom Deutsche Bank Full time

    About the RoleThe Technology Regulatory Assurance Expert will play a critical role in ensuring the effective implementation of technology controls at Deutsche Bank. This position involves evaluating the adequacy and effectiveness of internal controls, conducting audits, and providing assurance on compliance with regulatory requirements. The ideal candidate...


  • Birmingham, Birmingham, United Kingdom HS2 Full time

    About the RoleWe are seeking a skilled Corporate Assurance Manager to join our team in Birmingham, UK. As a key member of our assurance team, you will be responsible for ensuring that our business operations are aligned with our company values and objectives.As a Corporate Assurance Manager at HS2 Ltd, you will have the opportunity to work on a variety of...


  • Birmingham, Birmingham, United Kingdom Stantec Full time

    Job DescriptionWe are seeking an experienced Design Assurance Manager to lead and manage the design assurance processes for our project lifecycles within the energy sector.The ideal candidate will have experience in assurance for large multi-disciplinary projects, including design control, quality systems, and regulatory requirements, supported by a strong...


  • Birmingham, Birmingham, United Kingdom Integral UK LTD Full time

    We are seeking a highly skilled Health, Safety, and Fire Assurance Expert to join our team at Integral UK LTD. As a specialist in fire protection and compliance, you will be responsible for ensuring the highest standards of safety and quality in our projects.Your key duties will include:Delivering comprehensive health and safety audits and...


  • Birmingham, Birmingham, United Kingdom Tristone Nash Full time

    As a Property Surveyor and Quality Assurance Expert at Tristone Nash, you will play a crucial role in delivering high-quality services to our clients. Your primary responsibility will be to carry out surveys, including damp and mould inspections and diagnosis, and provide recommendations for improvements. You will also be responsible for managing responsive...


  • Birmingham, Birmingham, United Kingdom CV Library Full time

    About Our Company:We are a leading professional services firm actively recruiting for an IT Quality Assurance Manager to deliver IT quality assurance capability which will involve assuming responsibility for ensuring all IT services and infrastructure meet the highest standards of quality and performance aligned to defined standards and that our technology...


  • Birmingham, Birmingham, United Kingdom HS2 (High Speed Two) Full time

    About the OpportunityWe are looking for a seasoned assurance professional to join our team as an Assurance Manager. As an integral member of our assurance team, you will be responsible for leading assurance reviews, developing assurance plans, and identifying and mitigating risks associated with project delivery. This is an exciting opportunity to contribute...