Competency Assurance Expert
1 week ago
Career Opportunity in Financial Planning Regulation
IDEX Consulting Ltd is seeking a highly skilled Competency Assurance Expert to join its Financial Planning team. The successful candidate will be responsible for providing regulatory supervision over the financial planning population and ensuring adherence to our Training and Competency scheme and control environment.
Key ResponsibilitiesThe primary focus of this role will be on supporting new and existing financial planners in operational activity from competency and advice standards perspectives, managing risk, and ensuring good customer outcomes. This will involve delivering key commitments outlined in our Training and Competency scheme, including monitoring Financial Planner KRIs, carrying out observations, and holding 1:1 meetings.
Requirements- Proven experience of providing supervisory support to regulated individuals within financial services, including carrying out skills observations/assessments.
- In-depth knowledge of financial services and regulatory environment, particularly related to Financial Planning regulations.
- Knowledge of Certification regime.
- Strong coaching and assessment skills.
- Strong communication and stakeholder management skills, with ability to work in matrix environments.
- Ability to display sound judgement when making recommendations.
- Attention to detail.
This role offers a competitive salary of £70,000 per annum, plus bonus and benefits. As a key member of our team, you will have opportunities to develop your skills and expertise, contribute to our company's growth, and enjoy a dynamic and supportive work environment.
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