Compliance Manager Funds
7 days ago
We're looking for an experienced Compliance Manager to join our team in London.
As a key member of our Risk & Compliance function, you'll play a critical role in ensuring our investment products comply with UK regulatory requirements.
With a salary range of £75k - £85k + shares + benefits, this is a fantastic opportunity to advance your career in compliance.
You'll have gained several years' experience in compliance, focused on funds and investment products, and possess a deep understanding of UK regulatory requirements.
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Funding and Compliance Manager
1 day ago
London, Greater London, United Kingdom Trees for Cities Full timeAbout the RoleTrees for Cities is seeking a highly skilled Grants and Reporting Manager (Statutory and Philanthropy) to join their growing team. In this role, you will be responsible for managing a portfolio of grants and donor funding agreements, ensuring successful delivery and communication in compliance with funders' expectations.The ideal candidate will...
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Investment Fund Compliance Manager
4 weeks ago
London, Greater London, United Kingdom Titan Wealth Holdings Limited Full timeWe are looking for a highly skilled Investment Fund Compliance Manager to join our team at Titan Wealth Holdings Limited. As a key member of our institutional asset management pillar, you will be responsible for managing Compliance Monitoring Plans, reviewing compliance policies and providing regulatory advice to the business.The ideal candidate will have a...
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London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeCompliance Recruitment Solutions is seeking a highly experienced Senior Legal Advisor to lead the UK legal function of a global asset manager. This is an excellent opportunity to take on a quasi-head of legal role, with sole responsibility for legal matters in the UK entity.Salary: £120K - £140K plus a generous bonus and benefits packageThe ideal candidate...
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Compliance and Funding Specialist
2 hours ago
London, Greater London, United Kingdom Captiva Learning Full timeJob Overview:Captiva Learning is a leading provider of apprenticeships, striving for excellence in education and career development. As a Compliance and Funding Specialist, you will play a crucial role in ensuring the smooth operation of our MIS system, adhering to public funding rules and regulations. This position requires strong analytical skills,...
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Compliance Manager
2 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. As a key member of our financial crime compliance team, you will play a critical role in ensuring the integrity of our business operations.
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Investment Fund Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Titan Wealth Holdings Limited Full timeAbout the RoleWe are seeking a seasoned Investment Fund Compliance Specialist to join our team at Titan Wealth Holdings Limited. This is an exciting opportunity to leverage your expertise in fund compliance and regulatory affairs to support our business growth.As a key member of our compliance team, you will play a crucial role in ensuring that our...
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Compliance Manager
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAs a Compliance Officer at Compliance Professionals, you will oversee compliance within the Marketing & Distribution department. Your primary focus will be on ensuring all financial promotions, marketing materials, client reports, RFPs, and other client communications comply with regulatory standards.Main Responsibilities:Review and approve financial...
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Compliance Governance Specialist
7 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewCareer opportunities have arisen for a Compliance Governance Specialist to join our team at Compliance Professionals. Based in London, this role will suit an individual with experience in Public Markets.About the RoleThis is a senior leadership position that requires the successful candidate to maintain policies and procedures governing IPO and...
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Compliance Officer Investment Funds
3 weeks ago
London, Greater London, United Kingdom Titan Wealth Holdings Limited Full timeAbout Titan Wealth Holdings Limited, a leading wealth and asset management business. We bring high-quality execution and administration to the sector through leveraging our resources and technology.Our strategy sees strong organic growth within the near term coupled with significantly larger acquisitions. As a result, we are looking for a Compliance Officer...
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Treasury and Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Atlantic Labs Manager GmbH Full timeAbout the RoleThis is an exciting opportunity for a skilled Financial Director to join our team at Atlantic Labs Manager GmbH. The ideal candidate will have experience in treasury management, compliance, and financial analysis.Key ResponsibilitiesTreasury Management: Implement effective treasury management systems and processes.Develop and maintain...
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Alternative Funds Compliance Lead
4 weeks ago
London, Greater London, United Kingdom Grant Thornton Full timeGrant Thornton is seeking a highly skilled Alternative Funds Compliance Lead to join our team. In this role, you will be responsible for managing the full suite of tax compliance and advisory services for asset managers and the funds they manage, across the entire investment lifecycle.Your responsibilities will include:Providing highly technical tax advice...
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Investment Fund Compliance Manager
4 days ago
London, Greater London, United Kingdom Willow Resourcing Limited Full timeFundamentals of our companyWe are a FinTech with an exceptional reputation for delivering high-quality services and treating our staff with care.Our Glassdoor score is 4.9, which is rare in the UK. Our employees praise us as follows:'Amazing place to work with supportive and motivated people.''Dream company and work culture.''Great place to learn and be...
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Compliance Risk Manager
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Compliance Risk ManagerEstimated Salary: £60,000 - £80,000 per annum.About the Role:We are seeking a seasoned Compliance Risk Manager to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for managing compliance risks associated with our business operations.The ideal candidate will...
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Compliance Risk Manager
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewThe Compliance Professionals are a leading brokerage firm in the City, seeking a talented Compliance & Money Laundering Reporting Officer to join their team on a permanent basis. This is an excellent opportunity for an experienced professional to develop and maintain a robust compliance framework, chair the Compliance and Conduct Committee,...
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Compliance Risk Manager
7 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeThe Company Overview">">Our client is a specialist broker based in the City, providing leading solutions globally.">They are seeking an experienced Compliance professional to lead their global compliance efforts.">">Job Description">">Lead the management of global regulatory relationships and provide advisory coverage for all business desks...
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Compliance Program Manager
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeLeading Compliance ProfessionalsA Career Opportunity at Our Organisation:Job SummaryWe are seeking a highly skilled and experienced Compliance Program Manager to join our team. This is a unique opportunity to work with a leading global commodities organisation, assisting with managing a small team and working 4 days in the office.Key Responsibilities:Ensure...
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Regulatory Compliance Manager
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewAs a Compliance & Money Laundering Reporting Officer at Compliance Professionals, you will be responsible for overseeing and maintaining the company's compliance framework. This includes developing and implementing policies and procedures to prevent money laundering and other financial crimes.The ideal candidate will have extensive knowledge of...
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Compliance and Risk Manager
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a seasoned Compliance and Risk Manager to join our team at Compliance Professionals. In this critical role, you will be responsible for supporting the business and compliance colleagues on all regulatory matters.Key Responsibilities:Support the development and implementation of our financial crime program, ensuring alignment with regulatory...
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Compliance Director
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob TitleCompliance Director - Financial Crime SpecialistCompany OverviewOur client is a leading global investment management business with offices in the West End. We have been exclusively instructed to assist with their hire of a Compliance Director on a 13-month fixed-term contract.About the RoleThe Compliance Director will work within the region to...
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AML Compliance Manager
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAre you a motivated and experienced AML Compliance Manager looking for a new challenge? We have an exciting opportunity for you to join Compliance Professionals in the city as a Regulatory Risk Professional.You will be responsible for ensuring compliance with regulatory requirements, identifying and assessing compliance risks, and maintaining knowledge of...