Investment Fund Compliance Manager
3 weeks ago
Fundamentals of our company
We are a FinTech with an exceptional reputation for delivering high-quality services and treating our staff with care.
Our Glassdoor score is 4.9, which is rare in the UK. Our employees praise us as follows:
'Amazing place to work with supportive and motivated people.'
'Dream company and work culture.'
'Great place to learn and be heard.'
Over the past seven years, we have made headlines for the right reasons. We have a bright future ahead.
The Risk & Compliance function has grown significantly, offering opportunities for career advancement.
You will operate as an expert in investments and funds, advising on new product development, monitoring products and services, and ensuring good customer outcomes.
You will also review the firm's investment product portfolio and processes, providing feedback on how they can be improved and approving higher-risk financial promotions.
We require several years of experience in Compliance, focusing on funds/investment products, and detailed knowledge of UK regulatory requirements, including MiFID, MAR, UCITS, etc.
Excellent communication and stakeholder management skills are essential.
Salary: £68k - £78k + shares + benefits
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