Compliance and Funding Specialist

Company OverviewFunding Circle Ltd. is a leading fintech company that provides financing solutions to small businesses.We are committed to helping small businesses grow by providing them with the necessary funding to expand their operations.Job DescriptionWe are seeking a highly skilled Compliance and Regulatory Specialist to join our Risk team.Your role...

About UsSwoop Funding is an innovative FinTech platform connecting small to medium-sized enterprises (SMEs) to funding solutions. Located in various regions, we strive to simplify financing for businesses.Our OpportunityWe are seeking a highly skilled Funding Operations Specialist to join our team. As a key player in our Unsecured Lending department, you...

Job OverviewCareer opportunities have arisen for a Compliance Governance Specialist to join our team at Compliance Professionals. Based in London, this role will suit an individual with experience in Public Markets.About the RoleThis is a senior leadership position that requires the successful candidate to maintain policies and procedures governing IPO and...

A&M STAR (Search, Talent Acquisition & RPO) is seeking a talented Funds Compliance Specialist to join their team in London. The ideal candidate will have expertise in EU financial services regulations and AIFMD.In this role, you will be responsible for providing counsel on complex matters related to regulated businesses, including acquisitions and...

About Swoop FundingSwoop Funding offers tailored funding solutions to small and medium-sized enterprises (SMEs) across Europe, North America, and APAC regions. Our platform connects businesses to the financing they need, taking the stress out of financing for SMEs.Job DetailsWe are looking for a skilled Sales and Account Management Executive to present our...

A Hedge Fund Compliance Specialist is needed to support the compliance team in London.This specialist will work closely with the Global Chief Compliance Officer and contribute to the development of compliance strategies.The role encompasses:Providing advisory services to the business on regulatory compliance mattersConducting regular monitoring and...

About the RoleWe are seeking a seasoned Investment Fund Compliance Specialist to join our team at Titan Wealth Holdings Limited. This is an exciting opportunity to leverage your expertise in fund compliance and regulatory affairs to support our business growth.As a key member of our compliance team, you will play a crucial role in ensuring that our...

Job TitleCompliance Director - Financial Crime SpecialistCompany OverviewOur client is a leading global investment management business with offices in the West End. We have been exclusively instructed to assist with their hire of a Compliance Director on a 13-month fixed-term contract.About the RoleThe Compliance Director will work within the region to...

Job Title: Regulatory Compliance SpecialistA prestigious institutional commodities broker seeks a highly skilled Regulatory Compliance Specialist to join their team in Central city location. This specialist will play a critical role in supporting the delivery of annual compliance programs and responding to external compliance requests.The ideal candidate...

We are seeking a Compliance Specialist to join our team of Compliance Professionals. As a key member of our team, you will play a crucial role in ensuring the firm's compliance with regulatory requirements.Job DescriptionIn this role, you will be responsible for assisting in the development and annual planning of the Compliance Monitoring Plan. You will also...

**About Us**Compliance Professionals is a rapidly growing electronic brokerage firm based in the City.Job Description:We are looking for a skilled Aircraft Compliance Specialist to join our team based in London. As an Aircraft Compliance Specialist, you will be responsible for driving compliance oversight through the testing and monitoring programme.The...

Job Title: Regulatory Compliance SpecialistEstimated Salary: £55,000 - £70,000 per annum.About the Role:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our business operations comply with relevant regulatory...

Job OverviewWe are seeking a highly skilled AML Compliance Specialist to join our team at Compliance Professionals. The ideal candidate will have prior experience working with HMRC AML/compliance requirements for the Estate Agency Businesses.The successful applicant will be responsible for conducting in-depth investigations, dealing with adverse media...

We are looking for a talented Compliance Advisory Specialist to join our team at Compliance Professionals, a leading banking firm with a global presence in wholesale and capital markets.About the Role:This is a great opportunity for a dedicated individual to make a real impact in preventing and detecting financial crime. As a Compliance Advisory Specialist,...

We are seeking a skilled professional to join our risk and compliance team as the Risk and Compliance Specialist at Compliance Professionals.About Us:We are a reputable provider of risk and compliance solutions to the financial services industry.Job Description:This is a key role that requires strong analytical and problem-solving skills, with a keen...

Join Our Team:We are seeking a talented individual to fill the role of Risk and Compliance Specialist. The successful candidate will have strong analytical skills and a keen eye for detail.The key responsibilities of this role include analyzing complex data, identifying risks, and developing strategies to mitigate them. Additionally, they will work closely...

We are seeking a Risk and Compliance Specialist to join our team at Compliance Professionals. As a key member of our team, you will play a critical role in ensuring that our operations are compliant with regulatory requirements.About the RoleAnnual Compliance Programme Delivery: Collaborate with colleagues to review policies and procedures, identify areas...

Job OverviewWe are seeking a seasoned Regulatory Compliance Specialist to join our team at Compliance Professionals. As an expert in regulatory compliance, you will be responsible for driving oversight through testing and monitoring programs. This includes identifying areas for enhancements of systems and controls operated by the firm, and supporting the...

Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

AJ FOX COMPLIANCE is seeking a talented Regulatory Compliance Specialist to join our team in London. This is a hybrid role that offers the opportunity to work with a small team of compliance professionals. As a Regulatory Compliance Specialist, you will be responsible for drafting, monitoring, and advising on compliance policies and procedures. You will also...