Regulatory Compliance Expert

4 weeks ago


Edinburgh, Edinburgh, United Kingdom NatWest Full time
Job Overview

We are seeking a highly skilled Regulatory Compliance Expert to join our team at NatWest.

Job Description

Reporting to: Line Manager

Location: [Location]

Job Type: Full-time

Estimated Salary: £45,000 - £55,000 per annum

Key Responsibilities
  • Monitor scheme assets to ensure compliance with relevant FCA Collective Investment Scheme regulations, ESG specific criteria, and other restrictions stipulated within scheme documentation.
  • Undertake extensive research of underlying security holdings and collate information from various data sources.
  • Interpret and write compliance rules within the compliance systems.
  • Ensure scheme holdings are eligible in accordance with FCA rules and Eligible Assets Directives.
  • Maintain up-to-date knowledge of FCA regulatory changes and their potential impacts.
  • Conduct daily and periodic reviews of static data related to scheme information and security data.
  • Respond promptly to client queries and provide regulatory guidance as needed.
  • Research the suitability of potential eligible assets in accordance with rules and provide full regulatory reports to clients.
Requirements
  • Solid technical understanding of security products and markets.
  • Knowledge of the UK and EU regulatory framework in relation to collective investment schemes.
  • Ability to fully participate as part of an effective team.
  • Good communication and interpersonal skills.
  • Knowledge and experience of compliance monitoring systems.
  • Ability to interpret and write compliance rules.
  • Strong analytical skills and attention to detail.
  • Ability to understand complex trading strategies and provide input on their classification and appropriateness within regulations.
What We Offer

We offer a competitive salary, a comprehensive benefits package, and opportunities for career growth and development within a dynamic and supportive team environment.



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