Senior Risk and Compliance Specialist
3 weeks ago
AJ FOX COMPLIANCE is seeking a Senior Compliance Analyst to enhance our dedicated team. This position plays a crucial role in supporting the conflicts division, collaborating with senior personnel and various departments.
The ideal candidate will uphold exceptional service standards for our clients, oversee all regulatory components essential for the firm's effective functioning, and ensure adherence to best practices.
This opportunity is tailored for individuals with a sincere passion for risk management and compliance, backed by a minimum of three years of experience in a legal setting. Previous involvement in conflict searches, AML inquiries, and CDD processes will be highly advantageous. Familiarity with SRA Standards and Regulations is beneficial but not mandatory.
Key Responsibilities:
- Perform conflict assessments for both new and existing clients/client matters
- Maintain comprehensive client/matter documentation
- Evaluate and respond to firm-wide conflict/AML-related inquiries from a quality assurance perspective
- Identify and escalate conflict issues as necessary
- Collaborate with staff across the firm
- Assist in the delegation of tasks and responsibilities
- Provide training, support, and mentorship to junior team members
- Offer insights regarding team objectives and process enhancements
This role is ideal for a highly driven and ambitious individual, skilled in problem-solving and organization. The successful candidate will thrive both in team settings and independently, even in high-pressure situations. Strong interpersonal, written, and verbal communication skills are essential, along with a meticulous attention to detail.
If you meet these qualifications, we encourage you to consider this opportunity with us. Thank you for your interest.
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