AML Compliance Specialist

5 days ago

London, Greater London, United Kingdom Compliance Professionals Full time
Job Description

We are seeking a highly skilled AML Compliance Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for implementing and maintaining effective anti-money laundering (AML) and compliance programs.

Key Responsibilities:
  • AML Risk Assessment and Compliance Monitoring: In conjunction with the Chief Compliance Officer (CCO), implement the annual AML risk assessment, compliance monitoring plan, and perform quality assurance checks to ensure adherence to regulatory requirements.
  • Due Diligence and EDD Reviews: Conduct due diligence and enhanced due diligence (EDD) reviews on high-risk relationships, supporting the CCO in investigation and reporting of suspicious activity reports (SARs).
  • Compliance Monitoring and Quality Assurance: Manage 4-eye checks on onboarding cases performed by the Business Development team, provide progress reports and recommendations to senior management on the suitability to continue doing business with customers.
  • Reporting and Compliance Registers: Help compile reports for the management team and internal risk committees, support the CCO and Compliance Manager in administering Compliance registers and other activities relevant to the operation of the branch.
  • Sanctions Risk Mitigation: Oversee and monitor the effective implementation of measures to mitigate sanction risk, maintaining and updating sanctions lists, and advising staff of changes.
  • Compliance Training and Liaison: Organize employee Compliance training on compliance matters, act as liaison contact for the Compliance team with Head Office, providing management reporting and dealing with ad-hoc requests.
Requirements:
  • Fluency in Mandarin - written and spoken
  • Strong problem-solving and multi-tasking skills
  • Strong communication and interpersonal skills
  • Able to build effective relationships across the business
  • Previous compliance experience beneficial
  • Ability to multitask

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