AML Compliance Specialist

5 days ago

London, Greater London, United Kingdom Simpsonthacher Full time

About Simpson Thacher & Bartlett LLP

Simpson Thacher & Bartlett LLP is a leading international law firm with a global presence. Our firm provides coordinated legal advice and transactional capability to clients worldwide.

Job Summary

The AML Compliance Specialist will be responsible for undertaking Anti-Money Laundering (AML) processes, including Client Due Diligence (CDD), risk assessments, ongoing monitoring, and reporting.

Key Responsibilities

  1. AML Risk Assessment

Review and assess the AML and reputational risk associated with new client and matter requests.

Documentation and Research

Thoroughly document research and analysis completed on clients and/or matters in a manner suitable for review both internally and externally.

Investigations and Escalation

Perform investigations where there are ML/CTF suspicions regarding clients and/or matters and escalate findings clearly and concisely for internal review by the AML Lawyer and MLRO.

Stakeholder Relationships

Develop solid relationships with key internal stakeholders, including partners, associates, assistants, Conflicts and New Business Intake, and AML team.

Ongoing Monitoring

Conduct ongoing monitoring to ensure compliance with AML regulations.

Additional Responsibilities

Assist with any other AML compliance-related matters or projects as identified and assigned by the Director of Risk and Compliance and AML Lawyer.

Required Skills and Qualifications

  1. Education

Bachelor's degree required (2:1 or above preferred).

Law Degree/LPC

Law degree/LPC desirable although not essential.

AML Knowledge and Experience

Strong understanding of AML/CTF requirements and financial crime risks associated with the range of legal services in the legal industry an advantage but not a prerequisite as full training will be given.

Relevant Experience

Relevant AML experience, preferably in an international law firm an advantage.

AML/KYC/Due Diligence

Experience of AML/KYC/Due Dilence processes and systems a plus.

AML Monitoring and Screening

Experience with AML monitoring and screening a plus.

AML/Compliance Qualification

A recognized AML/Compliance qualification is desirable but not essential.

Technical Skills

Good planning, time management, and prioritization skills.

Microsoft Office

Must have good knowledge of Microsoft office applications, especially strong Excel skills.

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