Regulatory Financial Analyst

3 weeks ago


Horsham, West Sussex, United Kingdom Schroders Full time

Are you an experienced finance professional with a background in regulatory compliance?

We are looking for a Regulatory Financial Analyst to join our esteemed team within the Wealth Management division. This role is pivotal in ensuring adherence to prudential regulations and maintaining the integrity of our financial reporting.

Key Responsibilities:

  • Conduct thorough reviews of various regulatory returns.
  • Engage in business forecasting and stress testing analyses.
  • Oversee a Daily Regulatory Dashboard to evaluate the capital and liquidity positions.
  • Assist with ad-hoc tasks and management information requests.

Qualifications:

  • Fully qualified accountant, with certifications from CIMA or ACCA.
  • Experience in financial services, particularly in wealth management, asset management, or banking.
  • Proficiency in prudential regulatory reporting is highly desirable.
  • Strong analytical skills with a focus on data scrutiny and report generation.
  • Familiarity with accounting ledgers and financial postings.
  • Advanced skills in MS Office applications, especially Excel, Access, PowerPoint, and Outlook.
  • Experience with ledger accounting or core banking systems is advantageous.

About Us:

As a leading entity in wealth management, we are dedicated to delivering exceptional investment performance through active management. Our commitment to diversity and inclusion is fundamental to our success, fostering a culture that values different perspectives and experiences.

Join us in our mission to provide outstanding financial services while contributing to a diverse and inclusive workplace.



  • Horsham, West Sussex, United Kingdom Schroders Full time

    Position Overview We are seeking a skilled Regulatory Compliance Analyst to join our Operations Compliance Team. This role is essential for conducting systematic evaluations of the firm's operational frameworks and controls, ensuring adherence to regulatory standards, and providing expert guidance to the business, particularly in relation to our Pension...

  • Financial Analyst

    2 days ago


    Horsham, West Sussex, United Kingdom Huntress Full time

    Job DescriptionJob Title: Financial Analyst - Niche Industry OpportunityJob Type: Full-time, 6-month contractLocation: Horsham, with hybrid working arrangementSalary: £25,000 to £35,000 per annum, or £14 to £18 per hourAbout the Role:We are seeking a highly skilled Financial Analyst to join our client's team in Horsham. As a Financial Analyst, you will...


  • Horsham, West Sussex, United Kingdom Schroders Full time

    About SchrodersSchroders is a leading global asset management company that provides innovative investment solutions to its clients. Our mission is to help our clients achieve their financial goals by delivering exceptional investment performance and outstanding service.Our Compliance FunctionOur Compliance function plays a critical role in ensuring that...


  • Horsham, West Sussex, United Kingdom Schroders Full time

    About SchrodersSchroders is a leading global asset management company that provides innovative investment solutions to its clients. Our mission is to help our clients achieve their financial goals by delivering exceptional investment performance and outstanding service.Our Compliance FunctionOur Compliance function plays a critical role in ensuring that...


  • Horsham, West Sussex, United Kingdom Schroders Full time

    About the RoleWe are seeking a highly skilled Regulatory Compliance Consultant to join our team at Schroders. As a key member of our Compliance function, you will play a critical role in ensuring that our business operates in compliance with all relevant regulatory requirements.Key ResponsibilitiesAssess and help operationalize regulatory requirements, both...


  • Horsham, West Sussex, United Kingdom Schroders Full time

    About the RoleWe are seeking a highly skilled Regulatory Compliance Consultant to join our team at Schroders. As a key member of our Compliance function, you will play a critical role in ensuring that our business operates in compliance with all relevant regulatory requirements.Key ResponsibilitiesAssess and help operationalize regulatory requirements, both...


  • Horsham, West Sussex, United Kingdom Schroders Full time

    About the RoleWe are seeking a highly skilled Treasury Operations Lead Analyst to join our Private Assets Operations team at Schroders.Key ResponsibilitiesFacilitate the daily operations of the treasury function, ensuring seamless execution of financial transactions and management of cash flows.Develop and maintain strong relationships with internal...


  • Horsham, West Sussex, United Kingdom Schroders Full time

    About the RoleWe are seeking a highly skilled Treasury Operations Lead Analyst to join our Private Assets Operations team at Schroders.Key ResponsibilitiesFacilitate the daily operations of the treasury function, ensuring seamless execution of financial transactions and management of cash flows.Develop and maintain strong relationships with internal...


  • Horsham, West Sussex, United Kingdom Schroders Full time

    Join Schroders as a Treasury Risk SpecialistBecome an integral part of Schroders, a prestigious global investment firm with a legacy of over 200 years, in the capacity of Treasury Risk Specialist. In this role, you will contribute significantly to the Service Centre Finance team, delivering vital Treasury Risk and regulatory services to our Wealth Management...


  • Horsham, West Sussex, United Kingdom Schroders Full time

    Join Schroders as a Treasury Risk Management AnalystSchroders, a leading global investment manager with over 200 years of experience, is seeking a Treasury Risk Management Analyst to be an integral part of our Service Centre Finance team. This role is pivotal in delivering essential Treasury Risk and regulatory services to our Wealth Management divisions...


  • Horsham, West Sussex, United Kingdom Schroders Full time

    About SchrodersSchroders is a leading global asset management company that provides innovative solutions to support financial advisers in their journey. Our award-winning technology and support services enable advisers to deliver high-quality services to their clients.Our PurposeAt Schroders, our purpose is to provide excellent client outcomes and service....


  • Horsham, West Sussex, United Kingdom Schroders Full time

    About SchrodersSchroders is a leading global asset management company that provides innovative solutions to support financial advisers in their journey. Our award-winning technology and support services enable advisers to deliver high-quality services to their clients.Our PurposeAt Schroders, our purpose is to provide excellent client outcomes and service....


  • Horsham, West Sussex, United Kingdom Schroders Full time

    Join Schroders as a Treasury Risk Management AnalystBecome an integral part of Schroders, a distinguished global investment manager with over two centuries of expertise, in the role of Treasury Risk Management Analyst. In this capacity, you will play a vital role within the Service Centre Finance team, delivering crucial Treasury Risk and regulatory support...


  • Horsham, West Sussex, United Kingdom Sureserve Group Full time

    Position: Electrical Cost AnalystSureserve Group, a leader in the provision of fire safety and electrical systems, is seeking a dedicated professional to join our expanding team as an Electrical Cost Analyst. Our organization specializes in the design, supply, installation, and maintenance of fire safety and electrical systems, ensuring compliance with all...


  • Horsham, West Sussex, United Kingdom Thermo Fisher Scientific Full time

    Job SummaryThermo Fisher Scientific is seeking a highly skilled Financial Accountant to join our team. As a Financial Accountant, you will be responsible for preparing and processing all financial transactions, maintaining accurate financial records, and ensuring compliance with financial regulations.Key ResponsibilitiesFinancial Transaction Processing:...


  • Horsham, West Sussex, United Kingdom Schroders Full time

    **About the Role**We are seeking a highly organized and detail-oriented Compliance Administrator to join our team at Schroders. As a key member of our Compliance team, you will play a vital role in ensuring the smooth operation of our supervisory scheme across the Network.**Key Responsibilities**Undertake focused file checks for the Network's AR firms,...


  • Horsham, West Sussex, United Kingdom Pentagon Plastics Ltd Full time

    Job OverviewPentagon Plastics Ltd, a leading manufacturing company, is seeking an experienced Bookkeeper/Accounts Clerk to join our team on a permanent, part-time basis. This role will involve managing financial records and transactions for our company, working in an office-based environment and reporting directly to the Managing Director.Key...


  • Horsham, West Sussex, United Kingdom Schroders Full time

    About the RoleWe are seeking a highly skilled Regulatory Accountant to join our dynamic Horsham Wealth Management Prudential Regulation team. As a key member of our team, you will be responsible for maintaining a robust prudential reporting framework, encompassing COREP, FINREP, PRA, Bank of England statistical, and MIFIDPRU returns.Key ResponsibilitiesFirst...


  • Horsham, West Sussex, United Kingdom Reed Full time

    Reed is seeking a highly skilled Financial Manager to join their team on a part-time basis. Reporting to the Managing Director, this role is crucial to the financial operations of the company, encompassing a range of responsibilities from credit control to liaising with external accountants. Key Responsibilities: Manage credit control processes to ensure...


  • Horsham, West Sussex, United Kingdom Reed Full time

    Reed is seeking a highly skilled Financial Manager to join their team on a part-time basis. Reporting to the Managing Director, this role is crucial to the financial operations of the company, encompassing a range of responsibilities from credit control to liaising with external accountants. Key Responsibilities: Manage credit control processes to ensure...