Trading Compliance Advisor

3 months ago


London, United Kingdom ExxonMobil Full time

**About us**

At ExxonMobil, our vision is to lead in energy innovations that advance modern living and a net-zero future. As one of the world’s largest publicly traded energy and chemical companies, we are powered by a unique and diverse workforce fueled by the pride in what we do and what we stand for.

The success of our Upstream, Product Solutions and Low Carbon Solutions businesses is the result of the talent, curiosity and drive of our people. They bring solutions every day to optimize our strategy in energy, chemicals, lubricants and lower-emissions technologies.

We invite you to bring your ideas to ExxonMobil to help create sustainable solutions that improve quality of life and meet society’s evolving needs. Learn more about our **What** and our **Why** and how we can work **together**.

ExxonMobil has operated in the U.K. for more than 135 years. We are best known today for the marketing of our Esso fuels and Mobil 1 lubricants and for our petrochemicals. We have refining and chemical operations in the UK, we operate the UK’s biggest private pipeline network and we retain a non-operated share in a number of fields in the North Sea. More recently, we are developing our involvement in lower emission projects in the UK, building on our experience in carbon capture and storage (CCS), hydrogen production and biofuels.

An ExxonMobil career is one designed to last. Our commitment to you runs deep: our employees grow personally and professionally, with benefits built on our core categories of health, security, finance, and life.

**What role you will play in our team**:
Join us as a Trading Risk and Compliance Advisor. Become part of an expanding global team responsible for monitoring and managing the risk associated with ExxonMobil’s diverse trading activities (including Crude, Natural Gas, Power, Products and Renewables). You will provide Compliance Advisory for global and regional activities, working closely with key stakeholders including Trading, Legal, Middle and Back Office functions across all Regulatory and Compliance matters, whilst also supporting the maintenance and implementation of commercial activities in line with the appropriate Compliance frameworks.

**About you**:
To be eligible for this role, you must:

- Hold a Bachelor’s Degree (or equivalent) in Economics, Finance, Mathematics, Statistics or other quantitative field
- Have experience or high intellectual curiosity in energy trading, trading regulatory compliance and an understanding of Commodity Life Cycle
- Possess a broad range of personal effectiveness and leadership skills, with the ability to facilitate and influence business decisions in a team environment
- This includes the ability to demonstrate strong understanding of the global regulatory landscape for commodity and financial trading including but not limited to REMIT, MiFID II, MAR, EMIR, Dodd-Frank, CEA etc
- Demonstrate the desire to work in a fast paced, diverse and inclusive environment

**Preferred Skills / Knowledge / Abilities**:

- A results oriented self-motivated individual who takes task ownership for outcomes and strives for excellence
- Implementing new monitoring techniques based on changes to the business’s trading activity and/or the latest rules and regulations
- Actively manage and advise the business across the entire trading lifecycle (for new and existing markets/instruments from concept through to regulatory reporting), being able to analyse and convey the impact in relation to Regulatory and compliance frameworks
- Developing and maintaining compliance plans, risk assessments, policies and procedures and monitor adherence to these policies
- Existing knowledge or and use of trading analytical tools, ETRMs, Trade Surveillance and Communications surveillance software
- Strong analytical skills and knowledge of financial instruments and trading venues preferred
- Robust problem-solving skills and a desire for continuous learning and improvement
- Attention to detail with a strong process execution focus with a result orientation approach

**Your Benefits**:
An ExxonMobil career is one designated to last. Our commitment to you runs deep: our employees grow personally and professionally, with benefits built on our core categories of health, security, finance, and life.

We offer you:

- Competitive starting salary
- Generous resettlement allowance
- Defined Benefit Pension scheme
- Share incentive plan
- Private healthcare for employees and their families
- Free Gym at most UK sites

**Stay connected with us**:
Learn more at our **website***
Subscribe our channel at **YouTube**

**Conditions of Employment**

**Equal Employment Opportunity Policy**
ExxonMobil and its United Kingdom subsidiary companies, Esso Petroleum Company, Limited, and ExxonMobil Chemical Limited, are equal opportunity employers and all qualified applicants will receive consideration for employment. All applicants are offered equal opportunity to demonstrate their abili



  • London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    GRADUATE TRAINEE COMPLIANCE ADVISOR £25K Remote (UK Wide) Ref: 4046D2 We are pleased to announce an exclusive opportunity for a Graduate Trainee Compliance Advisor to join a small, welcoming consulting firm. This role involves direct reporting to the Directors and encompasses a variety of responsibilities, including:Preparing and submitting regulatory...


  • London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    GRADUATE TRAINEE COMPLIANCE ADVISOR £25K Remote (UK) Ref: 4046D2 We are delighted to present an exclusive opportunity for a Graduate Trainee Compliance Advisor to join a welcoming and specialized consulting firm. This role involves direct reporting to the Directors and encompasses a variety of responsibilities, including:Preparing and submitting regulatory...

  • Compliance Officer

    3 months ago


    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client offers a trading in prime digital assets, forex, and CFDs. By providing a interface for trading these diverse assets, our client aims to provide flexibility for traders, enabling them to navigate the dynamic global financial markets efficiently **THE RESPONSIBILITIES**: - Manage and oversight of the client onboarding process and...

  • Compliance Advisor

    3 months ago


    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer. **THE RESPONSIBILITIES**: - Review/audit/investigation requests from Exchanges and Regulators - FATCA and CRS Audit and Advisory; ad hoc tax projects - Research in...

  • Compliance Advisor

    2 weeks ago


    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer. THE RESPONSIBILITIES: Review/audit/investigation requests from Exchanges and Regulators FATCA and CRS Audit and Advisory; ad hoc tax projects Research in relation to...

  • Compliance Advisor

    2 weeks ago


    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer.THE RESPONSIBILITIES:Review/audit/investigation requests from Exchanges and RegulatorsFATCA and CRS Audit and Advisory; ad hoc tax projectsResearch in relation to keeping up to...

  • Compliance Advisor

    2 weeks ago


    London,, UK, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer.THE RESPONSIBILITIES:Review/audit/investigation requests from Exchanges and RegulatorsFATCA and CRS Audit and Advisory; ad hoc tax projectsResearch in relation to keeping up to...

  • Compliance Advisor

    3 weeks ago


    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer.THE RESPONSIBILITIES:Review/audit/investigation requests from Exchanges and RegulatorsFATCA and CRS Audit and Advisory; ad hoc tax projectsResearch in relation to keeping up to...

  • Compliance Advisor

    2 weeks ago


    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer.THE RESPONSIBILITIES:Review/audit/investigation requests from Exchanges and RegulatorsFATCA and CRS Audit and Advisory; ad hoc tax projectsResearch in relation to keeping up to...

  • Compliance Advisor

    2 weeks ago


    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer.THE RESPONSIBILITIES:Review/audit/investigation requests from Exchanges and RegulatorsFATCA and CRS Audit and Advisory; ad hoc tax projectsResearch in relation to keeping up to...

  • Head of Compliance

    3 months ago


    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a successful futures and options broker based in the City, with years of experience delivering expert and high quality services. **THE RESPONSIBILITIES**: - Ensure that the Firm complies with its regulatory requirements as a UK regulated business; - Conduct periodic internal reviews and investigations, including trade...

  • Compliance Assistant

    3 months ago


    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a well regarded derivatives firm. They are looking for a Compliance Assistant to join the London-based team. **THE RESPONSIBILITIES**: - Carrying out and improving the Compliance Monitoring Programme. - Implementing and reviewing the firm’s policies and procedures. - Onboarding new counterparties. - Assisting with...


  • London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a leading independent Brokerage firm based in the City. **THE RESPONSIBILITIES**: - Providing compliance advisory support to a cash equity business control - Trade and communications surveillance - SMCR support - AML/KYC account opening and reassessment - General research issues **EXPERIENCE REQUIRED**: - General compliance...


  • London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. **THE RESPONSIBILITIES**: - Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. -...


  • London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a global industrial commodities business, specialising in the production and trading of industrial commodities. They are looking to hire a Head of Group Risk and Compliance for their London business. **THE RESPONSIBILITIES**: - Evaluating business activities to evaluate or assess compliance risk - Manging the Group’s...

  • Head of Compliance

    3 months ago


    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a leading provider of execution and clearing services for exchange traded derivatives and OTC derivatives in the commodities markets. **THE RESPONSIBILITIES**: - Monitor and ensure on-going compliance with all legal and regulatory requirements - Proactive researching of the regulatory environment, keeping the business...


  • London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a successful brokerage firm, providing innovative ways to trade Stocks, ETFs, Forex, Commodities, and more. **THE RESPONSIBILITIES**: - Undertake daily trade surveillance activities using the firm’s automated surveillance tool and investigate alerts in a timely manner. - Identify risks/issues and discrepancies and...


  • London, Greater London, United Kingdom Meraki Talent Ltd Full time

    Position OverviewMeraki Talent Ltd is pleased to partner with a prestigious Fintech organization in their quest for a Lead Compliance Advisor.About the OrganizationThis firm is recognized as a premier online trading platform, boasting a top-tier compliance department that operates on a global scale. Joining this organization means becoming an integral part...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Position OverviewABOUT THE ORGANIZATION:Compliance Professionals is a dedicated firm specializing in compliance solutions for investment management, overseeing assets totaling over £18 billion.KEY RESPONSIBILITIES:Continuously assess and improve the Compliance Monitoring Framework, collaborating with management and department heads on compliance...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Position OverviewABOUT THE ORGANIZATION: Compliance Professionals is a dedicated firm specializing in investment management, overseeing assets totaling over £18 billion.KEY RESPONSIBILITIES:Continuously assess and improve the Compliance Monitoring Framework, collaborating with management and department heads on compliance controls.Conduct daily compliance...