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Compliance Officer
1 week ago
**THE COMPANY**:
Our client offers a trading in prime digital assets, forex, and CFDs. By providing a interface for trading these diverse assets, our client aims to provide flexibility for traders, enabling them to navigate the dynamic global financial markets efficiently
**THE RESPONSIBILITIES**:
- Manage and oversight of the client onboarding process and ensure all compliance with AML/CFT regulations
- Maintain up-to-date knowledge of regulatory changes and developments within the financial industry
- Create, manage, and update compliance policies to ensure they align with regulatory requirements
- Train staff on AML and compliance updates to internal policies, and the proper procedures for client onboarding
- Conduct Compliance monitoring programme to identify potential areas of compliance vulnerability and risk
- Approve financial promotions according to FCA guidance
- Prepare comprehensive reports for senior management detailing the effectiveness of the company’s compliance efforts.
**EXPERIENCE REQUIRED**:
- Bachelor’s degree in Law, Finance, Business Administration, or a related field.
- Proven experience in onboarding, compliance or AML related role within the financial sector (5 years plus).
- Digitally driven and knowledge of utilizing technology as a key driver in onboarding and compliance.
For further information please contact Hannah Tabatabai
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