Compliance & Conduct Manager

Audit Managers on the team both lead and participate in conducting regulatory focussed internal audits, developing audit planning documentation and testing strategies and maintaining strong relationships with key stakeholders across the bank. Applicants should be able to demonstrate expertise of Conduct and Compliance risks impacting UK Retail and Corporate...

Audit Managers on the team both lead and participate in conducting regulatory focussed internal audits, developing audit planning documentation and testing strategies and maintaining strong relationships with key stakeholders across the bank. Applicants should be able to demonstrate expertise of Conduct and Compliance risks impacting UK Retail and Corporate...

Job Overview**Compliance Professionals** is seeking a seasoned Compliance Manager to join our team in London. As a key member of our compliance function, you will play a critical role in ensuring our business operations are in line with regulatory requirements.Key Responsibilities:Lead regulatory horizon scanning and provide risk-based analysis to inform...

About Learn AmpLearn Amp is an innovative and rapidly expanding organization dedicated to unlocking the potential of every company through the growth and alignment of its workforce. Our mission is to enhance work-life balance and productivity. We have developed a unique People Development Platform that empowers our global clientele to foster learning,...

About Learn AmpLearn Amp is an innovative and rapidly expanding organization dedicated to unlocking the potential of every company through the development and alignment of its workforce. Our unique People Development Platform empowers global clients to enhance learning, connectivity, and performance—all within a single ecosystem.Transforming the people...

About Learn AmpLearn Amp is an innovative and rapidly expanding organization dedicated to unlocking the potential of every business through the development and alignment of its workforce. Our unique People Development Platform empowers global clients to enhance learning, connectivity, and performance—all in one integrated solution.Transforming the people...

Job Description**Compliance Monitoring Analyst**We are seeking a highly skilled Compliance Monitoring Analyst to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring that our client's investment management activities are conducted in accordance with relevant regulatory requirements.Key...

Join us on our mission to make a better world of work.  Culture Amp is the world’s leading employee experience platform, revolutionizing how 25 million employees across more than 6,500 companies create a better world of work. Culture Amp empowers companies of all sizes and industries to transform employee engagement, drive performance management, and...

Our client is a global investment management firm headquartered in Europe. Some of their specialisms include secured loans, structured and private credit. Providing management information to the Firm’s Head of Compliance & Risk Committee on Code of Ethics violations Reviewing Personal Account dealings for all staff Reviewing Outside business...

Our client is a global investment management firm headquartered in Europe. Some of their specialisms include secured loans, structured and private credit. Providing management information to the Firm’s Head of Compliance & Risk Committee on Code of Ethics violations Reviewing Personal Account dealings for all staff Reviewing Outside business...

**Join us on our mission to make a better world of work.** Culture Amp is the world’s leading employee experience platform, revolutionizing how 25 million employees across more than 6,500 companies create a better world of work. Culture Amp empowers companies of all sizes and industries to transform employee engagement, drive performance management, and...

**THE COMPANY**: Our client is an award-winning investment management firm based in London. **THE RESPONSIBILITIES**: - Completion of daily and other periodic Compliance tasks; - Proving regulatory advice to the business - including transaction-specific and general Compliance guidance; - Work with business areas and other compliance team members to...

Job Description**Compliance Monitoring Analyst**We are seeking a highly skilled Compliance Monitoring Analyst to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring that our client's investment management activities are conducted in accordance with relevant regulatory requirements.Key...

**THE COMPANY**: Our client is a global banking group offering commercial and retail banking, investment banking, and wealth management **THE RESPONSIBILITIES**: - Producing draft of policy documentation. - CMP tracking, testing, monitoring and deep dives. - Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. - Managing and...

**Join us on our mission to make a better world of work.** Culture Amp revolutionizes how over 25 million employees across 6,000 companies create a better world of work. As the global platform leader for employee experience, Culture Amp empowers companies of all sizes and industries to transform employee engagement, develop high performing teams, and retain...

**Join us on our mission to make a better world of work.** Culture Amp revolutionizes how over 25 million employees across 6,000 companies create a better world of work. As the global platform leader for employee experience, Culture Amp empowers companies of all sizes and industries to transform employee engagement, develop high performing teams, and retain...

**Join us on our mission to make a better world of work.** Culture Amp revolutionizes how over 25 million employees across 6,000 companies create a better world of work. As the global platform leader for employee experience, Culture Amp empowers companies of all sizes and industries to transform employee engagement, develop high performing teams, and retain...

**THE COMPANY**: Our client offers a trading in prime digital assets, forex, and CFDs. By providing a interface for trading these diverse assets, our client aims to provide flexibility for traders, enabling them to navigate the dynamic global financial markets efficiently **THE RESPONSIBILITIES**: - Manage and oversight of the client onboarding process and...

**Join us on our mission to make a better world of work.** Culture Amp is the world’s leading employee experience platform, revolutionizing how 25 million employees across more than 6,500 companies create a better world of work. Culture Amp empowers companies of all sizes and industries to transform employee engagement, drive performance management, and...

About Learn AmpLearn Amp is an innovative and rapidly expanding organization dedicated to unlocking the potential of every company through the development and alignment of its workforce. Our unique People Development Platform empowers global clients to enhance learning, connectivity, and performance—all in one integrated solution.Transforming the people...