Assistant Compliance Administrator

2 weeks ago


Britain Roman province, United Kingdom Natixis Investment Managers Full time £35,000

At Natixis Investment Managers, we continuously work to create an environment that promotes diversity and inclusion in all its forms, across gender, race, religion, sexual orientation, disability, ethnicity and background.

We believe this creates equal opportunities for our employees — and better outcomes for our clients and communities. We currently have an open position for a Graduate within our UK Compliance team.

This role will provide you with valuable experience and an opportunity to develop expert knowledge as it relates to financial services, with dedicated support and training from the team.

Reporting to the Head of Compliance, UK/MENA, you will be working closely with a diverse and supportive team of four individuals within the UK.

Providing support to the UK Compliance team on various topics
Financial promotion / Marketing & Communications sign-off
Execution of Compliance Monitoring reviews: definition of the testing methodology, formalisation of the tests and writing up conclusions
Data intelligence gathering / report writing (particularly in respect of data analytic exception reporting and management information)
Logging employee's personal transactions and Outside Business Interests reported to Compliance
Co-ordinating the employee new joiner Compliance pack
Co-ordinating, arranging and tracking the roll-out of Compliance training to employees
Interpreting current and new regulations, and advising the business accordingly
Review and update of policies and procedures, and support provided in relation to training to employees
Co-ordinating Compliance team meeting content and agenda; presenting during Compliance team meetings
Involved in ad-hoc projects (such as training reminders, new joiner Compliance packs etc.)

Intermediate / Advanced data analysis experience using Microsoft Excel would be advantageous;

thus we also welcome applications from those seeking their next job who might not necessarily be a new school / college leaver.


Start-Date:
Summer 2024

26 days of holiday entitlement (plus a day off on your birthday, plus Bank Holidays)

Location:
London (Hybrid)

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