Compliance Executive

2 weeks ago


Stirling, Stirling, United Kingdom eFinancialCareers Full time
At M&G our purpose is
to help people manage and grow their savings and investments, responsibly.
  • As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clientsand identifying new opportunities to make a positive impact for our environment and communities.

    To help us achieve our vision we're looking for exceptional people who live our values of care and integrity and who can inspire others; embrace change; deliverresults and keep it simple.

We will consider flexible working arrangements for any of our roles and also offer work place accommodations to ensure you have what you need to effectively deliver in your role.


Compliance Executive:


The role of Compliance Executive is key to ensuring our customer communications are in line with the rules and regulations associated with FS communications, alongside other considerations and drivers, including Consumer Duty and Vulnerable Customers.

The Compliance Executive is responsible for the ongoing compliance of all our customer communications, working very closely with the communications teams, supporting the creation and delivery of communications that support achieving the right customer outcome.

The role holder will also work with stakeholders across the wider business to ensure changes are proactively agreed and applied, supporting the delivery which in turn drives the expected improvements in customer experience and outcomes.


Key Responsibilities for this role:

  • Responsible for the review and approval of Financial Promotions, feeding back as appropriate, ensuring the provisions of the quality frameworks are applied
  • Responsible for ensuring all activities remain compliant with policy, legislation and risk appetite
  • To support communications colleagues in the creation and presentation of customer communications materials
  • To review and quality assure marketing communications, non FP and delegated approvals feeding back as appropriate and ensuring the provisions of the quality frameworks are applied

Key Knowledge, Skills & Experience:

  • Expert knowledge of Customer Journey and Operational Communications Design and what drives customer behaviour
  • Knowledge of the FS industry and in particular how great communications impacts customer comprehension and experience
  • Detailed knowledge of our target customers and their needs, behaviours, instincts and experiential requirements
  • Detailed knowledge of operational communications and the impact these have in service environment as well as the restrictions and guidelines applied in regulated financial services industries
  • Experience of Financial Promotions and associated processes
  • Experience of regulated environments within Financial Services
  • Experience of risk and control environments
  • Experience in risk management
  • Relevant professional qualification

Work Level:
Experienced Colleague

Recruiter Name:
Amy Curtis

Location:
Stirling or Reading


We have a diverse workforce and an inclusive culture at M&G plc, underpinned by our policies and our employee-led networks who provide networking opportunities, advice and support for the diverse communities our colleagues represent.

Regardless of gender, ethnicity,age, sexual orientation, nationality or disability we are looking to attract, promote and retain exceptional people. We also welcome those who take part in military service and those returning from career breaks.
  • Executive Assistant

    2 weeks ago


    Stirling, Stirling, United Kingdom University of Stirling Full time

    Post DetailsFull timeOpen endedInterviews are expected to take place in person on Wednesday 13 March 2024.There is an expectation that work will be undertaken in the UK.For the purposes of sponsorship, this is a role under SOC code 4215.The PostWe are seeking a skilled, highly organised, and dynamic individual for the role of Executive Assistant to the...

  • Sales Executive

    2 weeks ago


    Stirling, Stirling, United Kingdom Western Toyota Stirling Full time £27,000

    Fleet Sales ExecutiveYou could be just the right applicant for this job Read all associated information and make sure to apply.Eastern Western Motor GroupSalary up to £27,000. OTE up to £49,300.Colleague Benefits:Enjoy your birthday off on us every yearColleague Discount We offer excellent discounts on new and used car purchases, parts and servicing across...


  • Stirling, Stirling, United Kingdom CPM UK Full time

    CPM is excited to be expanding our Amazon field team. We are looking to recruit an Amazon Support Executive calling into high street stores, checking compliance of Amazon products, placing point of sale (POS), and completing a store audit. Full training is offered. You must be prepared to work 2 days per month, with visits to be completed every 4 weeks, on a...


  • Stirling, Stirling, United Kingdom Page Personnel Finance Full time

    The Personal Assistant will provide a proactive, efficient, and high-quality service to the Chief Executive's Office and the Board of Directors. This will involve working closely with the Operations, Governance & Compliance Manager as well as the wider administration team to support companywide functions, with a focus on good governance. Client Details Our...


  • Stirling, Stirling, United Kingdom Stirling Council Full time

    Chief Officer, Finance Location: Stirling Salary: £96,110 to £99,064 We are looking for a Chief Officer, Finance to join Stirling Council and lead teams across Accounting Operations, Revenue and Benefits, Procurement, and Payroll. This is a strategic role within Stirling Council, working with Heads of Service, Chief Officers, Chief Operating Officers and...


  • Stirling, Stirling, United Kingdom Stirling Council Full time

    Chief Officer, Finance Location: Stirling Salary: £96,110 to £99,064 We are looking for a Chief Officer, Finance to join Stirling Council and lead teams across Accounting Operations, Revenue and Benefits, Procurement, and Payroll. This is a strategic role within Stirling Council, working with Heads of Service, Chief Officers, Chief Operating Officers and...


  • Stirling, Stirling, United Kingdom Lusona Consultancy (Group) Limited Full time

    The Financial Accountant will manage consolidated reporting of financial results for Board and Executive presentations, ensuring reports are complete, accurate and timely. The role includes working with the Finance team to implement improvements and streamlineprocesses for right-first-time statutory accounting and overseeing the payroll function to ensure...

  • Project Manager

    2 weeks ago


    Stirling, Stirling, United Kingdom Hays Specialist Recruitment Limited Full time

    About the CompanyHave you ever wished to be part of a successful construction and property business operating throughout the United Kingdom? If so, this is the opportunity you've been waiting for! This leading company has strong relationships with key public sector clients and is present on major procurement frameworks in Scotland and beyond.About the...


  • Stirling, Stirling, United Kingdom Oldcastle Inc. Full time

    Press Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: Hydro International, a CRH Company, is a leading global provider of advanced products, services and expertise to help municipal, industrial and construction customers to improve their water management processes, increase operational performance and reduce...


  • Stirling, Stirling, United Kingdom University of Stirling Full time

    Location: Stirling CampusThe PostEverywhere in the world people organize in relation to water. Its resources and assets provide essential 'goods' and 'services' and huge opportunities for the economy, society and communities. Harnessing these productively is a key route to optimising growth, value and community outcomes, as well as meeting important...


  • Stirling, Stirling, United Kingdom University of Stirling Full time

    Location: Stirling CampusThe PostEverywhere in the world people organize in relation to water. Its resources and assets provide essential 'goods' and 'services' and huge opportunities for the economy, society and communities. Harnessing these productively is a key route to optimising growth, value and community outcomes, as well as meeting important...

  • Group Framework

    1 week ago


    Stirling, Stirling, United Kingdom M&G plc Full time

    Job Summary- GMFJ Reference 248463- Wages £22000 per annum- Hours 37.50 p/w- Location Stirling- Posted 05/04/2024- Possible Start 02/09/2024- Status New Vacancy- Sector Business & Administration- Employer M&G Investments- Employment Type Full TimeVacancy details for Group Framework & Platform Risk Apprentice (SCQF L6)_An exciting opportunity to join...


  • Stirling, Stirling, United Kingdom M&G plc Full time

    At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to make a positive impact for our environment and communities. To help us achieve...


  • Stirling, Stirling, United Kingdom eFinancialCareers Full time

    At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clientsand identifying new opportunities to make a positive impact for our environment and communities. To help us achieve our...

  • Head of Catering

    1 week ago


    Stirling, Stirling, United Kingdom Stirling Hotel Services Ltd Full time

    The University of Stirling's award-winning campus is looking for a highly organised, motivated, and creative Head of Catering to lead a large and dynamic catering and hospitality team and help deliver an exceptional experience to students, staff, visitors and guests.Working for Stirling Hotel Services Ltd (SHS Ltd), the University of Stirling's catering...

  • Group Framework

    3 weeks ago


    Stirling, County Stirling, United Kingdom M&G plc. Full time

    At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to make a positive impact for our environment and communities . To help us achieve...

  • Compliance Executive

    2 months ago


    Stirling, United Kingdom eFinancialCareers Full time

    At M&G our purpose is **to **help people manage and grow their savings and investments, responsibly.** As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clientsand identifying new opportunities to make a positive impact for our environment and communities. To help us...

  • Executive Assistant

    2 weeks ago


    Stirling, United Kingdom City Room Rentals Full time

    Job Opportunity at City Room Rentals - Executive Assistant Are you ready to join a dynamic and innovative team? City Room Rentals, a niche Booking Management and Advertising Company, is seeking a talented Executive Assistant to be an integral part of our growing organization. About City Room Rentals: City Room Rentals operates at the forefront of the...

  • Executive Assistant

    2 weeks ago


    Stirling, United Kingdom City Room Rentals Full time

    Job Opportunity at City Room Rentals - Executive Assistant Are you ready to join a dynamic and innovative team? City Room Rentals, a niche Booking Management and Advertising Company, is seeking a talented Executive Assistant to be an integral part of our growing organization. About City Room Rentals: City Room Rentals operates at the forefront of the...

  • Executive Assistant

    5 days ago


    Stirling, United Kingdom University of Stirling Full time

    **Post Details** Full time Open ended Interviews are expected to take place in person on Wednesday 13 March 2024. There is an expectation that work will be undertaken in the UK. For the purposes of sponsorship, this is a role under SOC code 4215. **The Post** We are seeking a skilled, highly organised, and dynamic individual for the role of Executive...


  • Stirling, United Kingdom Lorien Full time

    IT Cyber Security and Compliance Manager - Hybrid (Stirling) The summary:Lorien's med-tech client are seeking their new IT Cyber Security and Compliance Manager to join their growing Scotland-based team and work towards their CE+ accreditation whilst managing 3rd party vendors as the business look to introduce new IT policies, protocols, infrastructure and...


  • Stirling, United Kingdom Escape Recruitment Services Full time

    Job Type: Perm Town/City: Stirling County: Stirling Salary/rate: £38000 - £44000 per annum + + Benefits Package Sector: HR and Learning & Development Job ref: LH/61422 Post Date: 12.02.2024 **Linda Hunter**: Associate Director Commercial & Administration 01506 517 216 07557 116134 **Description**: **Based: Stirling (Hybrid 2 Days...


  • Stirling, United Kingdom Escape Recruitment Services Full time

    Job Type: Perm Town/City: Stirling County: Stirling Salary/rate: £38000 - £44000 per annum + + Benefits Package Sector: HR and Learning & Development Job ref: LH/61422 Post Date: 12.02.2024 **Linda Hunter**: Associate Director Commercial & Administration 01506 517 216 07557 116134 **Description**: **Based: Stirling (Hybrid 2 Days...

  • Sales Executive

    2 weeks ago


    Stirling, United Kingdom Western Toyota Stirling Full time €27,000

    Fleet Sales Executive You could be just the right applicant for this job Read all associated information and make sure to apply. Eastern Western Motor Group Salary up to £27,000. OTE up to £49,300. Colleague Benefits: Enjoy your birthday off on us every year! Colleague Discount We offer excellent discounts on new and used car purchases, parts and...

  • Sales Executive

    2 weeks ago


    Stirling, United Kingdom Western Toyota Stirling Full time

    Fleet Sales ExecutiveYou could be just the right applicant for this job Read all associated information and make sure to apply.Eastern Western Motor GroupSalary up to £27,000. OTE up to £49,300.Colleague Benefits:Enjoy your birthday off on us every year!Colleague Discount We offer excellent discounts on new and used car purchases, parts and servicing...


  • Stirling, United Kingdom CPM UK Full time

    **CPM is excited to be expanding our Amazon field team. We are looking to recruit an Amazon Support Executive calling into high street stores, checking compliance of Amazon products, placing point of sale (POS), and completing a store audit. Full training is offered. You must be prepared to work 2 days per month, with visits to be completed every 4 weeks, on...

  • Personal Assistant

    1 month ago


    Stirling, United Kingdom Hays Business Support Full time

    Your new company A Stirling-based public sector organisation dedicated to promoting sustainability and reducing the effects of climate change. Your new role The Personal Assistant will be supporting the CEO and Board level executives by providing a proactive, efficient, and high-quality service. This will involve working closely with the Head of...

  • Personal Assistant

    4 weeks ago


    Stirling, United Kingdom Hays Business Support Full time

    Your new company A Stirling-based public sector organisation dedicated to promoting sustainability and reducing the effects of climate change. Your new role The Personal Assistant will be supporting the CEO and Board level executives by providing a proactive, efficient, and high-quality service. This will involve working closely with the Head of...

  • Personal Assistant

    1 month ago


    Stirling, United Kingdom Hays Business Support Full time

    Your new company A Stirling-based public sector organisation dedicated to promoting sustainability and reducing the effects of climate change. Your new role The Personal Assistant will be supporting the CEO and Board level executives by providing a proactive, efficient, and high-quality service. This will involve working closely with the Head of Operations,...

  • Personal Assistant

    4 weeks ago


    Stirling, United Kingdom Hays Business Support Full time

    Your new company A Stirling-based public sector organisation dedicated to promoting sustainability and reducing the effects of climate change. Your new role The Personal Assistant will be supporting the CEO and Board level executives by providing a proactive, efficient, and high-quality service. This will involve working closely with the Head of Operations,...

  • Personal Assistant

    2 weeks ago


    Stirling, United Kingdom Hays Business Support Full time

    Your new company A Stirling-based public sector organisation dedicated to promoting sustainability and reducing the effects of climate change. Your new role The Personal Assistant will be supporting the CEO and Board level executives by providing a proactive, efficient, and high-quality service. This will involve working closely with the Head of Operations,...


  • Stirling, United Kingdom Page Personnel Finance Remote Work Freelance Full time

    The Personal Assistant will provide a proactive, efficient, and high-quality service to the Chief Executive's Office and the Board of Directors. This will involve working closely with the Operations, Governance & Compliance Manager as well as the wider administration team to support companywide functions, with a focus on good governance. Client Details Our...

  • Personal Assistant

    4 weeks ago


    Stirling, United Kingdom HAYS Full time

    Your new company A Stirling-based public sector organisation dedicated to promoting sustainability and reducing the effects of climate change. Your new role The Personal Assistant will be supporting the CEO and Board level executives by providing a proactive, efficient, and high-quality service. This will involve working closely with the Head of Operations,...

  • Personal Assistant

    4 weeks ago


    Stirling, United Kingdom Hays Specialist Recruitment Limited Full time

    Your new companyA Stirling-based public sector organisation dedicated to promoting sustainability and reducing the effects of climate change. Your new roleThe Personal Assistant will be supporting the CEO and Board level executives by providing a proactive, efficient, and high-quality service. This will involve working closely with the Head of Operations,...

  • Personal Assistant

    4 weeks ago


    Stirling, United Kingdom Hays Specialist Recruitment Limited Full time

    Your new companyA Stirling-based public sector organisation dedicated to promoting sustainability and reducing the effects of climate change. Your new roleThe Personal Assistant will be supporting the CEO and Board level executives by providing a proactive, efficient, and high-quality service. This will involve working closely with the Head of Operations,...

  • Appointed Person

    3 weeks ago


    Stirling, United Kingdom Commhoist Logistics Full time

    **Key Responsibilities**_ - **Planning and Coordination**: Develop detailed lifting plans, conduct risk assessments, and ensure all operations are executed safely and efficiently. - **Compliance**: Ensure all lifting activities comply with relevant health and safety legislation, standards, and guidelines. - **Team Management**: Coordinate with crane...