Compliance Executive

3 weeks ago

Stirling, United Kingdom eFinancialCareers Full time

At M&G our purpose is **to **help people manage and grow their savings and investments, responsibly.** As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clientsand identifying new opportunities to make a positive impact for our environment and communities. To help us achieve our vision we're looking for exceptional people who live our values of care and integrity and who can inspire others; embrace change; deliverresults and keep it simple.
We will consider flexible working arrangements for any of our roles and also offer work place accommodations to ensure you have what you need to effectively deliver in your role.
**Compliance Executive**:
The role of Compliance Executive is key to ensuring our customer communications are in line with the rules and regulations associated with FS communications, alongside other considerations and drivers, including Consumer Duty and Vulnerable Customers.
The Compliance Executive is responsible for the ongoing compliance of all our customer communications, working very closely with the communications teams, supporting the creation and delivery of communications that support achieving the right customer outcome.
The role holder will also work with stakeholders across the wider business to ensure changes are proactively agreed and applied, supporting the delivery which in turn drives the expected improvements in customer experience and outcomes.
**Key Responsibilities for this role**:

- Responsible for the review and approval of Financial Promotions, feeding back as appropriate, ensuring the provisions of the quality frameworks are applied
- Responsible for ensuring all activities remain compliant with policy, legislation and risk appetite
- To support communications colleagues in the creation and presentation of customer communications materials
- To review and quality assure marketing communications, non FP and delegated approvals feeding back as appropriate and ensuring the provisions of the quality frameworks are applied

**Key Knowledge, Skills & Experience**:

- Expert knowledge of Customer Journey and Operational Communications Design and what drives customer behaviour
- Knowledge of the FS industry and in particular how great communications impacts customer comprehension and experience
- Detailed knowledge of our target customers and their needs, behaviours, instincts and experiential requirements
- Detailed knowledge of operational communications and the impact these have in service environment as well as the restrictions and guidelines applied in regulated financial services industries
- Experience of Financial Promotions and associated processes
- Experience of regulated environments within Financial Services
- Experience of risk and control environments
- Experience in risk management
- Relevant professional qualification

Work Level: Experienced Colleague
Recruiter Name: Amy Curtis
Location: Stirling or Reading
We have a diverse workforce and an inclusive culture at M&G plc, underpinned by our policies and our employee-led networks who provide networking opportunities, advice and support for the diverse communities our colleagues represent. Regardless of gender, ethnicity,age, sexual orientation, nationality or disability we are looking to attract, promote and retain exceptional people. We also welcome those who take part in military service and those returning from career breaks.

  • Chief Officer

    3 weeks ago

    Stirling, United Kingdom LHH Recruitment Full time

    Chief Officer: Finance, Stirling CouncilLocation: StirlingSalary: £96,110 to £99,064We are looking for a Chief Officer, Finance to join Stirling Council and lead teams across Accounting Operations, Revenue and Benefits, Procurement, and Payroll.This is a strategic role within Stirling Council, working with Heads of Service, Chief Officers, Chief Operating...

  • Chief Officer

    14 hours ago

    Stirling, United Kingdom LHH Recruitment Full time

    Chief Officer, Finance - Stirling CouncilLocation: StirlingSalary: £96,110 to £99,064We are looking for a Chief Officer, Finance to join Stirling Council and lead teams across Accounting Operations, Revenue and Benefits, Procurement, and Payroll.This is a strategic role within Stirling Council, working with Heads of Service, Chief Officers, Chief Operating...

  • Chief Transformation Officer

    3 weeks ago

    Stirling, United Kingdom LHH Recruitment Full time

    Finance, Stirling Council We are looking for a Chief Officer, Finance to join Stirling Council and lead teams across Accounting Operations, Revenue and Benefits, Procurement, and Payroll. This is a strategic role within Stirling Council, working with Heads of Service, Chief Officers, Chief Operating Officers and the Chief Executive, to lead and support...

  • Chief Officer

    4 weeks ago

    Stirling, United Kingdom LHH Recruitment Full time

    Chief Officer: Finance, Stirling Council Location: Stirling Salary: £96,110 to £99,064 We are looking for a Chief Officer, Finance to join Stirling Council and lead teams across Accounting Operations, Revenue and Benefits, Procurement, and Payroll. This is a strategic role within Stirling Council, working with Heads of Service, Chief Officers, Chief...

  • Chief Officer

    24 hours ago

    Stirling, United Kingdom LHH Recruitment Full time

    Chief Officer, Finance - Stirling Council Location: Stirling Salary: £96,110 to £99,064 We are looking for a Chief Officer, Finance to join Stirling Council and lead teams across Accounting Operations, Revenue and Benefits, Procurement, and Payroll. This is a strategic role within Stirling Council, working with Heads of Service, Chief Officers, Chief...

  • Chief Officer

    3 weeks ago

    Stirling, United Kingdom LHH Recruitment Full time

    Chief Officer: Finance, Stirling CouncilLocation: StirlingSalary: £96,110 to £99,064We are looking for a Chief Officer, Finance to join Stirling Council and lead teams across Accounting Operations, Revenue and Benefits, Procurement, and Payroll.This is a strategic role within Stirling Council, working with Heads of Service, Chief Officers, Chief Operating...

  • Chief Officer

    19 hours ago

    Stirling, United Kingdom LHH Recruitment Full time

    Chief Officer, Finance - Stirling CouncilLocation: StirlingSalary: £96,110 to £99,064We are looking for a Chief Officer, Finance to join Stirling Council and lead teams across Accounting Operations, Revenue and Benefits, Procurement, and Payroll.This is a strategic role within Stirling Council, working with Heads of Service, Chief Officers, Chief Operating...

  • Senior Financial Accountant

    1 week ago

    Stirling, United Kingdom Lusona Consultancy (Group) Limited Full time

    The Financial Accountant will manage consolidated reporting of financial results for Board and Executive presentations, ensuring reports are complete, accurate and timely. The role includes working with the Finance team to implement improvements and streamlineprocesses for right-first-time statutory accounting and overseeing the payroll function to ensure...

  • Chief Officer, Finance

    3 weeks ago

    Stirling, Stirling, United Kingdom Stirling Council Full time

    Chief Officer, FinanceLocation: Stirling Salary: £96,110 to £99,064We are looking for a Chief Officer, Finance to join Stirling Council and lead teams across Accounting Operations, Revenue and Benefits, Procurement, and Payroll. This is a strategic role within Stirling Council, working with Heads of Service, Chief Officers, Chief Operating Officers and the...

  • Chief Officer, Finance

    4 weeks ago

    Stirling, United Kingdom Stirling Council Full time

    Chief Officer, Finance Location: Stirling Salary: £96, to £99, We are looking for a Chief Officer, Finance to join Stirling Council and lead teams across Accounting Operations, Revenue and Benefits, Procurement, and Payroll. This is a strategic role within Stirling Council, working with Heads of Service, Chief Officers, Chief Operating Officers...

  • Chief Officer

    3 weeks ago

    Stirling, Stirling, United Kingdom lhh recruitment Full time

    Chief Officer: Finance, Stirling Council Location: StirlingSalary: 96,110 to 99,064 We are looking for a Chief Officer, Finance to join Stirling Council and lead teams across Accounting Operations, Revenue and Benefits, Procurement, and Payroll. This is a strategic role within Stirling Council, working with Heads of Service, Chief Officers, Chief Operating...

  • Chief Officer

    3 weeks ago

    Stirling, United Kingdom LHH Recruitment Full time

    Chief Officer: Finance, Stirling Council Location: Stirling Salary: £96,110 to £99,064 We are looking for a Chief Officer, Finance to join Stirling Council and lead teams across Accounting Operations, Revenue and Benefits, Procurement, and Payroll. This is a strategic role within Stirling Council, working with Heads of Service, Chief Officers, Chief...

  • Qualified Person

    4 weeks ago

    Stirling, United Kingdom TemplarFox Consultancy Full time

    Qualified Person My client a leading pharmaceutical wholesaler of both medical and pharma products is recruiting for a QP on a permanent basis based at the HQ in the central belt of Scotland site. The role is to assist in the process of maintaining compliance to ProductLicences / Marketing authorisations and batch certification accordingly. The role is...

  • Assistant Geotechnical Engineer

    1 month ago

    Stirling, United Kingdom Contract Scotland Full time

    Our client, a well-established contractor based in Central Scotland, specialises in geotechnical investigations, drilling, and blasting, are currently expanding their team and are in search of a skilled Assistant Geotechnical Engineer to contribute to projects across the UK. As a leading ground engineering contractor, they focus on a diverse range of...

  • Buyer

    1 week ago

    Stirling, United Kingdom Anderson Knight Full time

    Anderson Knight is engaged with a key client based in the Central Belt who seek to recruit the position of buyer. Due to continued growth across the UK, our client seeks to grow their Indirect Sourcing Team. Reporting to the Director of Indirect Sourcing, the key duties and responsibilities will include: • Assist with the execution of the procurement...

  • Administrator

    4 weeks ago

    Stirling, United Kingdom COSCA (Counselling & Psychotherapy in Scotland) Full time

    **COSCA (Counselling & Psychotherapy in Scotland)** **Administrator** SALARY: £25,563 - £26,130 (SJC 21-22 pts) RESPONSIBLE TO: Chief Executive HOURS: Full time (35 hours per week) ANNUAL LEAVE: 25 days plus 9 public holidays per annum PENSION: 6% of salary contributed by COSCA to pension BASED AT: COSCA’s office in Stirling. POST PROFILE **JOB...

  • Head of Solvency Ii Enterprise Risk Management

    1 month ago

    Stirling, United Kingdom M&G plc Full time

    At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to make a positive impact for our environment and communities. To help us achieve...

  • Research Partnership Manager

    13 hours ago

    Stirling, Stirling, United Kingdom University of Stirling Full time

    Location: Stirling CampusThe PostEverywhere in the world people organize in relation to water. Its resources and assets provide essential 'goods' and 'services' and huge opportunities for the economy, society and communities. Harnessing these productively is a key route to optimising growth, value and community outcomes, as well as meeting important...

  • Research Partnership Manager

    12 hours ago

    Stirling, United Kingdom University of Stirling Full time

    Location: Stirling Campus The Post Everywhere in the world people organize in relation to water. Its resources and assets provide essential 'goods' and 'services' and huge opportunities for the economy, society and communities. Harnessing these productively is a key route to optimising growth, value and community outcomes, as well as meeting important...

  • Group Framework

    4 weeks ago

    Stirling, United Kingdom M&G plc Full time

    At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to make a positive impact for our environment and communities. To help us achieve...