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Assistant Compliance and Risk Officer

3 months ago

New Milton, Hampshire, United Kingdom Aspire Jobs Full time

Join our Team as a Compliance Assistant at a well-established Group of companies based in Ringwood



Are you ready to be part of a dynamic team in a company with a great culture and work-life balance? Look no further



We are looking for a Compliance Assistant to provide vital support to our compliance function. This role involves offering advice, support, and training to ensure the group's corporate governance is effectively managed.

This position is perfect for individuals with a compliance, financial services, or audit background. Don't worry if you lack experience; we provide comprehensive training



Working Schedule:

  • Hours: 8.30am-5pm, Mon-Fri (1-hour lunch break)
  • 2 days in the office (Mondays and Wednesdays), 3 days remote


Benefits:

  • Free parking
  • Full training provided
  • 25 days of holiday
  • Auto-enrolment pension scheme
  • Opportunity to purchase additional holiday days


As a Compliance Assistant, your responsibilities include:

  • Communicating effectively via phone, email, and face-to-face interactions
  • Supporting the Compliance Team in handling FCA regulatory matters promptly and efficiently
  • Assisting in maintaining the Annual Compliance Plan and updating policies to meet FCA requirements
  • Managing the Compliance Monitoring Programme efficiently
  • Providing training on compliance-related topics such as money laundering and data protection
  • Conducting regular contract certainty checks to ensure compliance across the Group
  • Implementing updates from the FCA and supporting staff with necessary guidance
  • Maintaining compliant files and ensuring adherence to guidelines