Investment management Marketing Compliance Consultant
3 months ago
Job Title: Marketing Compliance Consultant
Contract Type: Permanent
Location: London, Edinburgh, or Alderley Edge
Working style: Hybrid 50% home/office based
Closing date: 7th June 2024
Royal London's Marketing and Communications team have an exciting new opportunity for an Investment Management Marketing Compliance Consultant to join the team.
This is a newly created role whereby the successful candidate will play a pivotal role in reviewing Royal London Asset Management financial promotions, ensuring they are compliant in line with FCA rules.
About the role
- Assess and approve Royal London Asset Management financial promotions and documents.
- Offer marketing compliance support and guidance to all areas of the Proposition & Strategy and Marketing teams.
- Be the first point of contact for compliance queries and investment management.
- Provide compliance advice for marketing projects in relation to financial promotions.
- Conduct control testing of the financial promotions review and approval process.
- Deliver training to the Marketing Compliance team to help increase their knowledge.
- Deliver compliance insight by monitoring regulatory developments at the FCA.
About you
- Proven experience in a Marketing Compliance role within an Asset Management firm is essential.
- Knowledge of the FCA financial promotions rules and wider regulatory environment and framework is essential.
- Excellent knowledge of investment matters in UCITS and AIFMD.
- Excellent stakeholder management skills with the ability to build relationships and collaborate with stakeholders in the business.
- IMC qualified would be advantageous but not essential.
- Working knowledge of IMA rules.
About Royal London
We're the UK's largest mutual life, pensions, and investment company, offering protection, long-term savings and asset management products and services.
Our People Promise to our colleagues is that we will all work somewhere inclusive, responsible, enjoyable and fulfilling. This is underpinned by our Spirit of Royal London values; Empowered, Trustworthy, Collaborate, Achieve.
We've always been proud to reward employees by offering great workplace benefits such as 28 days annual leave in addition to bank holidays, an up to 14% employer matching pension scheme and private medical insurance. You can see all our benefits here - Our Benefits
Inclusion, diversity and belonging
We're an Inclusive employer. We celebrate and value different backgrounds and cultures across Royal London. Our diverse people and perspectives give us a range of skills which are recognised and respected - whatever their background.
-
Investment Capability Marketing
4 days ago
London (EC3M 4BY), United Kingdom Royal London Full timeJob Title: Investment Capability Marketing -ManagerContract Type: Permanent Location: LondonWorking style: Hybrid 50% home/office basedClosing date: 24th September 2024 We are currently looking for an Investment Capability Marketing -Manager to join the Royal London Asset Management (RLAM) Marketing team on a permanent basis in London. The Investment...
-
Financial Promotions Compliance Manager
1 month ago
London (EC3M 4BY), United Kingdom Royal London Full timeJob Title: Financial Promotions and Compliance ManagerContract Type: PermanentLocation: LondonWorking style: Hybrid 50% home/office basedClosing date: 19th August 2024 We are currently looking for a Financial Promotions and Compliance Manager to join the Royal London Asset Management (RLAM) Client Group on a permanent basis. The Financial Promotions...
-
Investment Compliance Business Partner
3 months ago
London, United Kingdom MFS Investment Management Full timeAt MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favoring the strongest idea over the strongest individual. We put people first and demonstrate care and compassion for our community and each other. Because what we do matters - to us as valued professionals and to the millions...
-
ALM Investment Manager
3 weeks ago
London (EC3M 4BY), United Kingdom Royal London Full timeJob Title: ALM Investment ManagerContract Type: Permanent Location: Edinburgh or LondonWorking style: Hybrid 50% home/ office basedClosing date: 27th May 2024 We are seeking an experienced and highly skilled Asset Liability Management Investment Manager (ALM) to join our team based in either our Edinburgh or London office. The annuity business is a key...
-
London, Greater London, United Kingdom Pzena Investment Management Full timeAbout Pzena Investment ManagementPzena Investment Management is a leading global investment management firm, managing over $60 billion in equity assets. We provide investment management services to institutional investors, corporate clients, and individual investors worldwide.Job SummaryWe are seeking an exceptional team member to join our Marketing & Client...
-
London, Greater London, United Kingdom Pzena Investment Management Full timeAbout Pzena Investment ManagementPzena Investment Management is a leading global investment management firm, managing over $60 billion in equity assets. We provide investment management services to institutional investors, corporate clients, and individual investors worldwide.Job SummaryWe are seeking an exceptional team member to join our Marketing & Client...
-
Investment Analyst
3 days ago
London, Greater London, United Kingdom USS Investment Management Limited Full timeAbout the RoleWe are seeking a highly skilled and motivated Investment Analyst to join our Private Markets Group at USS Investment Management Limited. As a trusted member of our team, you will play a key role in supporting the origination, due diligence, and transaction execution of private equity, infrastructure, and private credit investments.Key...
-
Investment Analyst
2 days ago
London, Greater London, United Kingdom USS Investment Management Limited Full timeAbout the RoleWe are seeking a highly skilled and motivated Investment Analyst to join our Private Markets Group at USS Investment Management Limited. As a trusted member of our team, you will play a key role in supporting the origination, due diligence, and transaction execution of private equity, infrastructure, and private credit investments.Key...
-
London, Greater London, United Kingdom Royal London Full timeAbout the RoleWe are seeking a highly skilled Investment Management Marketing Compliance Specialist to join our team at Royal London. As a key member of our Marketing and Communications team, you will play a pivotal role in ensuring the compliance of our financial promotions with FCA rules.Key Responsibilities:Assess and approve Royal London Asset Management...
-
London, Greater London, United Kingdom Royal London Full timeAbout the RoleWe are seeking a highly skilled Investment Management Marketing Compliance Specialist to join our team at Royal London. As a key member of our Marketing and Communications team, you will play a pivotal role in ensuring the compliance of our financial promotions with FCA rules.Key Responsibilities:Assess and approve Royal London Asset Management...
-
Compliance Manager
1 week ago
United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full timeJCR Talent is delighted to be partnering with an award winning Retail Investments firm as they hire a Compliance Manager Advise the business to help build great investing products that help customers achieve their life goals Manage relationships throughout the business Provide compliance oversight of investing products and processes through monitoring...
-
Compliance Manager
1 week ago
United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full timeJCR Talent is delighted to be partnering with an award winning Retail Investments firm as they hire a Compliance Manager Advise the business to help build great investing products that help customers achieve their life goals Manage relationships throughout the business Provide compliance oversight of investing products and processes through monitoring...
-
Compliance Manager
1 week ago
United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full timeJCR Talent is delighted to be partnering with an award winning Retail Investments firm as they hire a Compliance Manager Role Responsibilities Include: Advise the business to help build great investing products that help customers achieve their life goals Manage relationships throughout the business Provide compliance oversight of investing products and...
-
Compliance Manager
1 week ago
United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full timeJCR Talent is delighted to be partnering with an award winning Retail Investments firm as they hire a Compliance Manager Role Responsibilities Include: Advise the business to help build great investing products that help customers achieve their life goals Manage relationships throughout the business Provide compliance oversight of investing products and...
-
Regulatory Compliance Manager
5 days ago
London, Greater London, United Kingdom MFS Investment Management Full timeAbout the RoleThe Compliance Lead Specialist will interact with Compliance Department personnel and assigned business units in related regulatory and client compliance requirements. Train compliance professionals and key business stakeholders on regulatory and client requirements and support the management of assigned business units by providing guidance and...
-
Compliance Officer
3 days ago
London, Greater London, United Kingdom Jupiter Asset Management Ltd Full timeAbout Jupiter Asset Management LtdJupiter Asset Management Ltd is a leading investment management company with a strong presence in the UK and international markets. With a team of over 500 employees, we manage £51.3 billion worth of assets under management.We provide investment services to individual and institutional investors through a range of products,...
-
Compliance Officer
5 days ago
London, Greater London, United Kingdom Jupiter Asset Management Ltd Full timeAbout Jupiter Asset Management LtdJupiter Asset Management Ltd is a leading investment management company with a strong presence in the UK and international markets. With a team of over 500 employees, we manage £51.3 billion worth of assets under management.We provide investment services to individual and institutional investors through a range of products,...
-
Compliance - Investments
3 months ago
London, United Kingdom ISM Investment Holdings Ltd Full time**About us** We are a dynamic and innovative start-up company dedicated to creating a leading global investment business with a commitment to excellence and a passion for creativity. We believe in fostering a collaborative and empowering work environment where talented individuals can thrive and make a significant impact. We are a start-up looking for the...
-
Investment Compliance Specialist
4 days ago
London, Greater London, United Kingdom Jupiter Asset Management Ltd Full timeAbout Jupiter Asset Management LtdJupiter Asset Management Ltd is a leading investment management company with a strong presence in the UK and international markets. With a team of over 500 employees, we manage assets worth £51.3 billion.We provide investment services to individual and institutional investors through a range of products, including mutual...
-
Investment Compliance Specialist
3 days ago
London, Greater London, United Kingdom Jupiter Asset Management Ltd Full timeAbout Jupiter Asset Management LtdJupiter Asset Management Ltd is a leading investment management company with a strong presence in the UK and international markets. With a team of over 500 employees, we manage assets worth £51.3 billion.We provide investment services to individual and institutional investors through a range of products, including mutual...
