Compliance - Investments

About Us American Century Investments stands as a prominent global asset management firm dedicated to achieving superior investment outcomes while fostering enduring client relationships. Established in 1958, our team of 1,400 professionals serves a diverse clientele, including financial advisors, institutions, corporations, and individual investors,...

About Us American Century Investments stands as a prominent global asset management firm dedicated to achieving superior investment outcomes and fostering enduring client relationships while advancing research aimed at enhancing human health and saving lives. Established in 1958, our team of 1,400 professionals caters to financial advisors,...

About American Century Investments American Century Investments stands as a prominent global asset management firm dedicated to achieving superior investment outcomes while fostering enduring client relationships. Established in 1958, our team of 1,400 professionals serves a diverse clientele, including financial advisors, institutions, corporations,...

Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Implement and carry out the Compliance Monitoring programme, including...

PineBridge Investments is seeking a Compliance Officer to join its EMEA Compliance team and assist with the execution of its compliance program and support PineBridge’s financial crime prevention framework. This role will be based in PineBridge’s London office and report into the Head of Compliance (EMEA). Primary Responsibilities: - Provide compliance...

**THE COMPANY**: Our client is a global investment management business based in London (currently working on a hybrid basis of 3 days in the office per week). They are looking for an Assistant Compliance Officer to join the thriving team. **THE RESPONSIBILITIES**: - Provide general regulatory guidance and advisory services to certain internal business...

Exciting Job Opportunity:Join Our Team:We are currently seeking an Investment Planning Specialist to join the UK New Business team at Fisher Investments. In this role, you will be responsible for analysing prospective client portfolios and providing regulated advice on pension transfers, investment taxation, and more.Key Responsibilities:Evaluate client...

**THE COMPANY**: Our client is an award-winning investment management firm based in London. **THE RESPONSIBILITIES**: - Completion of daily and other periodic Compliance tasks; - Proving regulatory advice to the business - including transaction-specific and general Compliance guidance; - Work with business areas and other compliance team members to...

Job OverviewJCR Talent is delighted to be partnering with a leading Retail Investments firm as they seek a seasoned Compliance Manager to join their team.**Key Responsibilities:**Provide expert guidance to the business to develop innovative investing products that meet customer needs and regulatory requirements.Build and maintain strong relationships with...

Position OverviewABOUT THE ORGANIZATION:Compliance Professionals is a dedicated firm specializing in compliance solutions for investment management, overseeing assets totaling over £18 billion.KEY RESPONSIBILITIES:Continuously assess and improve the Compliance Monitoring Framework, collaborating with management and department heads on compliance...

Position OverviewABOUT THE ORGANIZATION: Compliance Professionals is a dedicated firm specializing in investment management, overseeing assets totaling over £18 billion.KEY RESPONSIBILITIES:Continuously assess and improve the Compliance Monitoring Framework, collaborating with management and department heads on compliance controls.Conduct daily compliance...

Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer. FATCA and CRS Audit and Advisory; ad hoc tax projects Research in relation to keeping up to date on financial regulatory developments Monitoring and problem solving with regards to...

JCR Talent is delighted to be partnering with an award winning Retail Investments firm as they hire a Compliance Manager Role Responsibilities Include:Advise the business to help build great investing products that help customers achieve their life goalsManage relationships throughout the businessProvide compliance oversight of investing products and...

**THE COMPANY**: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. **THE RESPONSIBILITIES**: - Responsible for carrying out monitoring reviews to determine whether key...

Our Firm American Century Investments® is a leading global asset manager focused on delivering investment results and building long-term client relationships while supporting research that can improve human health and save lives. Founded in 1958, the firm’s 1,400 employees serve financial professionals, institutions, corporations, and individual...

**THE COMPANY**: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. **THE RESPONSIBILITIES**: - Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. -...

Job Description**Compliance Monitoring Analyst**We are seeking a highly skilled Compliance Monitoring Analyst to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring that our client's investment management activities are conducted in accordance with relevant regulatory requirements.Key...

Job DescriptionAbout the Role:The Compliance Associate will play a key role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage compliance relationships with the front office team, portfolio managers, research analysts, and the finance team.Provide technical advice and guidance to colleagues on...

Job DescriptionAbout the Role:The Compliance Associate will play a key role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage compliance relationships with the front office team, portfolio managers, research analysts, and the finance team.Provide technical advice and guidance to colleagues on...

**THE COMPANY**: Our client is a global independent asset manager based in the City. They are looking for an experienced Investment Guidelines Coder to join the expanding team. **THE RESPONSIBILITIES**: - Perform pre - trade analysis for all SA and UK funds/portfolios. - Continually review and improve processes to reduce risk and improve efficiency. - Be...