Compliance Adviseur

3 weeks ago


London, United Kingdom Compliance Professionals Full time

Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer.


FATCA and CRS Audit and Advisory; ad hoc tax projects
Research in relation to keeping up to date on financial regulatory developments
Monitoring and problem solving with regards to MiFIR transaction reporting
Monitoring and problem solving with regards to EMIR reporting
Maintaining accurate records and data in conjunction with regulatory reporting
Reporting to Exchanges and Regulatory bodies, regarding large positions reporting and client identification reporting (IDs and Forms: 40, 102, 304)
Annual and ad hoc Information Requests from Exchanges and other bodies
Ad hoc KYC / compliance requests from counterparties
Compliance KYC Audits and other Compliance related audits
To conduct assigned sections of the firms Compliance Monitoring Program
ISDA Master Agreements, TPAs and other legal documents
CASS Compliance Monitoring and Advisory support


Microsoft Office - Intermediate
Knowledge and experience of UnaVista and Transaction/Regulatory reporting (desirable)


  • Compliance Adviseur

    3 weeks ago


    London, United Kingdom Marlin Selection Recruitment Full time

    Our client, a financial services firm is looking for a Compliance Advisor to join their team in London. Conducting KYC audits and other compliance-related assess 3 years of experience working within financial services ~


  • London, United Kingdom BioTalent Full time

    We are BioTalent, the life sciences recruitment specialists with the means to nurture change-makers. We are proud to be EcoVadis certified, joining a growing community of organisations dedicated to using their business as a force for positive change. Our expert consultants focus on Research & Development, Data Science & AI, Clinical, Regulatory, Engineering...


  • London, United Kingdom DMJ Recruitment Full time

    DMJ is excited to partner with a leading investment platform whose mission is to provide financial advisers a smarter, more efficient way to manage your financial portfolio with over £40 billion of funds under direction. This is a newly created role due to the organic growth of the business where you will support the legal and compliance team, and wider...


  • London, Greater London, United Kingdom Taylor Root Full time

    Job SummaryAs a Legal Counsel at Taylor Root, you will be responsible for providing generalist legal, compliance, and regulatory support across the whole business. This includes negotiation and completion of key supplier contracts and commercial agreements, data protection, and management of litigation and arbitration.Key ResponsibilitiesProvide legal...


  • London, Greater London, United Kingdom Taylor Root Full time

    Job SummaryAs a Legal Counsel at Taylor Root, you will be responsible for providing generalist legal, compliance, and regulatory support across the whole business. This includes negotiation and completion of key supplier contracts and commercial agreements, data protection, and management of litigation and arbitration.Key ResponsibilitiesProvide legal...


  • London, United Kingdom Taylor Root Full time

    Legal Counsel – High-Growth Telecommunications Reporting to the General Counsel, the successful candidate will be responsible for providing generalist legal, compliance, and regulatory support across the whole business, including but not limited to negotiation and completion of key supplier contracts and commercial agreements, data protection, and...


  • London, United Kingdom Taylor Root Full time

    Legal Counsel – High-Growth Telecommunications Reporting to the General Counsel, the successful candidate will be responsible for providing generalist legal, compliance, and regulatory support across the whole business, including but not limited to negotiation and completion of key supplier contracts and commercial agreements, data protection, and...


  • Uxbridge, Greater London, United Kingdom JATO Dynamics Full time

    Join JATO Dynamics as Legal Counsel! Are you ready to be part of a global leader in automotive market intelligence? At JATO Dynamics, we provide the most comprehensive, accurate, and up-to-date databases of vehicle prices, specifications, and industry news. We’re looking for a dynamic Legal Counsel to join our team. As Legal Counsel, you will deliver...


  • Uxbridge, Greater London, United Kingdom JATO Dynamics Full time

    Join JATO Dynamics as Legal Counsel! Are you ready to be part of a global leader in automotive market intelligence? At JATO Dynamics, we provide the most comprehensive, accurate, and up-to-date databases of vehicle prices, specifications, and industry news. We’re looking for a dynamic Legal Counsel to join our team. As Legal Counsel, you will deliver...


  • London, Greater London, United Kingdom Montresor Legal Full time

    About Montresor LegalWe are a leading provider of technology and professional services for insurance, financial services, and highly regulated markets.Job DescriptionThe ideal candidate will be responsible for in-house legal matters, including:Drafting agreements and contractsAddressing compliance issues and ensuring regulatory adherenceParticipating in...


  • London, Greater London, United Kingdom Montresor Legal Full time

    About Montresor LegalWe are a leading provider of technology and professional services for insurance, financial services, and highly regulated markets.Job DescriptionThe ideal candidate will be responsible for in-house legal matters, including:Drafting agreements and contractsAddressing compliance issues and ensuring regulatory adherenceParticipating in...


  • London, United Kingdom Envision Energy Full time

    Envision Energy is a world-leading green technology company that provides renewable energy solutions for global enterprises, governments, and institutions. Encompassing three major business sectors - Smart Wind Turbines, Energy Storage, and Green Hydrogen Solutions, Envision Energy collaboratively constructs comprehensive solutions for energy transformation....


  • London, United Kingdom Anakin Seal Legal Full time

    Legal Counsel – Insurance – London - Competitive Salary plus bonus An experienced lawyer is required to join a major insurance sector client working as in house counsel advising the underwriting and claims teams on a variety of issues. Analysing terms of new and renewal business to help identify exposures, document/clarify underwriting intent and...


  • London, United Kingdom Anakin Seal Legal Full time

    Legal Counsel – Insurance – London - Competitive Salary plus bonus An experienced lawyer is required to join a major insurance sector client working as in house counsel advising the underwriting and claims teams on a variety of issues. Analysing terms of new and renewal business to help identify exposures, document/clarify underwriting intent and...


  • City of London, Greater London, United Kingdom Davies - Consulting Division Full time

    We are the Consulting division of Davies, accelerating business, technology and people performance across financial services including banking, asset and wealth management, insurance, and other highly regulated industries. We are currently seeking a Legal Counsel to join our team on a permanent basis to support our growing Consulting Legal team. This...


  • London, Greater London, United Kingdom The IN Group Full time

    About the RoleWe are seeking an experienced and qualified solicitor to join our dynamic legal and compliance team at The IN Group. As a Legal Counsel, you will play a pivotal role in supporting the wider sales business and maintaining the integrity and efficiency of our recruitment operations.Key ResponsibilitiesProviding critical support to our Legal Lead...


  • London, Greater London, United Kingdom The IN Group Full time

    About the RoleWe are seeking an experienced and qualified solicitor to join our dynamic legal and compliance team at The IN Group. As a Legal Counsel, you will play a pivotal role in supporting the wider sales business and maintaining the integrity and efficiency of our recruitment operations.Key ResponsibilitiesProviding critical support to our Legal Lead...


  • Bromley, Greater London, United Kingdom ersg Ltd Full time

    ersg are looking for a Legal Advisor, with a focus on contract review, to join our Legal team; we are a successful international recruitment business specialising in the renewables energy sector with overseas offices and a great, fun culture. You will be joining the existing Legal & Compliance team and therefore will have all the support you need. Taking...


  • Bromley, Greater London, United Kingdom ersg Ltd Full time

    ersg are looking for a Legal Advisor, with a focus on contract review, to join our Legal team; we are a successful international recruitment business specialising in the renewables energy sector with overseas offices and a great, fun culture. You will be joining the existing Legal & Compliance team and therefore will have all the support you need. Taking...


  • London, Greater London, United Kingdom Arora Group Full time

    Legal CounselThe Arora Group is a successful UK-focused private conglomerate, leveraging synergies across its specialist property, construction, and hospitality divisions to its strategic advantage.Since its inception, the Group has built its standing through meticulous project management from inception to delivery and beyond.Today, it owns and manages a...