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Compliance Manager

2 months ago

London, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full time

JCR Talent is delighted to be partnering with an award winning Retail Investments firm as they hire a Compliance Manager


Role Responsibilities Include:

  • Advise the business to help build great investing products that help customers achieve their life goals
  • Manage relationships throughout the business
  • Provide compliance oversight of investing products and processes through monitoring and reviews to ensure they work as planned and deliver good customer outcomes
  • Monitor investment products and services, and provide feedback on how they can be enhanced


Role Requirements Include:

  • Experience in oversight of retail investment products
  • Detailed knowledge of UK regulatory requirements for investment products (particularly funds) and a good understanding of MiFID and CASS


Company Benefits Include:

  • 2 days in the office, 3 from home
  • Company shares
  • Enhanced parental pay & leave
  • 25 days holiday + bank holidays with additional days added with length of service


Apply or DM James Carter for more info