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Compliance Manager

2 months ago

United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full time

JCR Talent is delighted to be partnering with an award winning Retail Investments firm as they hire a Compliance Manager
Advise the business to help build great investing products that help customers achieve their life goals
Manage relationships throughout the business
Provide compliance oversight of investing products and processes through monitoring and reviews to ensure they work as planned and deliver good customer outcomes
Monitor investment products and services, and provide feedback on how they can be enhanced

Experience in oversight of retail investment products
Detailed knowledge of UK regulatory requirements for investment products (particularly funds) and a good understanding of MiFID and CASS

2 days in the office, 3 from home
~ Enhanced parental pay & leave
~25 days holiday + bank holidays with additional days added with length of service