Compliance Advisory Officer

**THE COMPANY**: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. **THE RESPONSIBILITIES**: - Responsible for providing Compliance Advisory support to the Business -...

**THE COMPANY**: Our client is a leading independent Brokerage firm based in the City. **THE RESPONSIBILITIES**: - Providing compliance advisory support to a cash equity business control - Trade and communications surveillance - SMCR support - AML/KYC account opening and reassessment - General research issues **EXPERIENCE REQUIRED**: - General compliance...

Lutine Bell are currently supporting a leading Financial Services Organisation looking to appoint a Compliance Advisory Officer on a permanent basis. Responsibilities:Provide regulatory guidance to all internal business areasContribute to reporting due from the Compliance team including Regulatory reportingSupport Compliance projectsAnalyse, plan and execute...

**THE COMPANY**: Our client is a global investment management business based in London (currently working on a hybrid basis of 3 days in the office per week). They are looking for a Compliance Officer with a Financial Crime focus to join the thriving team. **THE RESPONSIBILITIES**: - Review complex documentation and AML/KYC information for new clients at...

**THE COMPANY**: Our client is a global investment management business based in London (currently working on a hybrid basis of 3 days in the office per week). They are looking for an Assistant Compliance Officer to join the thriving team. **THE RESPONSIBILITIES**: - Provide general regulatory guidance and advisory services to certain internal business...

Lutine Bell are currently supporting a leading Financial Services Organisation looking to appoint a Compliance Advisory Officer on a permanent basis. Responsibilities: Provide regulatory guidance to all internal business areas Contribute to reporting due from the Compliance team including Regulatory reporting Support Compliance projects Analyse, plan...

Lutine Bell are currently supporting a leading Financial Services Organisation looking to appoint a Compliance Advisory Officer on a permanent basis. Responsibilities:Provide regulatory guidance to all internal business areasContribute to reporting due from the Compliance team including Regulatory reportingSupport Compliance projectsAnalyse, plan and execute...

Job SummaryWe are seeking a highly skilled Compliance Advisory Officer to join our team at Goodman Masson. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in line with regulatory requirements.Key ResponsibilitiesMaintain awareness of regulatory developments and provide strategic support to...

Job SummaryWe are seeking a highly skilled Compliance Advisory Officer to join our team at Goodman Masson. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in line with regulatory requirements.Key ResponsibilitiesMaintain awareness of regulatory developments and provide strategic support to...

Lutine Bell are currently supporting a leading Financial Services Organisation looking to appoint a Compliance Advisory Officer on a permanent basis. Responsibilities:Provide regulatory guidance to all internal business areasContribute to reporting due from the Compliance team including Regulatory reportingSupport Compliance projectsAnalyse, plan and execute...

**THE COMPANY**: Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture they are an excellent employer. **THE RESPONSIBILITIES**: - Review/audit/investigation requests from Exchanges and Regulators - FATCA and CRS Audit and Advisory; ad hoc tax projects - Research in...

Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer. FATCA and CRS Audit and Advisory; ad hoc tax projects Research in relation to keeping up to date on financial regulatory developments Monitoring and problem solving with regards to...

**Compliance Advisory** *** **Business Area: Group General Counsel** *** **Place of Work: London** *** **Contract Type: Permanent** *** **When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop your career. Given our size you'll have real autonomy and influence as you collaborate...

**THE COMPANY**: Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer. **THE RESPONSIBILITIES**: - Review/audit/investigation requests from Exchanges and Regulators - FATCA and CRS Audit and Advisory; ad hoc tax projects - Research in...

Hampshire Trust Bank is a specialist bank, staffed by experts focused on helping UK businesses realise their ambitions. Our dedicated Asset Finance, Development Finance, Wholesale Finance and Specialist Mortgages divisions ensure that businesses receive the outstanding service, lasting relationships, integrity and expertise they need to prosper. We also...

Paritas Recruitment - Risk London, United KingdomPosted 3 hours ago Hybrid Permanent £75k - £90k - K- Posted by - Keith Jones- Manager - Risk Management & Quantitative AnalyticsFollow - Dynamic desk based Compliance Advisory Officer required for a leading international City based firm. Compliance Advisory Officer - Global Markets A leading international...

Position Overview:We are seeking a skilled Compliance Advisory professional to join the esteemed Danos Group. The ideal candidate will possess substantial experience in compliance advisory roles, particularly within the realm of Fixed Income, Currencies, and Commodities (FICC). A proven ability to engage with business stakeholders and a solid understanding...

The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data...

The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data...

The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data...